HomeMy WebLinkAboutContracts & Agreements_39-2002_CCv0001.pdf -11— rRV C4 NR nvCn4T CALIFORNIA INTEGRATED WASTE MANAGEMENT BOARD
"GRANT AGREEMENT
CIWMBIIO(NEW IOM6)
GRANT NUMBER
NAME OF GRANT PROGRAM r PB2-01-5131
2001/2002 Park Playground Accessibility and Recycling Grants
GRANT RECIPIENTS NAME
City of Redlands
TAXPAYER'S FEDERAL EMPLOYER IDENTIFICATION NUMBER TOTAL GRANT AMOUNT NOT TO EXCEED
TERM OF GRANT AGREEMENT $50,000.00
FROM: March 1,2002 TO: February 28,2004
THIS AGREEMENT is made and entered into on this 1st day of March 20-a,by the State of California,acting through the Executive Director of the
California Integrated Waste Management Board(the"State")and-City of Redlands(the'Grantee"). The State and the Grantee,in mutual consideration of the
promises made herein,agree as follows:
The Grantee agrees to perform the work described in the Work Statement attached hereto as Exhibit D according to the Budget attached hereto as Exhibit E.
The Grantee further agrees to abide by the provisions of the following exhibits attached hereto:
Exhibit A-Terms and Conditions
Exhibit B-Procedures and Requirements
Exhibit C-Project Completion Schedule
Exhibit D-Work Statement
Exhibit E-Budget
Exhibits A,B,C,D,AND E attached hereto and the State approved application are incorporated by reference herein and made a part hereof.
The State agrees to fund work done by the Grantee in accordance with this Agreement up to the Total Grant Amount Not to Exceed specified herein.
IN WITNESS WHEREOF,the parties hereto have executed this Agreement as of the dates entered below.
CALIFORNIA INTEGRATED WASTE MANAGEMENT BOARD GRANTEES NAME(PRINT OR TYPE)
City of Redlands
SIGNATURE GRANTE
S,
--Karl N. Haws Ma or
el DATE
9' 20
20
Marsh19'
....... .....
Mark Leary,Executive Director DATE
2
Clerk
GRANTEE'S ADDRESS-(INCLUDE S STATE AND ZIP CODE])
P. 0. Box 3005 -- 35 Cajon Street
, Redlands, 92373
CERTIFICATION OF FUNDING
AMOUNT ENCUMBERED BY THIS PROGRA1011CATEGORY(CODE AND TITLE)
REEMENT FUND TITLE
AG
Safe Neighborhood Parks,Clean
2001/2002 Park Playground Accessibility and Recycling Grants Water,Clean Air,and Coastal
$50,000.00 Protection Bond
(OPTIONAL USE)
[PRIOR AMOUNT ENCUMBERED
FOR THIS AGREEMENT
ITEM CHAPTER YEAR
TOTAL AMOUNT ENCUMBERED TO 1.
3910-101-0005 106 101/2002
DATE
$50,000.00 DBJECT OF EXPENDITURE(CODE AND CHAPTER
If 1000-75400-702^^^ 5400-702 1
I hereby certify upon my own personal knowledge that budgeted funds are available f B-ANO, B.R.NO.
for the period and purpose ofd
tt!pexpe —u)e stated above.
pd'
SIGNATURE OF ACCOUNTING
DATE
2001-2002 Park Playground Accessibility and Recycling Grants - Cycle 2 February 11,2002
Grant Agreement
This grant may not be funded unless the proposed Grantee meets the following two conditions
within ninety(90)days from the date of mailing of this Agreement by the California Integrated
Waste Management Board: 1)the return of a complete and signed Grant Agreement;and 2)the full
payment of all outstanding debts(s)owed by the proposed Grantee to the California integrated
Waste Management Board.
EXHIBIT A
TERMS AND CONDITIONS
PARK PLAYGROUND ACCESSIBILITY AND RECYCLING GRANT
The following terms used in this Agreement have the meanings given to them below, unless
the context clearly indicates otherwise.
a. "CIWMB"means the California Integrated Waste Management Board.
b. *Executive Director" means the Executive Director of the CIWMB or his or her
designee.
c. "State"means the State of California, including, but not limited to, the CIWMB and/or it's
designated officer.
d. *Grant Manager"means the CIWMB staff person responsible for monitoring the
grant.
e. "Grantee"means the recipient of funds pursuant to this Agreement.
1. Air or Water Pollution violation. Under the State laws, the Grantee shall not be: (a) in violation of any
order or resolution not subject to review promulgated by the State Air Resources Board or an air pollution
control district; (b)subject to cease and desist order not subject to review issued pursuant to Section
13301 of the Water Code for violation of waste discharge requirements or discharge prohibitions; or(c)
finally determined to be in violation of provisions of federal law relating to air or water pollution.
2. Amendment. No amendment or variation of the terms of this Agreement shall be valid unless made in
writing, signed by the parties, and approved as required. No oral understanding or agreement not
incorporated into this Agreement is binding on any of the parties.
3. Americans with Disabilities Act. The Grantee assures the State that it complies with the Americans
with Disabilities Act(ADA) of 1990, which prohibits discrimination on the basis of disability,as well as all
applicable regulations and guidelines issued pursuant to the ADA. (42 U.S.C. § 12101 et seq.)
4. Assignment,Successors. and Assions.
a. This Agreement may not be assigned by the Grantee, either in whole or in part,without the
CIWMB's prior written consent.
b. The provisions of this Agreement shall be binding upon and inure to the benefit of the
CIWMB,the Grantee, and their respective successors and assigns.
5. Audit/Records Access. The Grantee agrees that the CIWMB, the Department of Finance,the Bureau
of State Audits,or their designated representative(s)shall have the right to review and to copy any
records and supporting documentation pertaining to the performance of this Agreement. The Grantee
agrees to maintain such records for possible audit for a minimum of three (3)years after final payment,
unless a longer period of records retention is stipulated, or until completion of any action and resolution of
all issues which may arise as a result of any litigation,dispute, or audit,whichever is later. The Grantee
agrees to allow the designated representative(s) access to such records during normal business hours
and to allow interviews of any employees who might reasonably have information related to such records.
2001-2002 Park Playground Accessibility and Recycling Grants -Cycle 2 February 11,2002
Grant Agreement
or data as confidential when so designated by the Grantee in writing at the time it is fumished to the
CIWMB, but only to the extent that such information or data is exempt from disclosure under the
California Public Records Act.
11. Conflict of Interest. The Grantee needs to be aware of the following provisions regarding current or
former state employees. If the Grantee has any questions on the status of any person rendering services
or involved with this Agreement, the CIWMB must be contacted immediately for clarification.
Current State Employees(Public Contracts Code(PCC) § 10410):
a. No officer or employee shall engage in any employment, activity, or enterprise from which the
officer or employee receives compensation or has a financial interest and which is sponsored
or funded by any state agency, unless the employment, activity, or enterprise is required as a
condition of regular state employment.
b. No officer or employee shall contract on his or her own behalf as an independent contractor
with any state agency to provide goods or services.
Former State Employees( PCC§ 10411):
a. For the two-year period from the date he or she left state employment,no former state officer
or employee may enter into a contract in which he or she engaged in any of the negotiations,
transactions, planning, arrangements or any part of the decision-making process relevant to
the contract while employed in any capacity by any state agency.
b. For the twelve-month period from the date he or she left state employment,no former state
officer or employee may enter into a contract with any state agency if he or she was employed
by that state agency in a policy-making position in the same general subject area as the
proposed contract within the twelve month period prior to his or her leaving state service.
If the Grantee violates any provisions of above paragraphs, such action by the Grantee shall render this
Agreement void. (PCC§ 10420)
12. Contractors/Subcontractors. The Grantee will be entitled to make use of its own staff and such
contractors and subcontractors as are mutually acceptable to the Grantee and the CIWMB. Any change
in contractors or subcontractors must be mutually acceptable to the parties. Immediately upon
termination of any such (sub)contract,the Grantee shall notify the Grant Manager.
Nothing contained in this Agreement or otherwise, shall create any contractual relation between the
CIWMB and any contractors or subcontractors of Grantee, and no agreement with contractors or
subcontractors shall relieve the Grantee of its responsibilities and obligations hereunder. The Grantee
agrees to be as fully responsible to the CIWMB for the acts and omissions of its contractors and
subcontractors and of persons either directly or indirectly employed by any of them as it is for the acts
and omissions of persons directly employed by the Grantee. The Grantee's obligation to pay its
contractors and subcontractors is an independent obligation from the CIWMBs obligation to make
payments to the Grantee. As a result, the CIWMB shall have no obligation to pay or to enforce the
payment of any moneys to any contractor or subcontractor.
13. Controlling Law. This Agreement is governed by and shall be interpreted in accordance with the laws
of the State of California.
14. Copyriahts and Trademarks.
a. The Grantee assigns to the CIWMB any and all rights,title, and interests to any copyrightable
material or trademarkable material created or developed in whole or in any part as a result of
this Agreement, including the right to register for copyright or trademark of such materials.
Grantee shall require that its contractors and subcontractors agree that all such materials
shall be the property of the CIWMB. Upon written request by the Grantee,the CIWMB may
give,at the Executive Director's sole discretion,written consent to the Grantee to retain all or
any part of the ownership of these rights.
b. The Board hereby grants to the Grantee a royalty-free, nonexclusive,nontransferable license
2001-2002 Park Playground Accessibility and Recycling Grants - Cycle 2 February 11, 2002
Grant Agreement
any, shall be responsible hereunder for any delay, default, or nonperformance of this Agreement, to the
extent that such delay, default, or nonperformance is caused by an act of God, weather, accident, labor
strike, fire, explosion, riot, war, rebellion, sabotage, flood, or other contingencies unforeseen by the
CIWMB or the Grantee, its contractors, vendors, or subcontractors, and beyond the reasonable control of
such party.
23. Forfeit of Grant Funds/Repayment of Funds Improperly Expended. If grant funds are not expended,
or have not been expended, in accordance with this Agreement, or if real or personal property acquired
with grant funds is not being used, or has not been used, for grant purposes in accordance with this
Agreement,the Executive Director, at his or her sole discretion, may take appropriate action under this
Agreement,at law or in equity, including requiring the Grantee to forfeit the unexpended portion of the
grant funds and/or to repay to the CIWMB any funds improperly expended.
24. Grantee's Indemnification and Defense of the State. The Grantee agrees to indemnify,defend, and
save harmless the State, its officials, officers, agents, employees, and servants from any and all claims
and losses accruing or resulting to any and all contractors, subcontractors, materialmen,suppliers,
laborers, and any other person, firm, or corporation furnishing or supplying work services, materials, or
supplies in connection with the performance of this Agreement, and from any and all claims and losses
accruing or resulting to any person, firm, or corporation who may be injured or damaged by the Grantee
in the performance of this Agreement.
25. Grantee's Name Change. A written amendment is required to change the Grantee's name as listed
on this Agreement. Upon receipt of legal documentation of the name change, the CIWMB will process
the amendment. Payment of Payment Requests presented with a new name cannot be paid prior to
approval of the amendment.
26._Independent Capacity. Grantee, and the agents and employees of Grantee, in the performance of this
Agreement,shall act in an independent capacity and not as officers, employees or agents of the State.
27.National Labor Relations Board Certification. The person signing this Agreement on behalf of the
Grantee certifies under penalty of perjury that no more than one final unappealable finding of contempt of
court by a federal court has been issued against the Grantee within the immediately preceding two-year
period because of the Grantee's failure to comply with an order of a federal court which orders the
Grantee to comply with an order of the National Labor Relations Board. (Not applicable to public entities.)
28. No Agency Relationship Created. The Grantee and the agents and employees of Grantee, in the
performance of this Agreement, shall act in an independent capacity and not as officers or employees or
agents of the CIWMB.
29. Non-Discrimination Clause. The person signing this Agreement on behalf of the Grantee certifies
under penalty of perjury that the Grantee has, unless exempted, complied with the nondiscrimination
program requirements(GC§ 12990 (a-f))and California Code of Regulations, Title 2, Section 8103) (Not
applicable to public entities.)
30. Ownership of Drawings, Plans, and Specifications. The CIWMB shall have separate and independent
ownership of all drawings, design plans, specifications, notebooks, tracings, photographs, negatives,
reports,findings, recommendations, data, software, and memoranda of every description or any part
thereof, paid for in whole or in any part with grant funds. Copies thereof shall be delivered to the CIWMB
upon request. Grantee agrees, and shall require that its contractors, subcontractors,and vendors agree
that the CIWMB shall have the full right to use said copies in any manner when and where it may
determine without any claim to additional compensation.
31. Patents. The Grantee assigns to the CIWMB all rights, title, and interest in and to each
invention or discovery that may be capable of being patented,that is conceived of or first actually
reduced to practice in the course of or under this Agreement, or with the use of any grant funds.
2001-2002 Park Playground Accessibility and Recycling Grants - Cycle 2 February 11, 2002
Grant Agreement
39. Stop Work Notice. Immediately upon receipt of a written notice from the Grant Manager to stop work,
the Grantee shall cease all work under this Agreement.
40. Termination for Cause. The CIWMB may terminate this Agreement and be relieved of any payments
should the Grantee fail to perform the requirements of this Agreement at the time and in the manner
herein provided. In the event of such termination, the CIWMB may proceed with the work in any manner
deemed proper by the CIWMB. All costs to the CIWMB shall be deducted from any sum due the Grantee
under this Agreement.
41. Time Is of the Essence. Time is of the essence of this Agreement.
42. Union Organizing. By signing this Agreement,the Grantee hereby acknowledges the applicability of
GC §§ 16645 through 16649 to this Agreement and hereby certifies that:
a. No grant funds disbursed by this grant will be used to assist, promote,or deter union
organizing.
b. If the Grantee makes expenditures to assist, promote, or deter union organizing,the Grantee
will maintain records sufficient to show that no state funds were used for those expenditures,
and that Grantee shall provide those records to the Attorney General upon request.
43. Venue. All proceedings concerning the validity and operation of this Agreement and the performance
of the obligations imposed upon the parties hereunder shall be held in Sacramento County, California.
The parties hereby waive any right to any other venue.
44. Waiver of Claims and Recourse Against the State. The Grantee agrees to waive all claims and
recourse against the State, its officials, officers, agents,employees, and servants, including, but not
limited to, the right to contribution for loss or damage to persons or property arising out of, resulting from,
or in any way connected with or incident to this Agreement. This waiver extends to any loss incurred
attributable to any activity undertaken or omitted pursuant to this Agreement or any product,structure, or
condition created pursuant to, or as a result of,this Agreement.
45. Waste Reduction. In the performance of this Agreement,the Grantee shall use recycled content,
recycled or reusable products, and practice other waste reduction measures,where feasible and
appropriate.
46. Work Proiects/Publicity and Acknowledgement. The Grantee shall submit copies of all draft public
education or advertising materials to the Grant Manager for review and approval prior to the Grantee's
use of materials. The Grantee must provide the CIWMB with copies of all final products identified in the
Work Statement.The Grantee shall acknowledge the CIWMB's support each time projects funded, in
whole or in part, by this Agreement are publicized in any news media, brochures, or other type of
promotional material.
2001-2002 Park Playground Accessibility and Recycling Grants - Cycle 2 February 11,2002
Grant Agreement
EXHIBIT B
PROCEDURES AND REQUIREMENTS
INTRODUCTION
These Procedures and Requirements, which are incorporated by reference into the Grant Agreement,
describe signage requirements, administrative reporting requirements, instructions for obtaining payment
of the grant,and fiscal control procedures to be followed in implementing the California Integrated Waste
Management Board's(ClWMB) Park Playground Accessibility and Recycling Grant Program.
SIGNAGE REQUIREMENTS. Pursuant to Public Resources Code §5096.309,the Grantee agrees to
erect a sign pursuant to guidelines issued by the Secretary of the Resources Agency acknowledging the
source of funds.
PROGRESS REPORTS. Failure to comply with the specified reporting requirements may result in
termination of this Grant Agreement or suspension of any or all outstanding payment requests until such
time as the Grantee has satisfactorily completed the reporting provisions.
A. Semi-Annual Progress Reports
The Grantee must submit Semi-annual Progress Reports to the Grant Manager based upon the following
schedule:
SEMI-ANNUAL AND ANNUAL REPORT DUE
March 2002—August 2002 September 2002
September 2002—February 2003 March 2003
March 2003—August 2003 September 2003
Grantees must submit Progress Reports until the project is completed. These reports are
required by the Grant Agreement. Approval of all reports by the Grant Manager is required
BEFORE Payment Requests will be processed. The CIWMB may immediately suspend or
terminate the Agreement if progress is deemed unsatisfactory. Any problems or delays must be
reported immediately to the Grant Manager.
Each Semi-Annual Progress Report shall Include the following information:
1. Disclaimer Statement:Include the following statement on the cover sheet of all Progress Reports:
"The statements and conclusions of this report are those of Grantee and not necessarily
those of the California Integrated Waste Management Board, its employees,or the State of
California. The State makes no warranty,express or implied,and assumes no liability for
the information contained in the succeeding text."
2. Table of Contents
3. Executive Summary. Summarize the objectives of the project and how these objectives have
been met,or the principle reasons why the project objectives have not been met.
4. Work Status- Detail the status of each task set forth in the Work Statement. This description
should discuss what products or results have been achieved, any problems encountered, or
proposed changes to the project. Additionally, it should report any changes in management
personnel. Any changes or modifications to the Work Statement must be submitted in
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2001-2002 Park Playground Accessibility and Recycling Grants—Cycle 2 February 11, 2002
Grant Agreement
2. Table of Contents.
3. Executive Summary. Summarize the objectives of the entire grant project and how these
objectives were accomplished. Include copies of all newspaper articles,flyers, or other public
documents developed partially or in full from these grant funds by the Grantee, its contractor(s) or
consultant(s)for this grant project.
4. Conclusions. Report any findings, conclusions, or recommendations for follow-up or ongoing
activities that might result from the successful completion of the program.
5. Recycled-Content Procurement form. Complete the"Recycled-Content Procurement"form that
was included with your"Notice to Proceed"and include it with your Final Report.
6. Photographs.The Grantee must submit two, 5X7 printed photographs of the completed
playground project. Pre-construction photographs are highly recommended, however, not
mandatory. Include digital copies of pictures on Final Report disc.
7. Future Intent A statement of the Grantee's future intent to maintain or further develop the
playground project.
8. Final Payment Request Submit a Final Payment Request form and required supporting
documents (see Submittal of Payment Requests)
9. Contractor Summary. List all contractors and subcontractors funded in whole or in part by the
Grantee. For each contractor and subcontractor, include the name, address,a concise statement
of work done,the time period in which the work was done, and the cost of each.
APPROVED FINAL REPORT
When the Final Report is approved,the Grantee shall submit one camera-ready copy(single-sided,
unbound), and one electronic copy on a diskette.
GRANT PAYMENTS
A. General Requirements
1. The CIWMB shall reimburse the Grantee for performing only those services specified in
the Budget Itemization and Grant application. The Grant Manager must approve in
writing any deviations from the use of funds specified in the application before an
expenditure for that item is made.
2. To receive payment the Grantee must submit a completed Grant Payment Request form
and supporting documentation as described below in Section D"Submittal of Payment
Request." Payments to the Grantee shall be made in arrears.
3. The Grantee shall provide evidence of meeting the minimum matching fund requirement
for your grant. (Call the Grant Manager if you have any questions regarding matching
funds.)
4. Payment will be made only to the designated Grantee. It will be the responsibility of the
Grantee to pay all contractors and subcontractors for purchased goods and services.
3
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201-2002 Park Playground Accessibility and Recycling Grants—Cycle 2 February 11. 2002
Grant Agreement
3. Payment requests must include copies of documents supporting the claimed expenses
(i'e` paid receipts, invoices documented aapaid, canceled cheohm)' Supporting
documents must contain sufficient information or notations to establish that purchases
made orcosts incurred are eligible for payment. At aminimum,the documentation
should include the name, amount, date of purchase for the expense,and Payment
evidence. Purchase orders or unpaid invoices will not be acceDted as appropriate
documentation of expenses.
4. Personnel expenditures must be computed on actual time spent on grant related
activities. For calculating total personnel expense for each employee,the expenditures
should bebroken out bvthe c/aaoibcmdion(o) of the amp/oyee(s). the hourly wage, fringe
benefits rate, and number ofhours worked ongrant activities.
5. Grant Payment Request forms must bgsubmitted with an original signature. Copies ofor
faxed Grant Payment Request Forms cannot beapproved for payment.
NQa08 Payment Requests To:
California Integrated Waste Management Board
Attn: (Name ofyour Grant Manager)
Special Waste Division, MS 22
1001 | Street
P.O. Box 4Q25
Sacramento,CA 95812-4025
D. Documentation
1. The following conditions must be met before Payment Requests can be approved for
payment
a. The Grantee has submitted the required Progress Report and the Grant Manager
has approved it.
b. Prior Uocommencement ofwork,the Grant Manager has received copies of all
applicable contracts and/or subcontracts.
C. The Grantee has obtained pennh(a) orpermit waiver(s)from appropriate
governmental agencies and prior to commencement of work,the Grant Manager
has received copies cdall such documents.
2. The State shall make payment tothe Grantee aspromptly aefiscal procedures permit.
The Grantee can typically expect payment within three to four weeks from the date a
Payment Request )s approved bythe Grant Manager.
3. The Grant Manager will release the ten percent (10%) retention upon receipt and
approval of the Final Report, Final Payment Request, and the required documentation
demonstrating that the matching requirement has been satisfied.
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2001-2002 Park Playground Accessibility and Recycling Grants—Cycle 2 February 11, 2002
Grant Agreement
Exhibit C
PROJECT COMPLETION SCHEDULE
DRAFT FINAL REPORT DUE February 10,2004
FINAL REPORT AND FINAL PAYMENT REQUEST DUE March 10,2004
GRANT CLOSE-OUT May 31,2004
Note: The Grant Agreement can be closed out upon completion of the project and satisfaction of all of
the requirements of the Agreement,which may occur well before this schedule.
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2001-2002 Park Playground Accessibility and Recycling Grant Program City of Redlands
Grant Agreement
February 2002 PE12—01-5131
EXHIBIT D
Work Statement
Pre-installation
TASK 1
Engineering, Design and Specifications (Design/Build Contract through
playground equipment manufacture)
TASK 2
Bid Document Preparation, Award
TASK 3
Purchase Playground Equipment, Including freight sales tax.
Installation Phase
TASK 4
Design/Build contract to include:
a) Demolition and abatement of old equipment; site grubbing; site grading; sub-
base preparation
b) Construction of mobility-impaired accesses
c) Installation of ground cover (sand)
d) Installation of playground equipment (includes inspections)
e) Installation of Pour-in-Place Surfacing
f) Design and Construction/Signage
Post-installation Phase
TASK 5
Post-Installation Inspection
TASK 6
Survey of participant use
Task 7
Project evaluation (administrative oversight)
Notes: Copies of all contractual agreements that facilitate the work related to this grant
for services or equipment must be submitted to the Grant Manager for record.
REPORTING REQUIREMENTS
The GRANTEE shall provide:
Semi-Annual Progress Reports. The Grantee shall submit Semi-Annual Progress
Reports prepared in accordance with the format specified in Exhibit B,
Administrative Procedures and Requirements, of this agreement. The reporting
period begins when the Grant Agreement has been executed. Semi-Annual Progress
f
2001-2002 Park Playground Accessibility and Recycling Grant P132-01-5131
Grant Agreement
February 1, 2002
5131
EXHIBIT E
Budget
Task Grant Funds Matching Funds
Pre-Installation Phase
TASK 1 $0 $500
TASK 11 $0 $100
TASK 111 $18,180 $18,180
Installation Phase
TASK 1 $31,820 $32,005
Post-Installation Phase
TASK 1 $0 $1,200
Subtotal $50,000 $51,985
Total Project Cost: $101,985