HomeMy WebLinkAboutContracts & Agreements_247-2019INDEPENDENT CONTRACTOR AGREEMENT FOR SPECIAL SERVICES
Technical and Operational Services
This independent contractor agreement for special services ("Agreement") is made this 17th day of
December, 2019 by and between the Consolidated Fire Agencies ("CONFIRE") and the City of
Redlands ("City") CONFIRE and City sometimes individually referred to herein as a "Party" and,
together, they are referred to as "Parties "
AGREEMENT
EXHIBITS
This Agreement has multiple Exhibits Any Exhibit that is specified in this Agreement is
by this reference made a part of this Agreement
Exhibits include
• Exhibit A Scope of Services
• Exhibit B Compensation
• Exhibit C General Terms and Conditions
• Exhibit D Insurance
2 EFFECTIVE DATE AND TERM
a This Agreement is effective on December 17, 2019 ("Effective Date")
b Unless terminated or otherwise cancelled in accordance with a provision of this
Agreement, the term of this Agreement shall be (i) from the Effective Date to (11)
July 17, 2020
3. INDEPENDENT CONTRACTOR
City, in the performance of this Agreement, is and shall act as an independent contractor
City understands and agrees that City and all of City's employees shall not be considered
officers, employees, agents, partner, or point venturer of CONFIRE, and are not entitled to
benefits of any kind or nature normally provided employees of CONFIRE and/or to which
CONF[RE's employees are normally entitled, including, but not limited to, State
Unemployment Compensation or Worker's Compensation City shall assume full
responsibility for payment of all federal, state and local taxes or contnbutions, including
unemployment insurance, social secunty and income taxes with respect to City's
employees
4 SCOPE OF SERVICES
City shall furnish to CONFIRE the services descnbed in Exhibit "A" ("Services")
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5. COMPENSATION
City shall receive payment for the Services satisfactorily rendered pursuant to this
Agreement, as specified in Exhibit "B" ("Compensation")
6 GENERAL TERMS AND CONDITIONS
The General Terms and Conditions of this Agreement are set forth in Exhibit "C "
7 INSURANCE
Exhibit "D," entitled Insurance, is attached and incorporated by reference
8 HIPPA BUSINESS ASSOCIATE AGREEMENT
The "Business Associate Agreement" is set forth in Exhibit "E"
9. NOTICE
Any notice or other communication required, or which may be given, pursuant to this
Agreement, shall be in writing Any such notice shall be deemed delivered (i) on the date
of delivery m person, (n) five (5) days after deposit m first class registered mail, with return
receipt requested, (m) on the actual delivery date if deposited with an overnight courier, or
(iv) on the date sent by facsimile, if confirmed with a copy sent contemporaneously by first
class, certified, registered or express mail, in each case properly posted and fully prepaid
to the appropriate address set forth below, or such other address as a Party may provide
notice m accordance with this section
To CONFIRE
Consolidated Fire Agencies
1743 Miro Way
Rialto, CA 92376
ATTN Mike Bell, Communications
Director
To City
Fire Department, City of Redlands
35 Cajon St Suite 12
Redlands, CA, 92373
ATTN Rich Sessler, Interim Fire Chief
[continued on next page]
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10. LINIITATION OF LIABILITY
Notwithstanding any other provision of this Agreement, in no event shall CONFIRE be
liable, regardless of whether any claim is based on contract or tort, for any special,
consequential, mdirect or incidental damages, including, but not limited to, lost profits or
revenue, arising out of or m connection with this Agreement for the services performed m
connection with this Agreement
The Parties have executed this Agreement on the dates indicated below
CITY OF REDLANDS
By
CONSOLIDATED FIRE AGENCIES
Paul W Foster, Mayor Mike Bell, Communications Director
Attest
e Donaldson, City Clerk
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EXHIBIT "A"
TO AGREEMENT FOR SERVICES
SCOPE OF SERVICES
City, as a member agency of CONFIRE and a beneficiary of the services provided by CONFIRE
to the Fire Department of City (the "Department") and the persons within the City's jurisdiction,
has a vested interest m assisting CONFIRE with the completion of various technical and
operational initiatives To assist CONFIRE in achieving those various technical and operational
initiatives, the City will temporarily assign a member of its Department to perform forty (40) hours
per week of technical and operational services for CONFIRE as directed by CONFIRE (the
"Services") The Services include, by way of illustration and not by limitation, the following•
• Completion of implementation of Tablet Command software,
• Configuration of Firstwatch F 0 A M module,
• Configuration of Firstwatch First Pass module,
• Completion of Deccan Live MUM software,
• Enhancement of Image Trends ePCR reporting program,
• Assistance with development of Arc GIS Online capability,
• Assistance with development of document sharing portal
The Services shall be performed by the foliowmg employee of the City serving in the Depaitnient,
or by another employee of City serving in the Department with the prior written consent of
CONFIRE Fire Captain Mike McMath (the "Key Personnel") City shall not remove the Key
Personnel from the Services without the prior written consent of CONFIRE, which shall not be
unreasonably withheld
CONFIRE will provide workspace and/or the techmcal capability to work on-site or remotely on
assigned projects
The Key Personnel shall have no supervision responsibilities within the CONFIRE organization
and shall report to the CONFIRE Information Services Manager for assignments and progress
reports
The Key Personnel shall be solely dedicated to CONFIRE durmg the regular work -week (40
hours), except that in a bona fide emergency, the Key Personnel may be withdrawn by City to
address such emergency, provide that CONFIRE shall be provided with a credit against the
Compensation otherwise due under this Agreement m the following amount
Seventy-seven dollars ($77 00) per hour the Key Personnel is removed from the
service to CONFIRE, representing the pro rata hourly rate for the Compensation
set forth in Exhibit B
The Key Personnel shall, in performing the Services, operate a vehicle issued by CONFIRE
CONFIRE shall name City and the Key Personnel as additional insureds under its existing
insurance for such vehicles
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EXHIBIT "B"
TO AGREEMENT FOR SERVICES
COMPENSATION
A Compensation
Gross not to exceed the sum of One Hundred Seventy -Eight Thousand Dollars
($175,000 00), to be computed at the rate of Fourteen Thousand Eight Hundred Thirty -
Three Dollars and Thirty -Three Cents ($14,833 33) per month
B. Payment
Payment shall be made in the form of a credit from CONFIRE to the City (for all
undisputed amounts) as a component for the regular quarterly billing issued by CONFIRE
to the City in its capacity as a member agency of CONFIRE
The credit will be for a maximum of Fourteen Thousand Eight Hundred Thirty -Three
Dollars and Thirty -Three Cents ($14,833 33) for each full month of engagement
The City will invoice CONFIRE in the amount that reflects actual costs incurred to provide
the service City shall provide applicable time sheets or other records used to develop the
invoice available upon request
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EXHIBIT "C"
TO AGREEMENT FOR SERVICES
GENERAL TERMS AND CONDITIONS
I. STANDARD OF CARE City s Services will be
performed, findings obtained, reports and
recommendations prepared in accordance with
generally and currently accepted principles and
practices of his/her profession
2. ORIGINALITY OF SERVICES City agrees that
all technologies, formulae procedures, processes,
methods, writings, ideas, dialogue compositions,
recordings, teleplays and video productions
prepared for, written for, or submitted to CONFIRE
and/or used in connection with this Agreement,
shall be wholly original to City and shall not be
copied in whole or in part from any other source,
except those submitted to City by CONFIRE as a
basis for such services
3. PRODUCT City understands and agrees that all
matters produced under this Agreement shall
become the property of CONFIRE and cannot be
used without CONFIRE's express written
permission CONFIRE shall have all right, title and
interest in said matters, including the nght to secure
and maintain the copynght, trademark and/or patent
of said matter in the name of CONFIRE City
consents to use of City's name in conjunction with
the sale, use, performance and distribution of the
matters, for any purpose and in any medium
4 TERMINATION
a Without Cause by CONFIRE CONFIRE
may, at any time, with or without reason,
terminate this Agreement and compensate City
only for services satisfactorily rendered to the
date of termination Written notice by
CONFIRE shall be sufficient to stop further
performance of services by City Notice shall be
deemed given when received by City or no later
than three (3) days after the day of mailing,
whichever is sooner
b Without Cause by City City may terminate
this Agreement at any time without cause upon
thirty (30) days prior written notice to
CONFIRE
c With Cause by CONFIRE CONFIRE may
terminate this Agreement upon giving written
notice of intent to terminate for cause Cause
shall include
(1) material violation of this Agreement by City,
or
(2) any act by City exposing CONFIRE to
liability to others for personal injury or
property damage, or
(3) City is adjudged bankrupt, City makes a
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general assignment for the benefit of
creditors, or a receiver is appointed on
account of City's insolvency
Written notice by CONFIRE shall contain the
reasons for such intent to terminate and unless
within three (3) calendar days after that notice
the condition or violation shall cease, or
satisfactory arrangements for the correction
thereof be made, this Agreement shall upon the
expiration of the three (3) calendar days cease
and terminate In the event of this termination,
CONFIRE may secure the required services
from another City If the expense, fees, and/or
costs to CONFIRE exceeds the cost of providing
the service pursuant to this Agreement, City
shall immediately pay the excess expense, fees,
and/or costs to CONFIRE upon the receipt of
CONFIRE's notice of these expense, fees,
and/or costs The foregoing provisions are in
addition to and not a ]imitation of any other
rights or remedies available to CONFIRE
d With Cause by City City may terminate this
Agreement upon giving wntten notice of
intention to terminate for cause Cause shall
include
(1) matenal violation of this Agreement by
CONFIRE, or
(2) any act by CONFIRE exposing City to
liability to others for personal injury or
property damage, or
(3) CONFIRE is adjudged bankrupt, CONFIRE
makes a general assignment for the benefit
of creditors or a receiver is appointed on
account of City's insolvency
Written notice by City shall contain the reasons
for such intention to terminate and unless within
thirty (30) calendar days after that notice the
condition or violation shall cease, or satisfactory
arrangements for the correction thereof be made,
this Agreement shall upon the expiration of the
thirty (30) calendar days cease and terminate
The foregoing provisions are in addition to and
not a limitation of any other rights or remedies
available to City
e Upon termination, City shall provide CONFIRE
with all documents produced maintained or
collected by City pursuant to this Agreement,
whether or not such documents are final or draft
do cuments
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5. INDEMNIFICATION/ DEFENSE /HOLD
HARMLESS
a Generally To the furthest extent permitted by
California law, City shall indemnify, defend
and hold free and harmless the Indemnified
Parties from any Claim to the extent that the
Claim
(1) arises out of, pertains to, or relates to the
negligent errors or omissions (active or
passive, ordinary or gross), recklessness
(ordinary or gross), or willful misconduct of
City, its officials, officers, employees,
contractors, subcontractors, consultants, or
subconsultants, or
(2) arises out of, pertains to, or relates to the
breach of this Agreement by City or its
officials, officers, employees contractors,
subcontractors, consultants, or
subconsultants
b Indemnified Parties, Defined The
"Indemnified Parties" are CONFIRE, its
officers, consultants, employees, and trustees
c Claim, Defined. A "Claim" consists of actions,
assessments, counts, citations, claims, costs,
damages, demands, judgments, liabilities (legal,
administrative or otherwise), losses, notices,
expenses, fines, penalties, proceedings,
responsibilities, violations, reasonable
attorney's and consultants' fees and causes of
action to property or persons, including personal
injury and/or death, except that
(1) If the Contract is a contract for design
professional services under Civ Code, §
2782 8, a "Claim" shall be limited to those
that arise out of, pertain to, or relate to the
negligence, recklessness, or willful
misconduct of Contractor, and
(2) If the Contract is a construction contract with
a public agency under Civ Code, § 2782, a
"Claim" shall exclude any loss to the extent
that such loss arises from the active
negligence, sole negligence, or willful
misconduct of the Indemnified Parties or
defects in design furnished by those persons
6 INSURANCE Contractor shall procure and
maintain at all times it performs any portion of the
Services the insurances specified in Exhibit D to the
Agreement
7 CONFIDENTIALITY City and City's agents,
personnel, employee(s), and/or subcontractor(s)
shall maintain the confidentiality of all information
received in the course of performing the Services
("Confidential Information"), and shall not disclose
Confidential Information, including information
derived from Confidential Information, to any
person not a party to this Agreement without the
express pnor written consent of CONFIRE, except
as required by law or as necessary for City's agents,
personnel, employee(s), and/or subcontractor(s) to
perform the Services If City or any of City's
agents, personnel, employee(s), and/or
subcontractor(s) is served with any subpoena, court
order, or other legal process seeking disclosure of
any Confidential Information, both City and the
person served shall each promptly send to
CONFIRE notice(s) of the legal process, but in no
event shall do so any later than forty eight (48)
hours or such shorter time frame as necessary so that
CONFIRE may exercise any applicable legal rights
and remedies City shall require its agents,
personnel, employee(s), and/or subcontractor(s), as
a condition of their retention, appointment,
employment, or contract, to agree to comply with
the provisions of this Section, and shall not permit
its agents, personnel, employee(s), and/or
subcontractor(s) access to Confidential Information
in the absence of such agreement being effective
The obligations imposed in this Section shall
survive the termination of this Agreement
8 CONFLICT OF INTEREST. Through its
execution of this Agreement, City acknowledges
that it is familiar with the provisions of Gov Code,
§ 1090 et seq and Chapter 7 of the Political Reform
Act of 1974 (Gov Code, § 87100 et seq ), and
certifies that, to the best of its knowledge, it does
not know of any facts that constitute a violation of
those provisions In the event City receives any
information subsequent to execution of this
Agreement that might constitute a violation of these
provisions, City agrees it shall immediately notify
CONFIRE of this information
9 APPROVAL OF LEGISLATIVE BODY. This
Agreement shall not be binding upon CONFIRE
until CONFIRE's Governing Board has approved
all the terms and conditions contained herein
10. DISPUTES. In the event of a dispute between the
parties as to performance of Services, Agreement
interpretation, or payment, the Parties shall attempt
to resolve the dispute by negotiation and/or
mediation, if agreed to by the Parties
11. COMPLIANCE WITH LAWS City shall
observe and comply with all rules and regulations of
the governing board of CONFIRE and all federal,
state, and local laws, ordinances and regulations
City shall give all notices required by any law,
ordinance, rule and regulation bearing on conduct of
the Services as indicated or specified If City
observes that any of the Services required by this
Agreement is at variance with any such laws,
ordinance, rules or regulations, City shall notify
CONFIRE, in writing, and, at the sole option of
CONFIRE, any necessary changes to the scope of
the Services shall be made and this Agreement shalt
be appropriately amended in venting, or this
Agreement shall be terminated effective upon
City's receipt of a written termination notice from
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CONFIRE If City performs any work that is in
violation of any laws, ordinances, rules or
regulations, without first notifying CONFIRE of the
violation, City shall bear all costs arising therefrom
12 PERMITS/LICENSES City and all City's
employees or agents shall secure and maintain in
force all permits and licenses that are required by
law in connection with the furnishing of Services
pursuant to this Agreement
13 SAFETY AND SECURITY City is responsible
for maintaining safety in the performance of this
Agreement City shall be responsible to ascertain
from CONFIRE the rules and regulations pertaining
to safety, secunty, and driving on school grounds,
particularly when children are present
14 ANTI -DISCRIMINATION. It is the policy of
CONFIRE that in connection with all work
performed under contracts there be no
discnmination against any employee engaged in the
work because of race, religious creed, color,
national origin, ancestry, physical disability, mental
disability, medical condition, genetic information,
marital status, sex, gender, gender identity, gender
expression, age, sexual orientation, or military and
veteran status, or any other class or status protected
by applicable law, and therefore City agrees to
comply with apphcable Federal and California laws
including, but not limited to the California Fair
Employment and Housing Act beginning with
Government Code Section 12900 and Labor Code
Section 1735 In addition, City agrees to require
like compliance by all its subcontractor(s)
15. AUDIT City shall establish and maintain books,
records, and systems of account, in accordance with
generally accepted accounting pnnciples, reflecting
all business operations of City transacted under this
Agreement City shall retain these books, records,
and systems of account dunng the Term of this
Agreement and for three (3) years thereafter City
shall permit CONFIRE, its agent, other
representatives, or an independent auditor to audit,
examine and make excerpts, copies, and transcripts
from all books and records, and to make audit(s) of
all billing statements, invoices, records, and other
data related to the Services covered by this
Agreement Audit(s) may be performed at any time,
provided that CONFIRE shall give reasonable prior
notice to City and shall conduct audit(s) during
City's normal business hours, unless City otherwise
consents
16 EVALUATION OF CITY AND
SUBORDINATES CONFIRE may evaluate City
in any manner which is permissible under the law
CONFIRE's evaluation may include, without
limitation
a Requesting that CONFIRE's employee(s)
evaluate City and City's employees and
subcontractors and each of their performance
b Announced and unannounced observance of
City, City's employee(s), and/or
subcontractor(s)
17 TIME IS OF THE ESSENCE Time is of the
essence in the performance of Services and the
timing requirements agreed upon by the Parties if
any, shall be strictly adhered to unless otherwise
modified in writing in accordance with Section 25
of this Agreement City shall commence
performance and shall complete all required
Services no later than the dates agreed upon by the
Parties Any Services for which times for
performance are not specified shall be commenced
and completed by City in a reasonably prompt and
timely manner based upon the circumstances and
direction commumcated to City by CONFIRE
18. PROVISIONS REQUIRED BY LAW DEEMED
INSERTED. Each and every provision of law and
clause required by law to be inserted in this
Agreement shall be deemed to be inserted and this
Agreement shall be read and enforced as though it
were included If through mistake or otherwise, any
provision is not inserted or is not correctly inserted,
then upon application of either Party, the
Agreement shall be amended to make the insertion
or correction All references to statutes and
regulations shall include all amendments,
replacements, and enactments in the subject which
are in effect as of the date of this Agreement, and
any later changes which do not materially and
substantially alter the positions of the Parties
19. ASSIGNMENT AND SUCCESSORS. Neither
CONFIRE nor City shall, without the prior written
consent of the other Party, assign the benefit or in
any way transfer their respective obligations under
this Agreement This Agreement shall inure to the
benefit of and be binding upon the Parties hereto
and, except as otherwise provided herein, upon their
executors, administrators, successors, and assigns
20 SEVERABILITY In the event that any provision
of this Agreement shall be construed to be illegal or
invalid for any reason, said illegality or invalidity
shall not affect the remaining provisions hereof, but
such illegal or invalid provision shall be fully
severable and this Agreement shall be construed and
enforced as if such illegal or invalid provision had
never been included herein, unless to do so would
frustrate the intent and purpose of this Agreement
21 FORCE MAJEURE No Party shall be liable to
any other Party for any loss or damage of any kind
or for any default or delay in the performance of its
obligations under this Agreement (except for
payment obligations) if and to the extent that the
same is caused, directly or indirectly, by fire, flood,
earthquake, elements of nature, epidemics,
pandemics, quarantines, acts of God, acts of war,
terrorism, civil unrest or political, religious, civil or
economic strife, or any other cause beyond a Party's
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reasonable control
22. VENUE/GOVERNING LAWS. This Agreement
shall be governed by the laws of the State of
California and venue shall be in the County and/or
federal judicial district in which CONFIRE's
principal administrative office is located
23 ATTORNEY'S FEES If suit is brought by either
Party to enforce any of the terms of this Agreement,
each Party shall bear its own attorney's fees and
costs
24 EXHIBITS All Exhibits referred to in this
Agreement are incorporated in this Agreement and
made a part of this Agreement as if fully set forth
herein
25 ENTIRE AGREEMENT. This Agreement
represents the entire agreement between CONFIRE
and City and supersedes all prior negotiations,
representations or agreements, either written or oral
This Agreement may be amended or modified only
by an agreement in writing, signed by both
CONFIRE and City
26. MODIFICATION This Agreement may be
amended at any time by the written agreement of
CONFIRE and City
27 WAIVER Waiver of a breach or default under this
Agreement shall not constitute a continuing waiver
of a subsequent breach of the same or any other
provision under this Agreement
28 AUTHORITY The individual executing this
Agreement on behalf of City warrants that he/she is
authorized to execute the Agreement on behalf of
City and that City will be bound by the terms and
conditions contained herein
29 HEADINGS AND CONSTRUCTION Headings
at the beginning of each paragraph and
subparagraph are solely for the convenience of the
Parties and are not a part of the Agreement
Whenever required by the context of this
Agreement, the singular shall include the plural and
the masculine shall include the feminine and vice
versa This Agreement shall not be construed as if
it had been prepared by one of the Parties, but rather
as if both Parties had prepared the same Unless
otherwise indicated, all references to paragraphs,
sections, subparagraphs, and subsections are to this
Agreement
30. COUNTERPARTS This Agreement may be
executed in counterparts, each of which shall be
deemed an original, but all of which, together, when
signed by all of the Parties hereto, shall constitute
one and the same instrument A facsimile or
electronic signature shall be as valid as an onginal
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EXHIBIT "D"
TO AGREEMENT FOR SERVICES
INSURANCE
City shall procure and maintain at all times it performs any portion of the Services the following insurances
with minimum limits equal to the amounts indicated below
1 1 Commercial General Liability and Automobile Liability Insurance Commercial General
Liability Insurance and Any Auto Automobile Liability Insurance that shall protect City, CONFIRE,
and the State from all claims of bodily injury, property damage, personal injury, death, advertising
injury, and medical payments arising performing any portion of the Services (Form CG 0001 and
CA 0001)
12 Workers' Compensation and Employers' Liability Insurance Workers' Compensation
Insurance and Employers' Liability Insurance for all of its employees performing any portion of the
Services In accordance with provisions of Section 3700 of the California Labor Code, City shall be
required to secure workers' compensation coverage for its employees If any class of employee or
employees engaged in performing any portion of the Services under this Agreement are not
protected under the Workers' Compensation Statute, adequate insurance coverage for the protection
of any employee(s) not otherwise protected must be obtained before any of those employee(s)
commence performing any portion of the Services City shall sign and file with CONFIRE the
following certification prior to performing the work of the contract "I am aware of the provisions
of Section 3700 of the Labor Code which require every employer to be insured against liability for
workers' compensation or to undertake self-insurance in accordance with the provisions of that code,
and I will comply with such provisions before commencing the performance of the work of this
contract "
1 3 Professional Liability (Errors and Omissions) Professional Liability (Errors and Omissions)
Insurance as appropnate to City's profession
Type of Coverage
Minimum
Coverage
Commercial General Liability Insurance, including Bodily Injury, Personal Injury,
Property Damage, Advertising Injury, and Medical Payments
Each Occurrence
$1,000,000
General Aggregate
51,000,000
Automobile Liability Insurance - Any Auto
Each Occurrence
$1,000,000
General Aggregate
$1,000,000
Professional Liability
$1,000,000
Workers Compensation
$24,000,000
Employer's Liability
S1,000,000
2 City shall not commence performing any portion of the Services until all required insurance has been obtained
and certificates indicating the required coverage's have been delivered in duplicate to CONFIRE and
approved by CONFIRE Certificates and insurance policies shall include the following
2 1 A clause stating This policy shall not be canceled or reduced in required limits of liability or
amounts of insurance until notice has been mailed to CONFIRE, stating date of cancellation or
reduction Date of cancellation or reduction shall not be less than thirty (30) days after date of
mailing notice"
2 2 Language stating in particular those insured, extent of insurance, location and operation to which
insurance applies, expiration date, to whom cancellation and reduction notice will be sent, and length
of notice period
2 3 An endorsement stating that CONFIRE and the State and their representatives, employees, trustees,
officers, consultants, and volunteers are named additional insureds under all policies except
Workers' Compensation Insurance, Professional Liability, and Employers' Liability Insurance An
endorsement shall also state that City's insurance policies shall be primary to any insurance or self -
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insurance maintained by CONFIRE
2 4 All policies shall be written on an occurrence form, except for Professional Liability which shall be
on a claims made form
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EXHIBIT "E"
TO AGREEMENT FOR SERVICES
BUSINESS ASSOCIATE AGREEMENT
This Business Associate Agreement ("BAA") is entered into by and between City of Redlands
("Business Associate"), a California general law city duly existing under Gov Code, § 34000 et
seq and the Consolidated Fire Agencies ("Covered Entity"), a California point powers authority
existmg pursuant to Gov Code, § 6500 et seq
Business Associate and Covered Entity may be collectively referred to as the "Parties" or
individually as a "Party "
RECITALS
Covered Entity is contracting with Business Associate for the performance of certain services
("Services"), as set forth in the Agreement to which this BAA is attached as Exhibit E,
Covered Entity is a business associate of a covered entity as defined in 45 C F R § 160 103,
Business Associate is a business associate, as defined in 45 C F R § 160 103, of Covered Entity,
45 C F R § 164.504 requires that covered entities enter into agreements with their business
associates that satisfy the requirements of 45 C F R § 164 504(e)(2), and
Business Associate and Covered Entity are both governmental entities for the purposes of 45
C F R § 164 504 (e)(3)(i)
AGREEMENT
1 General Terms and Conditions
The General Terms and Conditions to this BAA are set forth in Appendix 1
The Parties have executed this Agreement on the dates indicated below The last of the two dates
shall be the "Effective Date" of this BAA
Consolidated Fire Agencies City of Redlands
Date /2 `� , 20 /9 Date 12/17
.PCA)
Prmt Name
Its
A/Z/7,-
(.1
Print Name Paul W. Foster Mayor
Attest
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ae�
t ie Donaldson, City Clerk
APPENDIX 1 TO EXHIBIT E
to CONTRACTING AGENCY AGREEMENT
General Terms and Conditions to Business Associate Agreement
I DEFINITIONS
a Generally Capitalized terms used within the
BAA without definition, including within
this Appendix 1, shall have the meanings
ascribed to them in the Health Insurance
Portability and Accountability Act and 45
C F R Part 160 and 164 ("HIPAA and
HIPAA Regulations"), and the Health
Information Technology for Economic and
Clinical Health Act and 45 C F R Part 170
("HITECH Act and Regulations"), as
applicable, unless otherwise defined herein
HIPAA and HIPAA Regulations and
HITECH Act and Regulations are
collectively referred to herein as "Applicable
Law"
b Catch-all Definition. The following terms
used in this BAA shall have the same
meaning as those terms in the HIPAA and
HIPAA Regulations Breach, Data
Aggregation, Designated Record Set,
Disclosure, Health Care Operations,
Individual, Minimum Necessary, Notice of
Privacy Practices, Protected Health
Information, Required By Law, Secretary,
Security Incident, Subcontractor, Unsecured
Protected Health Information, and Use
II OBLIGATIONS AND ACTIVITIES OF
BUSINESS ASSOCIATE
Business Associate agrees to
a Not use or disclose Protected Health
Information other than as permitted or
required by this BAA, the Agreement, or as
required by law,
b Use appropriate safeguards, and comply with
Subpart C of 45 CFR Part 164 with respect to
electronic Protected Health Information, to
prevent Use or Disclosure of Protected
Health Information other than as provided for
by this BAA,
c Report to Covered Entity any Use or
Disclosure of Protected Health Information
not provided for by this BAA of which it
becomes aware, including breaches of
Unsecured Protected Health Information as
required at 45 CFR 164 410, and any Security
Incident of which it becomes aware,
d In accordance with 45 CFR 164 502(e)(1)(n)
and 164 308(b)(2), if applicable, ensure that
any Subcontractors that create, receive,
maintain, or transmit Protected Health
Information on behalf of the Business
Associate agree to the same restnctions,
conditions, and requirements that apply to
Business Associate with respect to such
information,
e Make available Protected Health Information
in a Designated Record Set to Covered Entity
or to an individual whose Protected Health
Information is maintained by Business
Associate, or the individual's designee, and
document and retain the documentation
required by 45 CFR 164 530(1), as necessary
to satisfy Covered Entity's obligations under
45 CFR 164 524,
f Make any amendment(s) to Protected Health
Information in a Designated Record Set as
directed or agreed to by the Covered Entity
pursuant to 45 CFR 164 526, or take other
measures as necessary to satisfy Covered
Entity's obligations under 45 CFR 164 526
g Maintain and make available the information
required to provide an accounting of
Disclosures to the Covered Entity as
necessary to satisfy Covered Entity's
obligations under 45 CFR 164 528,
h To the extent the Business Associate is to
carry out one or more of Covered Entity's
obligation(s) under Subpart E of 45 CFR Part
164, comply with the requirements of
Subpart E that apply to the Covered Entity in
the performance of such obligation(s), and
Make its internal practices, books, and
records available to the Secretary for
purposes of determining Business
Associate's or Covered Entity's compliance
with HIPAA and HIPAA Regulations
III PERMITTED USES AND DISCLOSURES
BY BUSINESS ASSOCIATE.
a Business Associate may only Use or Disclose
Protected Health Information as necessary to
perform the Agreement(s)
b Business Associate may Use or Disclose
Protected Health Information as required by
law
c Business Associate agrees to make Uses and
Disclosures and requests for Protected Health
Information consistent with Covered Entity's
Minimum Necessary policies and
procedures
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d Business Associate may not Use or Disclose
Protected Health Information in a manner
that would violate Subpart E of 45 CFR Part
164 if done by Covered Entity
IV PERMISSIBLE REQUESTS BY COVERED
ENTITY
a Covered Entity shall not request Business
Associate to Use or Disclose Protected
Health Information in any manner that would
not be permissible under Subpart E of 45
CFR Part 164 if done by Covered Entity
V. TERM AND TERMINATION.
a Term This BAA is effective as of the
Effective Date and will continue in force until
terminated
b Termination for Convenience Either Party
may terminate this BAA at any time, for any
reason or for no reason, by giving the other
Party at least thirty (30) days' prior written
notice
c Obligations of Business Associate Upon
Termination Upon termination of this BAA
for any reason, Business Associate shall
return to Covered Entity or, if agreed to by
Covered Entity, destroy all Protected Health
Information received from Covered Entity, or
created, maintained, or received by Business
Associate on behalf of Covered Entity, that
the Business Associate still maintains in any
form Business Associate shall retain no
copies of the Protected Health information
Upon termination of this BAA for any
reason, Business Associate, with respect to
Protected Health Information received from
Covered Entity or created, maintained, or
received by Business Associate on behalf of
Covered Entity, shall
Retain only that Protected Health
Information which is necessary for
Business Associate to continue its proper
management and administration or to
carry out its legal responsibilities,
ii Return to Covered Entity or, if agreed to
by Covered Entity, destroy the
remaining Protected Health Information
that the Business Associate still
maintains in any form,
ni Continue to use appropriate safeguards
and comply with Subpart C of 45 CFR
Part 164 with respect to electronic
Protected Health Information to prevent
use or disclosure of the Protected Health
Information, other than as provided for
in this Section, for as long as Business
Associate retains the Protected Health
Information,
iv Not use or disclose the Protected Health
Information retained by Business
Associate other than for the purposes for
which such Protected Health
Information was retained and subject to
the same conditions which applied prior
to termination, and
v Return to Covered Entity or, if agreed to
by Covered Entity, destroy the Protected
Health Information retained by Business
Associate when it is no longer needed by
Business Associate for its proper
management and administration or to
carry out its legal responsibilities
d Survival The obligations of Business
Associate under this Section shall survive the
termination of this BAA
VI MISCELLANEOUS.
a Governmental Access to Records.
Business Associate shall make its internal
practices, books and records relating to the
Use and Disclosure of PHI available to the
Secretary for purposes of determining
Covered Entity's compliance with the
Applicable Law Except to the extent
prohibited by law, Business Associate agrees
to notify Covered Entity of all requests
served upon Business Associate for
information or documentation by or on behalf
of the Secretary Business Associate shall
provide to Covered Entity a copy of any PHI
that Business Associate provides to the
Secretary concurrently with providing such
PHI to the Secretary
b Public Access and Ownership of Records.
Covered Entity is a local agency subject to
the Public Records Act, Government Code §
6250 et seq ("PRA") In the event that
Business Associate receives a request for
records prepared, owned, used, or retained by
Covered Entity or for records prepared,
owned, used or retained by Business
Associate in the course and scope of
providing the services for Covered Entity
descnbed in the Agreement as amended from
time to time ("PRA Request"), Business
Associate shall promptly forward a copy of
the PRA Request to Covered Entity for
fulfillment by the Covered Entity Business
Associate understands and agrees that all
records produced under the Agreement as
amended from time to time are hereby the
property of Covered Entity and cannot be
used without Covered Entity's express
written permission Covered Entity shall
have all right, title and interest in said
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records, including the right to secure and
maintain the copyright, trademark and/or
patent of said records in the name of the
Covered Entity
c Minimum Necessary. To the extent
required by the HITECH Act and
Regulations, Business Associate shall limit
its Use, Disclosure or request of PHI to the
Limited Data Set or, if needed, to the
minimum necessary to accomplish the
intended Use, Disclosure or request,
respectively Effective on the date the
Secretary issues guidance on what constitutes
"minimum necessary" for purposes of the
Applicable Law, Business Associate shall
limit its Use, Disclosure or request of PHI to
only the minimum necessary as set forth in
such guidance
d State Privacy Laws. Business Associate
shall comply with California laws to the
extent that such state privacy laws are not
preempted by Applicable Law
e No Third Party Beneficiaries. Nothing
express or implied in this BAA is intended to
confer, nor shall anything herein confer, upon
any person other than Covered Entity,
Business Associate and their respective
successors or assigns, any rights, remedies,
obligations or liabilities whatsoever
f Effect on Underlying Arrangement In the
event of any conflict between this BAA and
any underlying arrangement between
Covered Entity and Business Associate,
including the Agreements as amended from
time to time, the terms of the BAA shall
control with respect to Protected Health
Information
g Interpretation This BAA shall be
interpreted as broadly as necessary to
implement and comply with Applicable Law
The Parties agree that any ambiguity in the
BAA shall be resolved in favor of a meaning
that complies and is consistent with the
Applicable Law
h Governing Law This BAA shall be
construed in accordance with the laws of the
State of California
i Provisions Required by Law Deemed
Inserted. Each and every provision of law
and clause required by law to be inserted in
this BAA shall be deemed to be inserted
herein and this BAA shall be read and
enforced as though it were included therein
Severability. In the event that any provision
of this BAA shall be construed to be illegal
or invalid for any reason, said illegality or
invalidity shall not affect the remaining
provisions hereof, but such illegal or invalid
provision shall be fully severable and this
BAA shall be construed and enforced as if
such illegal or invalid provision had never
been included herein, unless to do so would
frustrate the intent and purpose of this BAA
J
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