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HomeMy WebLinkAboutContracts & Agreements_52-2015_CCv0001.pdf FIRST AMENDMENT TO THE AGREEMENT TO THE CALIFORNIA ENERGY EFFICIENCY STRATEGIC PLAN PHASE 3 IMPLEMENTATION CONTRACT BETWEEN CITY OF REDLANDS AND SOUTHERN CALIFORNIA EDISON COMPANY This first amendment ("First Amendment") to the California Energy Efficiency Strategic Plan Phase 3 Implementation Contract("Agreement") entered into this 7"'day of April,2015,by and between Southern California Edison Company("SCE")and City of Redlands("Implementer"),shall be effective as of January 1, 2015 ("Effective Date"). SCE and Implementer may be referred to herein individually as a"Party"and collectively as the"Parties". RECITALS WHEREAS,the Parties executed the Agreement to implement the 2013-2014 Strategic Plan Phase III Program(referred to hereinafter as the"Program"),promoting long-term energy efficiency and climate action activities; WHEREAS, on March 26, 2014, the California investor-owned utilities submitted a joint application("2015 Application") for the implementation of energy efficiency programs to be delivered to California utility customers for the year 2015, which included a continuation of the Program implementation by City of Redlands through 2015; and WHEREAS, on October 24, 2014, the California Public Utilities Commission("CPUC") issued Decision D.14-10-046 approving the 2015 Application, thereby approving continuation of the Energy Efficiency Partnership Programs; and WHEREAS,D.14-10-046 was modified by CPUC D. 15-01-002 issued on January 9,2015,which authorized continuation of the Program; and WHEREAS, the Parties desire to extend the Agreement through 2015 as set forth herein; NOW THEREFORE, for valuable consideration, the receipt and sufficiency of which is hereby acknowledged,the Parties agree as follows: 1. Section 22 of the Agreement is hereby deleted and replaced with the following: 22 Term. This Contract shall be effective as of the Effective Date. Unless otherwise terminated in accordance with the provisions of Section 23 below, this Contract shall terminate as midnight March 31,2016;provided however,that all Work shall be completed by midnight December 31,2015. 2. This First Amendment may be executed in one of more counterparts and delivered by electronic means, each of which will be deemed to be an original, but all of which will together constitute one and the same agreement. 3. Exhibit A (Statement of Work) of the Contract is hereby deleted in its entirety and replaced with a revised Exhibit"A"(Revised Statement of Work) attached to this First Amendment. 4. General. From and after the Effective Date, any reference to the Agreement contained in any notice, request, certificate or other instrument, document or agreement shall be deemed to mean the SCE CONFIDENTIAL Page 1 Agreement,as amended by the First Amendment. In the event of any conflict between the Agreement and this First Amendment, this First Amendment shall prevail. Each Party is fully responsible for ensuring that the person signing this First Amendment on that Party's behalf has the requisite legal authority to do so. 5. Except as amended by this First Amendment,all provisions of the Agreement shall remain in full force and effect and shall govern the actions of the Parties under this First Amendment. [SIGNATURES FOLLOW ON NEXT PAGE] SCE CONFIDENTIAL Page 2 IN WITNESS WHEREOF, the Parties hereto have caused this First Amendment to be executed by their duly authorized representatives. IMPLEMENTER: ATTEST: CITY OF REDLANDS %-2 By: By: Pau W. Foster, Mayor Sam Irwin, City Clerk Date:_ April 7 ,2015 Date: Apr;1 7 ,2015 SCE: SOUTHERN CALIFORNIA EDISON COMPANY By: Marc/Ulrich,-Vices ent, Cu mer Programs and Services s o Date: Z ,2015 SCE CONFIDENTIAL Page 3 EXHIBIT A REVISED STATEMENT OF WORK(WITH Appendices A-0 [SEE ATTACHED] SCE CONFIDENTIAL Page 4 PEPMA Proposal Number: 23352 TABLE OF CONTENTS Revision Summary Page................................................................................................. 1 Section1 —Description................................................................................................... 3 Section 2--General Requirements.................................................................................. 4 Section3 Scope of Work ............................................................................................. 5 Task1: Program Ramp-Up..................................................................................................5 Task 2: BE Training for Key Decision Makers(Elected Officials,Building Officials, and Commissioners) of the City(SP Task 1.1.6)....................................................5 Task 3: Customize Energy Action Plan(EAP)with Energy Efficiency Language and Data(SP Task 4.1.2) ................................ .........................I........<................9 Task 4: Invoicing and Reporting....................................................................................... 10 Task 5: Ramp-Down and Shut-Down Program.................................................................11 Task 6: Submit Final Program Report............................................................................... 12 Section4—Payment..................................................................................................... 12 LIST OF'TABLES Table 1: Fully Burdened Hourly Rates by Title..................................................................... 13 Table2: Implementer's Budget(Task 2)................................................................................ 14 Table3: Implementer's Budget(Task 3)................................................................................ 14 Table 4: Strategic Plan Support Menti............................................................................I......20 APPENDICES Appendix A: Invoicing Requirements................................................................................... 16 Appendix B: Defined Terms.................................................................................................. 18 Appendix C: Strategic Plan Support Menu............................................................................20 Appendix D: Regulatory Reporting Requirements................................................................22 Appendix E: Final Program Report Template.......................................................................27 Confidential Hist Amendment forStiategic Plan Phase 3 for City of Redlands Revised SOW(rev6).doc Southern California EdisonCompany Page l of 23 Energy Efficiency Division Statement of Work(Revised for C05) Revision. Summary Page Program Name: City of Redlands Strategic Plan Strategies Phase 3 Implementer: City of Redlands Revision 1,Attachment 2 (Change Order 2), dated April 9,2014 referenced throughout with Ravi Summary: • Update"Table 1:Fully Burdened Hourly Rates by Title"to change Labor Category"Senior Admin Analyst"feom a$41.79 hourly rate to a$20.0 thourly rate. Revision 2,Attachment 2 (Change Order 3), dated April 30,2014 referenced throughout with Rev2 Summmy: • Update"Table 2:Fully Burdened Hourly Rates by Title"to change Labor Category"Senior Admin Analyst" from a$20.01 hourly rate to a$41.79 hourly rate. • Update"Table 3:Fully Burdened Hourly Rates by Title'to add Labor Category "Administrative Technician"at a$20.01 hourly rate. Revision 3,Attachment 2 (Change Order 4),dated July 15,2014 referenced throaghout With Rev3 Siillil m%,T: • Update"Table 4:Fully Burdened Hourly Rates by Title"to change Labor Category"Senior Consultant"from a$175.00 hourly rate to a$225.00 hourly rate. • Update"Table 4: Fully Burdened Hourly Rates by Title" to add Labor Category "Sustainability Manages"for Project Manager Responsibility at a$50.47 hourly rate. Revision 4,Attachment 2 (Change Order 5),dated October 7,2014 referenced throughout with nov4 Summary: • Update"Table I :Fully Burdened Hourly Rates by Title"to add Labor Category "Project Assistant"for Project Manager Responsibility at a$27.92 hourly rate. i Confidential City of Redland First Amendment forSttateglo P1anPhne 3 for City of Redlands Revised SOW(rev6).doc Sauthem California Edison Company Page:1 a£2$ Revision 5,Attachment 2(Chancre Order 6), dated February 6, 2015 referenced thl-OughOut With Rev$ Summary: Y Extend the effective end date from 12/31/2014 to 3/3112016 pursuant to California Public Utilities Commission {CPUC) final decision D. 14-10-046 issued on October 24, 2014 which was modified by CPUC D. 15-01-002 issued on January 9,2015. The D ecisions authorized continuation of the Program. i Confiidealial City of Redland First Amendment for Strategic Plan Phase 3 for City of Redlands Revised SOW(rev6).doc SouthcmCalifomia Edison Company Page:2 of 28 ATTACSIvirsNT 2—REv sm 5—STA.TEmENT OF WORK Program Nance: City of Redlands Strategic Plan Strategies Phase 3 Implementer: City of Redlands ('City") Program Budget: $54,000.00 SECTION 1 --DESCRIPTION Pursuant to Decision(D).09-09-047, the California Public Utilities Commission(CPUC or Commission) authorized Southern California Edison Company(SCE)to conduct strategic plan activities (the Strategic Plan Program)centered on Energy Efficiency(sometimes referred to as EE)and addressing the"Big,Bold" strategies and related local goveimment goals found in the CPUC's California's Long-Term Energy Efficiency Strategic Plan (CEESP),I Based on this authorization,SCE conducted a solicitation seeldng activities to fund that would lead to long-tenor,sustainable changes as opposed to supporting staffing resources or short-tern.initiatives that would cease to exist once the funding had ended. A. Defined Terms Capitalized terms not otherwise defined in the text of this Statement of Work(Solvv) are defined in Appendix B,"Defined Terms,"attached hereto and incorporated by reference. Capitalized terms not otherwise defined in the text of this SOV or in Appendix B hereto shall have the meaning ascribed to them in SCE's General Terrns and Conditions(Ts&Cs) for both BE and Demand Response(DR),attached to the Contract and incorporated herein by reference. B. BaclWound SCE initiated both Phases 1 and 2 of the local government BE strategic plan support solicitation during 2010, and these two phases are currently being implemented. Funding for Phase 3 solicitation for 2013-2014 was approved in CPUC D.12-11-015, issued on November 15, 2012. On October 24, 2014, D. 14-10-046 was issued then was modified by D. 15-01-002 issued on January 9,2015 to authorize continuation of the Program Revs Visit-%vww.califomiaenerdyefficiency.coin for a copy of the CEESP. Confidential City of Redland Mist Amendment for Sttateg'so PlaaPhnse 3 for City of Minds Revised SOW(rev6).doc Southern Caiifomia Edison Company Page:3 of 28 The ultimate goal for each participating city or county government, or a.regional government,representing one or more local jmxsdictions that are currently participating in SCE's Local Goverment or Institutional Partnerships (Implementer) in relationship to CEESP support,is to embed and.institutionalize EE in its policies,programs, and processes and to establish a culture of BE within the Implementer's jurisdiction. C. Objective Through the Strategic Plan Strategies Phase 3 (Program),the Implementer will deliver items listed in Table 4 of Appendix C(Strategic Plan"Support Menu")of this SOW, to develop and implement local goveinmeat strategic plan support strategies during the years 2013-2014 and 2015Rays timeframe. SECTION 2-- GFNERAL REQUIREMENTS A. Notice to Proceed(NTP) Implementer may start Work only upon the occurrence of each of the following: 1. Implementer receives a Contract, including"this SOW"from Contract Program Manager(CPM); 2. Implementer provides to the CPM a signed Contract; and 3. CPM provides to Implementer written notice to proceed with the Work(NTP). B. License Within 10 Business Days of the CPM issuing the NTP,the Implementer and each of its sub- contractors will submit copies of any and all licenses and/or registrations required for the performance of the proposed Work to the CPM. C. Goals Implementer must achieve delivery of project milestones and dates as outlined and agreed to by the CPM.The CPM will review the number of projects,tasks,and deliverables completed to assess'Mork progress. D. Coordination with the CPNI Implementer must achieve delivery of Work milestones and dates.The CPM will review the SOW requirements,including tasks and deliverables completed, to assess Work progress. E Confidential City of Redland First Amendment For Strategic Plan Phase 3 forCityof Redlands Revised SOW(=6).doe Sonthem CaliibiWa Edison Company Page:4 of 28 SECTION 3 — SCOPE OF WORK The Work will consist of the following tasks supporting the CEESP goals specifically set forth by SCE and accepted by Implementer: Task 1: Program stamp-Up A. Attend Program Kick-off Meeting Implementer's representative(s)will attend a Program kick-offmeeting with the CPM to discuss Program logistics, evaluation,monitoring and verification coordination,invoicing requirements,SOW, and any remaining Contract issues at a time and location designated by SCE. To avoid duplication and unnecessary expenditures,the CPM will provide information and guidance regarding currently available resources (e.g., available training programs, templates,etc.)that will be used by the Implementer in assessing pre-existing resources.This will enable the Implementer to focus efforts on the axeas in each task where gaps exist. B. Program Data,Invoicing,and Reporting Tool Training The Implementer will attend the kick-off meeting to be trained on the use of SCE's invoicing and reporting tool(IR Tool). Thereafter,the Implementer will use the IR Tool to provide the CPM invoices and Monthly Reports each Month. Deliverables: :��sk_1 D;Uvcrable(s) Y_ � 3lue Dates) I. Attend a Program Kick-off meeting that Determined by SCE after the includes IR Tool training. issuance of the NTP. 2. Delivery of updated IR Tool to CPM for IR Tool training plus five(5) review and approval. Business Days. Task 2: EE Education Program for Key Decision Mayers (Elected Officials, Building Officials, and Commissioners) of the City (SP Task 1.1.6) The Implementer will plan,promote, and conduct an education program on energy efficiency for key City decision makers (e.g., elected officials, building officials and commissioners). The purpose of this training program is to promote programs and policies that encourage and i accelerate the development of codes and standards, ordinances, and policies that increase Confidential Cityof Redland First Aracadmenl for Strategic PlaaPhasc 3 for City ofRedlands Revisit!Sow(revQ.dao Sauthem Califibmia Edison Company Page:5 of 28 energy efficiency throughout the City. The agenda will focus on providing information to these key city officials to enhance the likelihood that they will adopt policies,ordinances, and programs that impact energy efficiency. By providing this program and educating City officials on the benefits of codes, standards and policies that increase energy efficiency,the likelihood of these decision makers voting to adopt"reach"codes and similar policies will be increased. A. Task Goals and Objectives Implementer will provide all materials developed under this task to CPM for'review and comment: 1. Report on Status of Implementer or Subcontractor to Support the Task: Implementer will submit Monthly reports on the status of hiring expertise to provide to complete the activities in flus task if such support is needed. 2. Assessment and Planning Report for the Energy Efficiency Education Program for Ivey Decision Makers (Draft and Final):At a minimum, Implementer will review and assess existing trainings on energy efficiency including those offered by SCE,Ca1SEEC, CEC, IHACI, and CALBO, among others. This review and assessment will be used to identify any gaps and training enhancements that may exist.The Implementer will formulate the plan for developing the training program based on the information gained and gaps identified during the review and assessment. As part of this Assessment and Planning Report,Implementer will provide: • A policy statement describing the purpose of the Program,; • A draft agenda of potential topics to be covered; • A list of potential speakers; e A list of potential attendees by position and city organization, and a rationale for choosing these targeted participants; o Pre-and post-training knowledge surveys to measure the level of energy efficiency building codes and standards knowledge gained as a result of participating in the trainings; and • A plan to elicit substantial and usefal participant feedback, including, at a minimum,participant feedback surveys which will include both quantitative Confidential City of Redhm First Amendment for Strategic Plan Pbase 3 for City of Redlands Revised SOW(revQ.doc SouthernCalifornia Edison Company Page:6 of 28 and qualitative questions to allow for meaning£u1 assessment of the Program's value. 3. Curriculum for the Energy Efficiency Education Program for Key Decision Makers and Promotional Materials(Draft and Final): Implementer will develop draft training curriculum and promotional materials based on the methodology outlined in the Assessment and Planning Report and circulate these materials to SCE and industry stakeholders and other relevant experts. Implementer will update and Finalize the curriculum and promotional materials based on feedback received from SCE,industry stakeholders and other relevant experts. 4. Conduct the Energy Efficiency Education Program for Key City Decision Makers: Implementer shall conduct the education program. S. Assess Value and Benefits of the Energy Efficiency Education Programer for Key City Decision Makers:The Implementer will assess the value and beaef is of the Program. The assessment will address the following: a. List of invited participants, attendees and no-shows; b. Results of pre-and post-program surveys of participants to determine the impact of the program on the likelihood the City officials adopting policies, standards and codes addressing energy efficiency; 6. Plan for Sharing Lessons Learned/Best Practices with Other Local Governments: Elements of the Program that are deemed successful could be replicated throughout the State of California. Implementer will prepare a report describing lessons Iearned and their understanding of best practices experienced during the planning,marketing,and the Program. Implementer will submit a plan for sharing this report with other local governments. 7. Monthly Status Report:Implementer will provide a Monthly report of all on-going activities including a list of Monthly achievements and outstanding issues. B. Task Performance Indicators The Implementer will,at a minimum,track the following information through the IR Tool: 1. Number and type of Key Decision Makers Education Program trainings and events given,by participant group; I 2. Name and contact information of all Key Decision Makers Education Program Coftadential City of Redland)•ir5t Amendment for Strategic Plan Phase 3 for City of Redlands Revised SAW(rev6).doc Southorrr California FdisanCompany Page:7 of 2s training and evert/Summit attendees; 3. Results from participant pre-training/pre-Summit surveys that track baseline lu owledge of energy efficiency/green building concepts,policies, etc.; 4. Results from participant post-tiaining/post-Summit surveys that track tangible data on how level of knowledge changed due to specific training provided; 5. Number and type of published articles and messages related to the Training Program or Summit; 6. The number of EE-related policies adopted as a direct result of this Program and/or the likelihood participants would continue towards adoption of EE-policies and programs; The Implementer will also quantitatively assess the value and benefits of the Training Program/Summit through analyzing results of participant satisfaction surveys and ability to pass City ordinances that mandato such training programs and/or summits. Deliverables: `bask 2 De)sYe able Due:Aate s _ ) ) 1. Report on status of Implementer or NTP plus 1 Month. Subcontractor to help support the Task 2. Draft Assessment and Planning Report for NTP plus 2.5 Months. the Energy Efficiency Education Program for Key Decision Makers 3. Final Assessment and Planning Report for NTP plus 3 Months. the Energy Efficiency Education Program for They Decision Makers 4. Draft Curriculum for the Energy Efficiency NTP plus 6 Months. Education Program for Key Decision Makers 5. Final Curriculum for the Energy Efficiency NTP plus 7 Months. Education Program for Key Decision Makers 6. Conduct the Energy Efficiency Education NTP plus 8 Months. Program for Ivey City Decision Makers 7. Assess value and benefits of the Energy NTP plus 10 Months. Efficiency Education Program for Key Decision Makers Confidential City of Redland First Amendment For strategic Plan Phase 3 for CityoFRedlands Revised SOW(evQ.doc Southeta California Edison Company Page:8 of 28 S. Plan for shaving lessons learned/best NTP plus 11 Months. practices with other local governments 9. Monthly reports of tracked Performance Monthly with Invoicing Indicators Requirements Task 3-. Customize Community Energy Action Plan (EAP) With Energy Efficiency Language and Data (SP Task 4.1.2) A. Task Goals and Objectives Implementer will provide all materials developed under this task to CPM for review and comment: 1. Report on Status of Consultant or Subcontractor to Support the Task: Implementer will submit monthly reports on the status of hfiinc,,,experdse to accomplish the Task. 2. Assessment and Planning Report for Developing a Community Energy Action 'Phtn(EAP): The Implementer will prepare a plan for the development of an EAP for the City that will include,at a minimum,the data collection process,including data collection templates if applicable,methodology for estimating baseline,and public input and community involvement through form=,workshops and other such events 3. EAP(Draft and Final): To develop the EAP,the Implementer will prepare data on energy use in the community and in municipal facilities. The EAP will include an inventory of municipal facilities. Through this task the Implementer will establish a baseline of energy use, energy efficiency goals and implementation strategies to achieve these goals. In developing the EAP,the Implementer will: a. Develop an inventory of City's electricity using equipment; b. Study how users of electricity consume electricity; c. Establish reduction goals and milestones; d. Investigate and assess approaches to reduce energy; e. Prioritize municipal EE projects and determine fanding mechanisms for municipal BE projects;and E Develop GHG inventory with the San Bernardino Association of Governments(SANBAG). Confidential City of Redland First Ameadmentfor Strategic Plan Phase 3 for City otRedlards Revised SOW(mY6).doc Southern California Edison Company Page:9 orr28 . 4. ][deport on Stakeholder Input: Implementer shall include a list of all,stakeholder meetings,workshops,etc.,list of all attendees and contact info by workshop, and discussion on how input was used in refining the policy. hnplementer may also include community stalceholder meetings. 5. Monthly report of trached Performance Indicators: Implementer will provide a monthly report of all on-going activities including a list ofmonthly achievements and outstanding issues. B. Task Performance Indicators The rationale and benefits of the proposed scope of work include the following: 1. Develop eonsensus based solutions to minimize activities contributing to energy use and related emissions,and promote energy efficiency throughout the City. 2. Develop detailed programs,policies, and implementation measures to achieve the solutions identified. Deliverables: Er- N-3 �ehveLable(s) 'Dn(e bates) _ - v 1. Report on Status of Consultant or Subcontractor NTP plus 3 Months. to Support the Task 2. Assessment and Planning Report for the NTP plus 6 Months. Development of a Community Energy Action Plan 3. Draft EAP NTP plus 8 Months. 4. Final EAP NTP plus 9 Months. S. Subunit EAP to Implementer's City Council for NTP plus 16 Months. Adoption and provide effective date 6. Report on Stakeholder Input NTP plus 16 Months. 7. Submit Monthly Status Report Monthly with Invoicing Requirements Task 4; Invoicing and Reporting A. Invoicing ConFdmlial City of Redland First Amendment for Shategic PIan Phase 3 for City of Redlands Revised SOW(rev6).duc Southem California Edison Company Page;10 of 28 The Implementer will submit to the CPM an Invoice which includes supporting documentation in accordance with the requirements delineated Appendix A, "Invoicing Requirements", the Ts&Cs(Section 4), and Attachment No.1 of the Contract. SCE may amend the invoicing requirements from time to time, at which time SCE will notify Implementer of the changes and issue a Change Order. Implementer will implement these modifications in a timely manner and reflect any changes in fiiture invoice documentation. B. Reporting The Implementer will submit to the CPM all required reports initially as a draft for review and approval by the CPM. Implementer will be responsible for implementing, adhering to, and the submission of,the items as described in Appendix D, "Regulatory Reporting Requirements''..the Ts&Cs, and Attachment No.l of the Contract. SCE may amend the reporting requirements from time to time,at which time SCE will notify Implementer of the changes and issue a Change Order. Implementer will implement these modifications in a timely manner and reflected in fature invoice documentation. Deliverables: ase4 Deirverable(s} _ - _ 'x3ue bata(s) _ - - -- - , 1. Prepare and submit invoices and supporting 15th Calendar Day of the Month documentation to SCE per Appendix A,"Invoicing Requirements" 2. Submit final invoice to SCE March 31,2016 Rous 3. Prepare and submit Monthly Report to SCE 15th Calendar Day of the Month per Appendix D,"Regulatory Reporting Requirements" 4. Submit Commission reports Semi-annually and annually Task 5: Ramp-Dawn and Shut-Down Program A. Program Shut-Down All Program operations will be completely shut down after the last day of the effective period of the Contract, and no later than December 31,2015 aw,with the exception of preparation and submittal of the Final Report,as defined in Task 5. Deliverables: Confidwint City of Redland first Amendment for Stratea c Plan Phase 3 for City of Redlands Revised SOW(rev6).doe Southern California Edison Company Page:r m of 28 71 TasJc5 Ile vea�ble(s) _ Due`b40W__ 1. Complete all services No later than December 31, 2015 BaVS Task 6: Submit Final Program Report After Program completion,the Implementer will submit a final report that reviews the Program's progress and accomplishment(the "Final Report"). The Final Report will include the information referenced in Appendix E,"Final Program.Report Template". Deliverables: 'asic 6 `DehYerable{s) _ 77. Date{s� 1. Submit draft Final Report for SCE review and No later than February 15,2016 approval ilau5 2. Submit revised Final Report for SCE review The earlier of March 31, 20161iat15 and approval or within 2 weeks of receipt of SCE comments SECTION 4 —PAYMENT A. Payment Terms The Program will utilize a 100%time and material based payment(T&M Payment)structure based on the£ally burdened billing rates contained in S ection 4,Table 1. All payments will be subject to Appendix A,"Invoicing Requirements",the Ts&Cs,Section 4,and Attachment No.I of the Contract. Confidential City afRedland First Amendment for Slrategie PlaaPLase3 for City of Redlands Revised SONY(rev6).doc southern California Edison Company Page:12 of 29 Table 4: Fully Burdened Hourly Rates by TH162 Revd _-_- _ `_`�.`- _-... -'--a•,_`:.-.....c.=�_��,---_'^��__ -- _,,,r _- _ rte_ rE Sr. Consultant All Aspects $225.00lacv3 N/A Senior Admin Project Manager + � •7�RCv2 0I 2ev2Analystzzev2 Field Services Managees Project Oversight $93•6i6 0%Rev3 Part Time Adm Assistant Administrative Support $14.64 � 0/e rRov3 Administrative project Manager $20.01 Rev2 O%Rev4 Technician Rav2 Sustainability Project Manager $50.47Rev3 50%Rev3 Manager Rev3 Project AssistantRev4 Project Manager $27.92Rev4 50%Rcv4 Total 100 2 Fully burdened rates are defined as"Labor Related Cost Uuder Time and Materials Basis"in Section 4 of the I General Terms and Conditions. Confidential City of Redland First Ameadment far Strategic Plan Phase 3 for Cky of Redlands Revised SOV(revti).dac SouticernCalifomiaEdisonCompany Page:I3 of28 B. Implementer's Budget Breakdown The Work budget is divided into three cost categories described as: ® Administrative Costs: Typically,program overhead costs,such as staff labor/benefits, employee expenses,and miscellaneous general expenses that are not marketing and outreach(Marketing and Outreach), direct implementation,or incentive/rebate costs.These costs will usually be for labor incurred in preparing invoices and reporting(monthly,semi annual and ad hoc). ® Marketing and Outreach Costs:Typically,marketing costs such as collateral material, outreach costs such as promotional events, and staff labor associated with incurring marketing costs and activities. e Direct Implementation Costs: Costs related to activities directly tied to,and associated Nvith, the development and the implementation of the proposed Work, including subcontractor costs. a Total Two-Year Budget: Sung of the components listed above. Table 5: Implementer's Budget(Task 2) Task 2 Budget Breakdown Allowable Cost % $ (1) Administration 14.0% $1,680 (2) Marketing and Outreach 11.5% $1,380 (3) Direct Program Implementation 74.5% $8,940 Total Implementer Budget: (1)+(2)+(3) 100% $12,000 Table 6: Implementer's Budget(Task 3) Task 3 Budget Breakdown Allowable Cost % $ (1) Administration 30.5% $15,860 (2) Marketing and Outreach I 5.5% $2,860 Coafidealial City ofRedland First Amoadment for Strategic Plan Pliasc 3 for City of Redlands Revised SOW(revs).doo Southern California Edison Company Page:14 of 28 (3) Direct Program Implementation 64.0% $33,280 Total Implementer Budget: (1)+(2)+(3) 100% 552,000 C. Program Budget Limit In no event will the Implementer exceed the total amount budgeted by SCE for the Contract related to this SOW of$64,000.00. D. Performance Judicators SCE will,at a minimum,monitor the Work based on the following Program Perfon-nance Indicators: e Progress made against the goals,deliverables,and due dates above; and e Actual performance versus predicted perfoirnance as outlined herein. Confidential City of RedlaodFirst Amendment for Strategic pian Phase 3 for City of Redlands Revised S0W(rcv6).doc Southern California Edisoncompany Pulte:IS of 28 APPENDIX A: Lw01CITIC RBQUIlZEML-iiTS A. Invoicing Instructions 1. Advance Copy to CPM An advance electronic copy of Implementer's invoice (Advance Copy) must be submitted to the CPM by the 15th Calendar Day of each month, and include the following attachments- ® Invoice Summary Page section of flus Appendix A(see Item B.1 below); and ® All information outlined in the Time and Materials Invoicing Requirement section of this Appendix A(see Item B.2 below). 2. Final Invoice to Accounts Payable Upon CPM approval of the Advance Copy, the Implementer will submit a hard copy invoice (Final Invoice) to Accounts Payable within two 2 Business Days thereafter.The hard copy invoice must include the following attachments: e Invoice Summary Page (see Item B.1 below); o All information outlined in the Time and Matetials Invoice Requirement section of this Appendix A(see Item B.2 below); and Q Any additional substantiating documentation, as requested at the sole discretion of the CPM or procurement agent. Mail an original and one copy of the Final Invoice to the following address: Southern California Edison Company Accounts Payable Division P.C.Box 700 Rosemead,CA 91770 Send an electronic copy of the Final Invoice to the CPM. If rates, rate format or rate components are different fiom that stated in the Contract,payment may be delayed due to necessary validation of the invoice. Failure to comply with invoice instructions or any other terms and conditions of the Contract may result in adjustment or rejection of the invoice. B. Invoicing Requirements Confidential City of Redland Fust Amendiuent for Strategic Plan Phase,3 far City of Redlands Revised SOW(reA).doc southern California Edison Company Pag4r.16 of Z$ I. Invoice Summary Page:All invoices must contain an invoice summary page with,at a minimum,the following information: • SCE's Contract number; a Task description; a Total amount authorized; • Current monthly amount invoiced(including the task(s)); a Cumulative amount invoiced to date(including the task(s)); and a Statement of deliverables for the period. 2. Time and Materials Invoicing Requirements In addition to the invoice instructions contained herein,the Implementer will also refer to Section 4.1 of SCE's General Terms and Conditions for additional invoicing instructions. Each uavoice will provide sufficient detail to identify the following elements: « Personnel work dates; ® Personnel work hours by name and classification; ® Personnel work rates:fixed hourly billing rates; ® Description of work performed-by person,by day, broken down no less than by the hour by task in sufficient detail to identify work performed; ® Itemized receipts for material and subcontract costs; ® Itemized receipts for"Out-of-Pocket" expenses authorized by the Contract; and o Itemized receipts for authorized travel costs or detail of trips for which authorized mileage is charged. Confidential City of Miand Fust Amendment for Strategic Pian Phase 3 for City of Redlands Reviscd SOW(n v6).dae Southern California Edisaa Comp-my Page:17 of 28 APPErDLK B: Mri uvrD TE,R vis 1. Baseline Data:The initial base metric for comparing the net result of prograrrnnatic changes versus what would have happened in the absence of the Program or activity. Z. Business Day:The period from one midnight to the following midnight, excluding Saturdays, Sundays, and holidays. 3. Calendar Day:The period from one midnight to the following midnight,including Saturdays, Sundays, and holidays. 4. California Public Utilities Commission.("CPUC"or"Commission"): Public agency that regulates privately owned electric,natural gas,telecommunications, water,railroad, rail transit, and passenger transportation companies. 5. Contract(s): Agreement entered into between SCE and the Implementer which authorizes the Work,states the commercial terms, incorporates by reference SCE's Ts&Cs(or a different set of terns and conditions mutually agreed upon between SCE and the Implementer), a Statement of Work, and other referenced documents,all of which form the contract between SCE and the Implementer to perform the Work described herein.The term."Contract(s)"will have the same definition and meaning ascribed to as the term"Agreement(s)"under SCE's Ts&Cs. 6. Contract Program Manager(CPIM):The SCE Representative who will manage the Program. 7. Customer: For purposes of this SOW, Customer shall mean any customer of SCE that is within the Tmplementer's jurisdiction. 8. Demand Response or DR.: Sometimes referred to as load curtailment or reduction. Mechanisms(such as interruptible rates,bill credits)are used to encourage consumers to use energy at different(lower cost)times of day or to interrupt energy-use for certain equipment temporarily,usually in direct response to an event or price signal. 9. Energy Efficiency or EE:An action, appliance or device that reduces the total electric consumption of a Customer,while maintaining a level of service that is the same or better than before. 10.Local Government or Institutional Partnership Programs:A program that coordinates efforts of a utility and a local government or other entity to use the strengths of both parties to achieve energy savings goals. i 11.Marketing and Outreach: Communications activities designed to identify,reach, and Confidential City of Redland First Ameadment farStrategie Piaa Please 3 for City of Redlands Revised St)w(rev6),doc SonthemCalifornia Edison Company Page:18 of 28 motivate potential Customers to take actions to either learn more about or invest in EE opportunities. 12.Measures o Specific Customer actions which reduce or otherwise modify energy end-use patterns. ® A service or a product whose installation and operation at a Customer's premises results in a reduction in the Customer's on-site energy use,compared to what would have happened without the service or product installation. 13.Month or Monthly:A term ending on the last Calendar Day of each month. 14.Performance Indicators: Specific,measureable,actionable,realistic and time-specific requirements that will directly and measurably contribute to SCE's business 15.SCE Invoice and Reporting Tool(IR Tool):SCEs invoicing and reporting toot that uses either a Web based interface or a database format as detennined by the CPM to collect program information. See Appendix A,"Invoicing Requirements,"and Appendix D,"Regulatory Reporting Requirements"for more information. 16.Title 24: California Code of Regulations(CCR),Title 24,also known as the California Building Standards Code(composed of 12 parts).Title 24,Part 6 sets forth California's energy efficiency standards for residential and nonresidential buildings a-ad was established in 1978 in response to a legislative mandate to reduce California's energy consumption.The standards are updated periodically to allow consideration.and possible incorporation of new energy efficiency technologies and methods.Title 24,Part 6 is the focus of the Work under this Contract. 17.Work: Any and all obligations of Implementer to be performed for SCE and Customers pursuant to and during the term of the Contract resulting from this SOW,any revision to such Contract,or a subsequent amendment or Change Order.The Work will include, without limitation the Work described in Section 3 of this SOW. ConEideadat City of Redland.FtrstAmendineatforStrategic Plaa Phase 3 fbr City of Redlands Revised SOW(revQ.doo Southern califbmia Edison Company Page:19 of 28 APPENDIX C: STRATEGIC PLAT SUPPORT MENU Table 7: Strategic Plan Support Menu 31 i. t�dolif codes;,�,r�dtnsnce,�,_s�tastdards,gt�xdel�ues Qrpxogz'a�_;t��encoi�rage_or STRATEGY x l , reclineZ�tldtng perforiiiance exceeding sttcegtuitixents Tlie focus should ,� -„Y_:.�:__,,. be 91a.Tas�g cuing models,or i�ilkeze�s soxnetlut�g-new and_ut�z��e,�hat�lt�e_ >pplicaFaIe - ti ` - -= --- ------ Adopt building energy codes more stringent than Title 24's requirements, TASKS 1.1.1 using cost-effectiveness studies by Climate Zone done by the utilities;adopt one or two additional tiers of increasing stringency. 1.1.2 Adopt a Green Building policy for municipal development,commercial development and/or residential development. 1.1.3 Develop/adopt point of sale programs such as a Residential or Commercial Energy Conservation Ordinance.Focus on whole buildingperformauce. 1.1.4 Change local codes to allow and encourage integration of EE,demand response,and on-site generation. Develop and adopt programs to encourage energy efficiency such as one-stop I.I.5 permitting,on-line permitting,;separate zero Net Energy(ZNE)permit processes,density bonuses,;or a recognition program. Develop educational programs for local elected officials,building officials, 1.16 commissioners,and stakeholders to improve adoption of EE codes, ordinances,standards,guidelines and programs. VU Imple�nenL F?dcs,ordinances standards guideXines ar programsIrat -i _ SR�TGY_ _. ez�courag�buxlduigeior3natice exceedut3Ystatestondards_ TASKS 1.2.1 Implement any of the Tasks under Strategy 1.1 above,through a process involving internal and external stakeholders,,etc. S=T�tA'iG f`- improve processes tslllt�ngvi�riereased code ct mtace tFirouh edtieaon, ___ _ t I S��ATGX bevetoprograrn to track tnunrcipal energy usage,sueli as through energy Alf :.:�_..._: ,., ._.-._-_ �attagetiaent software and bench�arlsipig_ofrt�ttzucipal£atiilxttes,_� - TASKS 3.1.1 Develop energy benchmarking=policies and procedures to enable ongoing benchmarking of all local government facilities. 3.1.2 Set up a`utility manager'computer program to track municipal usage. Identify need for sub-metering to plan,budget and manage bills. RAW .-.__-rte�-__- —_—•��=--�-_� - A�t a Giunale Aclton Plan[CAP),BmergyActtorr'tart(Eil')J.,£fir opeHt tin .The li[ n cQu d tnciude tt g�uergyLei[ciency standards Icor negl and a cFsting facfies,deyclopltig,a xe�lolvsng loan fuirdr I`Qr EE XU CCtS,'{t71d SO On ti TASKS 3.2.1 Developladopt an energy chapter for City/County climate or energy action plan. Adopt a policy to require Leadership in Energy and Environmental Design 3,2,2- (LBE1)),Energy Star Ratings,or other program standard for municipal facilities. 3.2.3 Develop policy for a revolving BE fund for City/County facilities. 3 2.4 Develop commissioning/retro-commissioning policies for municipal facilities. F i 1 ' �� e�dopt"a CA13,SAF oc�d4pC��1"angttageanto another�7oltoy�iQcutneh�" wTRA� GY 4 r ;;nch as a GeneralPlan;fo Leduc community greenlaovsc,gs eurtis �Qns�xitb� TASKS 4.1.1 Develop a regional template for CAP or 1JAP. 4.1.2 Customize CAP with EE language and data. 4.1.3 Update General Plan/Conservation Element with Climate policies.Provide BE framework and data for other people doing planning. 4.1.4 Conduct the BE savings analysis for an annual Greenhouse Gas inventory for the City/County. 1 Local governments participatingin activities under Goals 1—4 will be increasing,theis expertise. The activities under Goal 5 are more directly related to the programs operated by statewide local government associations-(ICLEI,ILG and LGC),by regional Iocal government agencies such as the Association of Bay Area Governments and Great Valley Center,and by the Statewide Local Government EE Best Practices"Coordinator.> Confidential City ofRedinnd First Ameadmentfor Strategic Plun Phase 3 for City of Redlands Revised SOW(rev6).doc Southrm California Edison Company Page:21`of28 -PPEIVDa D; REGULATORY REPORTING RIIQ=--iYIENTS In addition to any reporting requirements outlined in the Ts&Cs and Attachment No.I of the Contract,the Implementer will follow the following reporting requirements when submitting documents to SCE: Monthly Report:The Monthly Report due on the 15th Calendar Day of each Month for work completed the preceding Month using the IR Tool. The Monthly Report will include a discussion on the following Program activities occurring during that Month: 1. Administrative activities; 2. Marketing activities; 3. Direct Implementation activities; 4. Jmplementer's assessment ofProgram performance and Program status.For example,is the Program on target,exceeding expectations,or falling short of expectations,etc.; 5. Discussion of changes in Program emphasis.For example,new Program elements,less or more emphasis on aparticular delivery strategy,Program elements discontinued,Measure discontinued,etc.; b. Discussion ofnear term plans for Program over the coming months(e.g,marketing and outreach efforts that are expected to significantly increase Program participation); 7. Changes to staffing and staff responsibilities,if any; 8. Changes to contacts,if any; 9. Changes to Subcontractor and Subcontractor responsibilities,if any; 10.Number of Customer complaints received;and 11. Program Theory and Logic Model,if not already provided in the PIP,or if Implementer makes any revisions. A. Commission Reporting Requirements:The Implementer will provide SCE with the requisite information on the prior Month's activities,accomplishments,and expenditures related to its respective Work obligations,for purposes of preparing any reports required of SCE by the Commission including Quarterly, Semi-annual and Annual Reports. The Commission may amend reporting requirements from time to time.SCE will notify Implementer of any reporting changes and issue a Change Order. Implementer will implement these modifications in a timely manner and reflected in future invoice documentation. Requirements for these reports may change per the direction of the Commission or the Commission's Energy Division. The current reporting requirements are as follows: 1. Semi-annual Report; Implementer will provide SCE with the requisite information to be compiled for the portfolio reporting in Program Semi-annual Conrideatial City of Redland First Amendmcat for Shategic Plan Phase 3 for City ofRe:dlands RzAsedSOw(rcv5).doe Southem California L•dison Company Page.22 of 28 Reports using the Semi-annual Report template set forth in Section 1.a herein. Serni-annual reports are due March lst and September 1"of each year. a. Semi-annual Report Template i. A template will be provided by CPM prior to the reporting period. 2. Implementer will provide additional data or infonnation as required by the Commission. C. Allowable Costs Allowable Costs Table The cost items listed on the Allowable Costs sheet are the only costs that can be claimed for ratepayer- funded energy efficiency work.The costs reported should be only for costs actually expended.Any financial commitments are to be categorized as commitments.If the reporting entity(i.e.,SCE,in this case)does not have a cost listed on the cost reporting sheet,then no cost may be reported for that item. These Allowable Cost elements are to be used whenever costs are invoiced or reported to the CPM.If there is a desire to include additional Allowable Cost elements,the CPM should be contacted in order to seek approval from the Commission. 3/30/2006 Cost Categories Allowable Costs Administrative Cost Category Managerial and Clerical Labor Implementer Labor-Clerical Note: -These allowable costs *Implementer Labor-Program Design are to be allocated towards the *Implementer Labor-Program Development direct implementation category. :Implementer Labor-Program Planning *Implementer Labor-ProgramlPro3ect Management Implementer Labor-Staff Management Implementer Labor-Stam'Supervision Human Resource Support and Development Implementer Labor-Human Resources Implementer Labor-Staff Development and Training Implementer Benefits-Administrative Labor Implementer Benefits-Direct Implementation Labor Implementer Benefits-Marketing/Advertising/Outreach Labor Implementer Payroll Tax-Administrative Labor iImplementer Payroll Tax-Direct Implementation Labor Confidential City of Redland First Amendment for Strategic Plan Phase 3 for City of Redlands Revised SOW(revG).doc Southern Califomia Edison Company Page:23 of 2S Allowable Costs Table The cost items listed on the Allowable Costs sheet are the only costs that can be claimed for ratepayer- funded energy efficiency work.The costs reported should be only for costs actually expended.Any financial commitments are to be categorized as commitments.If the reporting entity(i.e.,SCE,in this case)does not have a cost listed on the cost reporting sheet,thea no cost may be reported for that item. These Allowable Cost elements are to be used whenever costs are invoiced or reported to the CPM.If there is a desire to include additional Allowable Cost elements,the CPM should be contacted in order to seek approval from the Commission. 3/30/2006 Cost Categories Allowable Costs Implementer Payroll Tax-Marketing/AdvertisinglOutreach Labor Implementer Pension-Administrative Labor Implementer Pension-Direct Implementation Labor Implementer Pension-Marketing/Advertising/Outreach Labor Note; '-*Travel and Conference *-"Travel and Conference Fees Fees associated with Implementer--Conference Fees Implementer Labor(e.g., Program Design,Program Implementer Labor-Conference Attendance Development,Program Implementer-Travel-Airfare Pianning, said ProgramJProject Implefinenter-Travel-Lodging Management) are to be allocated Implementer-Travel-Meals towards the direct implementation category. Implementer-Travel-Mileage Implementer-Travel-Parking Implementer-Travel-Per Diem forMisc.Expenses Overhead(General and Administrative)- Labor and Materials ImplementerEquipment Communications Implementer Equipment Computing Implementer Equipment Document Reproduction Implementer Equipment General Office Implementer Equipment Transportation Implementer Food Service Implementer Office Supplies Implementer Postage Implementer Labor-Accounting Support Implementer Labor-Accounts Payable Implementer Labor-Accounts Receivable i Confidential City of Redland Efast Amendment forStiategic Plan Please 3 for City of Redlands Revised SOW(rev6).doc Southern California Edison Company Page-24 of 28 Allowable Costs Table The cost items listed on the Allowable Costs sheet are the only costs that can be claimed for ratepayer- funded energy efficiency work,The costs reported should be only for costs actually expended.Any financial commitments are to be categorized as commitments.If the reporting entity(i.e.,SCE,in this case)does not have a cost listed on the cost reporting sheet,then no cost may be reported for that item. These Allowable Cost elements are to be used whenever costs are invoiced or reported to the CPIVI.If there is a desire to include additional Allowable Cost elements,the CPM should be contacted in order to seek approval from the Commission. 313012006 Cost Categories Allowable Casts Implementer Labor-Facilities Maintenance Implementer Labor-Materials Management Implementer Labor-Procurement Implementer Labor-Shop Services Implementer Labor-Administrative Implementer Labor-Transportation Services Implementer Labor-Automated Systems Implementer Labor-Communications Implementer Labor-Information Technology Implementer Labor-Telecommunications 3YMarlceting/A,dvertising/Outreach Cost Category Implementer-Bill Inserts Implementer-Brochures Implementer-Door Hangers Implementer-Print Advertisements Implementer-Radio Spots implementer-Television Spots Implementer-Website Development Implementer Labor-Marketing Implementer Labor-Media Production Implementer Labor-Business Outreach Implementer Labor-Customer Outreach Implementer Labor-Customer Relations Direct Implementation Cost Category Financial Incentives to Customers Activity- Direct Labor Iraplementer Labor-Facilities Audits Implementer Labor-Curriculum Development Confidential City of Rediand First Arneodment forStrategic Plan Phase 3 fbr City of Redlands Revised SOW(rev6).doc SouthcmCalifomia Edison Company Paget 25 of 28 Allowable Costs Table The cost items listed on the Allowable Costs sheet are the only costs that can be claimed for ratepayer- funded energy efficiency work.The costs reported should be only for costs actually expended.Any financial commitments are to be categorized as commitments.If the reporting entity(i.e.,SCE,in this case)does not have a cost listed on the cost reporting sheet,then no cost may be reported for that item. These Allowable Cost elements are to be used whenever costs are invoiced or reported to the CPM.If there is a desire to include additional Allowable Cost elements,the CPM should be contacted in order to seek approval from the Commission. 3/3012005 Cost Categories Allowable Costs Implementer Labor-Customer Education and Training Implementer Labor-Customer Equipment Testing and Diagnostics Installation and Service-Labor Implementer Labor-Customer Equipment Repair and Servicing Direct Implementation Hardware alr>!d Materials Implementer-Direct Implementation Literature Implementer-Education Materials Implementer-Energy Measurement Tools Implementer-Installation Hardware Implementer Audit Applications and Fors Rebate Processing and Inspection-Labor and Materials Implementer Labor-Field Verification Implementer Labor-Rebate Processing Implementer-Rebate Applications D. Ad Hoc Reporting:Implementer acknowledges that SCE may,in its sole discretion, require Implementer to provide such other reports or documentation that SCE deems appropriate or necessary(the"Ad Hoc Reports").Itnplernenter will comply with any request for such Ad Hoc Report(s)within a reasonable time or,if applicable,within the time requested by SCE. Confidential Cityof Redland first Amendment forStrat4a Plan Pluuc 3 for City of Redlands Revised SOW(rev6).doc Southern California Edison Company Page:26 of 28 APPF,NDTK E: FJNAL PRO GRAtm RrPORT Tic.mPLATL Ra-1, Local Govt Final Report Template vi( Confidencial City of Redland First Amendment for Strategic Plan Phase 3 for City of Redlands Revised SOW(rov6ldoc Southern Catifomia Edison Company Page:27 of 28