HomeMy WebLinkAboutContracts & Agreements_130-20050
ORRICK
June 13, 2005
Re California Statewide Communities Development Authority
Vehicle License Fee (VLF) Receivable Financing Program
To Participating Local Agency
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Enclosed are the final versions of the resolutions and documents that your local agency will need
to approve and execute in order to participate in the Vehicle License Fee (VLF) Receivable Financing
Program sponsored by the California Statewide Communities Development Authority (CSCDA)
Enclosed are three (3) copies of the following documents
(A) Resolution approving participation in the VLF Receivable Financing Program (the "VLF
Resolution"), and
(B) Purchase and Sale Agreement (the "Sale Agreement")
In addition, attached to the Sale Agreement are the following documents
(C) Opinion of Counsel to be delivered in connection with pricing (Exhibit B 1),
(D) Bnngdown Opinion of Counsel to be delivered in connection with closing (Exhibit B2),
(E) Certificate of the City/Town Clerk or the Clerk of the Board of Supervisors, as applicable
(Exhibit C1),
(F) Seller Certificate (Exhibit C2),
(G) Bill of Sale and Brmgdown Certificate (Exhibit C3),
(H) Irrevocable Instructions to Controller (Exhibit D),and
(I) Escrow Instruction Letter (Exhibit F)
Please note that these documents are in final form and may not be changed without the approval
from Orrick, Herrington & Sutcliffe LLP, Transaction Counsel (` Orrick') If you have questions or
believe changes are required, please contact one of the Orrick team member's listed at the end of this
letter
I Instructions for Adoption of Resolutions
Please take the following steps with respect to the enclosed resolutions
(A) Adopt the VLF Resolution to participate in the VLF Receivable Financing Program
Agenda Language The following language should be used for the agenda of the meeting at which
the VLF Resolution will be adopted
"A RESOLUTION APPROVING THE FORM OF AND
AUTHORIZING THE EXECUTION AND DELIVERY OF A
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PURCHASE AND SALE AGREEMENT AND RELATED
DOCUMENTS WITH RESPECT TO THE SALE OF THE SELLER'S
VEHICLE LICENSE FEE RECEIVABLE FROM THE STATE, AND
DIRECTING AND AUTHORIZING CERTAIN OTHER ACTIONS IN
CONNECTION THEREWITH "
Sample Staff Report A sample Staff Report can be obtained from CSCDA's website at
https //secure cacommunities com/cacomm/apps/vlf/
Adoption Deadline. The VLF Resolution must be adopted no later than June 30, 2005 in order
to participate in the initial phase of the financing
Fill in blanks and sign The Clerk should fill in the resolution number, the adoption date and the
governing board information, and sign the three (3) copies of the VLF Resolution where indicated
by the RED tabs Your legal counsel should approve the form by signing each copy of the VLF
Resolution where indicated by the GREEN tabs
2 Instructions for Execution of Documents
Please take the following steps with respect to the enclosed documents
(A) Sign the Sale Agreement
(B)
Please arrange for an authorized officer to sign all three (3) copies of the Sale Agreement where
indicated by the YELLOW "SIGN HERE" tabs Once your local agency has adopted the VLF
Resolution and has signed the Sale Agreement, your local agency's obligations under the Sale
Agreement are binding and are irrevocable
Have legal counsel sign the legal opinion (Exhibit B1 to Sale Agreement)
Please arrange for legal counsel to sign all three (3) copies of the legal opinion attached as
Exhibit B1 of the Sale Agreement where indicated by the GREEN tabs Such legal counsel may
be the Town Attorney, City Attorney or County Counsel, as appropnate There is no requirement
that the legal opinion be placed on the letterhead of such legal counsel
(C) Sign Clerk's Certificate (Exhibit C1 to Sale Agreement)
Please arrange for the Town Clerk, City Clerk or Clerk of the Board of Supervisors, as
appropriate, (1) to manually write on the signature page of the Certificate attached as Exhibit C 1
to the Sale Agreement in the appropnate places the resolution number, the adoption date and the
governing board information, and (2) to sign all three (3) copies of the Certificate where indicated
by the RED tabs
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(D) Sign Seller Certificate (Exhibit C2 to Sale Agreement)
Please arrange for all three (3) copies of the Seller Certificate attached as Exhibit C2 to the Sale
Agreement to be signed by (1) the authorized officers of your local agency where indicated by the
YELLOW ` SIGN HERE" tabs, and (2) the Town Clerk, City Clerk or Clerk of the Board of
Supervisors, as appropriate, where indicated by the RED tabs
(E) Sign Irrevocable Instructions to Controller (Exhibit D to Sale Agreement)
Please arrange for an authorized officer to sign all three (3) copies of the Irrevocable Instructions
to Controller attached as Exhibit D to the Sale Agreement where indicated by the YELLOW
"SIGN HERE" tabs Please leave the document UNDATED — we will insert the date of the
closing later and send the completed Irrevocable Instructions to Controller to the State
Controller upon closing on behalf of your local agency
(F) Sign Escrow Instruction Letter (Exhibit F to the Sale Agreement).
Please arrange for an authonzed officer to sign all three (3) copies of the Escrow Instruction
Letter attached as Exhibit E to the Sale Agreement where indicated by the YELLOW "SIGN
HERE" tabs
(G) Do NOT Sign the Bnngdown Opinion or the Bill of Sale at this time (Exhibits B2 and C3 to the
Sale Agreement)
Please do not Sign the Bnngdown Opinion or Bill of Sale at this time (Exhibits B2 and C3 to the
Sale Agreement) These two documents will be sent to you for execution after the pricing of the
Notes but prior to the closing (See paragraph 4 below )
3 Return Executed Documents and Resolutions to Orrick
As mentioned above, the VLF Resolution must be adopted no later than June 30, 2005 in order to
participate in the VLF Receivable Financing Program As soon as possible thereafter, and in any event no
later than July 8, 2005, all three (3) ongmally executed copies of the documents and resolutions described
above need to be returned to
Orrick, Herrington & Sutcliffe LLP
405 Howard Street
San Francisco, California 94105
Attention Michael Eng
(415) 773-5454 (direct dial)
(415) 773-5759 (fax)
meng@orrick corn
(CSCDA VLF Financing)
A self-addressed, prepaid federal express envelope has been enclosed with this letter to facilitate
your return of these resolutions and documents
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4. Conclusion of Transaction
After Orrick receives the executed documents described above, CSCDA and its investment
bankers will pnce the Notes on or about July 14, 2005 At that time, CSCDA will know the exact
Purchase Price that your local agency will be paid for its VLF receivable (the "Final Purchase Price") As
described in the Sale Agreement, the Final Purchase Price will be at least equal to the Minimum Purchase
Price indicated in the VLF Resolution and the Sale Agreement If the Authonty cannot achieve the
Minimum Purchase Price, your local agency's VLF Receivable will not be purchased and you will be
notified that you have been removed from the financing program Please review carefully the Minimum
Purchase Price indicated in the VLF Resolution and the Sale Agreement to ensure that it accurately
reflects the minimum amount for which your local agency will sell its VLF Receivable
Once pricing occurs, Omck will send to you an additional package which will contain (1) a
notification of the Final Purchase Price (or that your local agency has been removed from the program as
descnbed above), and (2) the two additional documents that your local agency will need to sign and return
before the closing of the financing, which are (a) the Bill of Sale and Bnngdown Certificate (Exhibit B2
to the Sale Agreement), and (b) the Seller's Bnngdown Certificate and Receipt (Exhibit C3 to the Sale
Agreement) Your local agency does not need to sign and return these two documents at this time as
these documents will be finalized and sent to you after the pncing of the Notes
5 Contacts for Further Information
If you have any questions regarding this letter, the instructions contained herein., or the documents
enclosed herewith, please call Michael Eng at (415) 773-5454, Patricia Wyler at (415) 773-5912, David
Stevens at (415) 773-5503, or John Knox at (415) 773-5626
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Very Truly Yours,
John H Knox
/2- -t
CITY OF REDLANDS, CALIFORNIA,
as Seller
and
CALIFORNIA STATEWIDE COMMUNITIES
DEVELOPMENT AUTHORITY,
as Purchaser
PURCHASE AND SALE AGREEMENT
Dated July 14, 2005
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TABLE OF CONTENTS
Page
1 DEFINITIONS AND INTERPRETATION 1
2 AGREEMENT TO SELL AND PURCHASE, CONDITIONS PRECEDENT 2
3 CONVEYANCE OF VLF RECEIVABLE AND PAYMENT OF FINAL
PURCHASE PRICE 3
4 REPRESENTATIONS AND WARRANTIES OF THE PURCHASER 3
5 REPRESENTATIONS AND WARRANTIES OF THE SELLER 3
6 COVENANTS OF THE SELLER 6
7 THE PURCHASER'S ACKNOWLEDGMENT 7
8 NOTICES OF BREACH . ...... 7
9 LIABILITY OF SELLER, INDEMNIFICATION 7
10 LIMITATION ON LIABILITY ... 8
11 THE SELLER'S ACKNOWLEDGMENT 8
12 NOTICES ..., .. 8
13 AMENDMENTS 8
14 SUCCESSORS AND ASSIGNS 8
15 THIRD PARTY RIGHTS ....... 9
16 PARTIAL INVALIDITY ... ........ 9
17 COUNTERPARTS 9
18. ENTIRE AGREEMENT ... , .... . 9
19 GOVERNING LAW , ... 10
EXHIBIT A — DEFINITIONS ...... .. A-1
EXHIBIT B1 — OPINION OF SELLER'S COUNSEL B1-1
EXHIBIT B2 — BRINGDOWN OPINION OF SELLER'S COUNSEL ... B2-1
EXHIBIT C1 — CLERK'S CERTIFICATE CI -1
EXHIBIT C2 — SELLER CERTIFICATE C2-1
EXHIBIT C3 — BILL OF SALE AND BRINGDOWN CERTIFICATE C3-1
EXHIBIT D — IRREVOCABLE INSTRUCTIONS TO CONTROLLER D-1
EXHIBIT E — RESERVED , , E-1
EXHIBIT F — ESCROW INSTRUCTION LETTER F-1
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PURCHASE AND SALE AGREEMENT
THIS PURCHASE AND SALE AGREEMENT, dated July 14, 2005 (this
"Agreement"), is entered into by and between
(1) CITY OF REDLANDS, a municipal corporation of the State of California
(the "Seller"), and
(2) CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT
AUTHORITY, a point exercise of powers authority organized and existing under the laws of the
State of California (the "Purchaser")
RECITALS
A The Seller is the owner of the VLF Receivable (as defined below)
B The Seller is willing to sell, and the Purchaser is willing to purchase, the
VLF Receivable upon the terms specified in this Agreement
C The Purchaser will issue its taxable and tax-exempt notes (the "Notes")
pursuant to an Indenture (the "Indenture"), between the Purchaser and Wells Fargo Bank,
National Association, as trustee (the "Trustee"), and will use a portion of the proceeds thereof to
purchase the VLF Receivable from the Seller
D The Purchaser will grant a security interest in such VLF Receivable to the
Trustee and each Credit Enhancer to secure the Notes
AGREEMENT
NOW, THEREFORE, in consideration of the above Recitals and the mutual
covenants herein contained, the parties hereto hereby agree as follows
1 Definitions and Interpretation
(a) For all purposes of this Agreement, except as otherwise expressly provided
herein or unless the context otherwise requires, capitalized terms not otherwise defined herein
shall have the meanings ascnbed to such terms in Exhibit A attached hereto and which is
incorporated by reference herein
(b) The words "hereof," "herein," "hereunder" and words of similar import when
used in this Agreement shall refer to this Agreement as a whole and not to any particular
provision of this Agreement, section and exhibits references contained in this Agreement are
references to sections and exhibits in or to this Agreement unless otherwise specified, and the
term "including" shall mean "including without limitation "
(c) Any agreement, instrument or statute defined or referred to herein or in any
instrument or certificate delivered in connection herewith means such agreement, instrument or
statute as from time to time may be amended, modified or supplemented and includes (in the
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DOCSSF1 817948 1
case of agreements or instruments) references to all attachments and exhibits thereto and
instruments incorporated therein, and any references to a Person are also to its permitted
successors and assigns
2 Agreement to Sell and Purchase, Conditions Precedent.
(a) The Seller agrees to sell, and the Purchaser agrees to purchase, on the Closing
Date, for cash paid by the Purchaser in an amount equal to the amount determined pursuant to
Section 3(a) (the "Final Purchase Pnce"), which shall be not less than $1,040,000 00 (the
"Minimum Purchase Price"), all future right, title and interest of the Seller in and to the "VLF
Receivable" as defined in Section 6585(i) of the California Government Code (the "VLF
Receivable"), namely, the right to payment of moneys due or to become due to the Seller out of
funds payable in connection with vehicle license fees to a local agency pursuant to Section
10754 11 of the California Revenue and Taxation Code The Purchaser shall pay the Final
Purchase Pnce by transfemng such Final Purchase Price directly to the Seller
(b) The performance by the Purchaser of its obligations hereunder shall be
conditioned upon
(i)
Transaction Counsel receiving on or before the date the Notes are sold (the
"Pricing Date"), to be held in escrow until the Closing Date and then
delivered to the Purchaser on the Closing Date, the following documents
duly executed by the Seller or its counsel, as applicable (1) an opinion of
counsel to the Seller dated the Pricing Date in substantially the form
attached hereto as Exhibit B1, (2) certificates dated the Pricing Date in
substantially the forms attached hereto as Exhibit C 1 and Exhibit C2,
(3) irrevocable instructions to the Controller dated as of the Closing Date
in substantially the form attached hereto as Exhibit D, (4) this Agreement,
(5) a certified copy of the resolution of the Seller's City Council approving
this Agreement, the transactions contemplated hereby and the documents
attached hereto as exhibits, and (6) an escrow instruction letter in
substantially the form attached hereto as Exhibit F,
(n) Transaction Counsel receiving on or before the Closing Date, (1) a
bnngdown opimon of counsel to the Seller dated as of the Closing Date in
substantially the form attached hereto as Exhibit B2, and (2) a bill of sale
and bnngdown certificate of the Seller (the "Bill of Sale") in substantially
the foam attached hereto as Exhibit C3provided that the Purchaser may
waive in its sole discretion the requirements of Section 2(b)(n)(1), and
(iii) the Purchaser issuing notes in an amount which will be sufficient to pay
the Final Purchase Price
(c) The performance by the Seller of its obligations hereunder shall be
conditioned solely upon the Purchaser's payment of the Final Purchase Price as set forth in this
Agreement and no other act or omission on the part of the Purchaser or any other party shall
excuse the Seller from performing its obligations hereunder.
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(d) The Final Purchase Price shall be an amount that satisfies the conditions of
Section 2 of the Resolution referred to in Section 2(b)(i)(5) above.
3 Conveyance of VLF Receivable and Payment of Final Purchase Price
(a) Upon pricing of the Notes by the Purchaser, the Purchaser will inform the
Seller of the Final Purchase Price, which shall be an amount at least equal to the Minimum
Purchase Price, and which shall be determined by the Purchaser based on the final interest rates,
costs of credit enhancement and issuance and terms of the Notes Upon pricing of the Notes, the
Purchaser shall deliver a certificate to the Seller indicating the Final Purchase Price to be paid to
the Seller on the Closing Date
(b) In consideration of the payment and delivery by the Purchaser to the Selier of
the Final Purchase Price, the Seller agrees to (i) transfer, grant, bargain, sell, assign, convey, set
over and deliver to the Purchaser, absolutely and not as collateral security, without recourse
except as expressly provided herein, and the Purchaser agrees to purchase, accept and receive,
the VLF Receivable, and (u) assign to the Purchaser, to the extent permitted by law (as to which
no representation is made), all present or future nghts, if any, of the Seller to enforce or cause the
enforcement of payment of the VLF Receivable pursuant to the Act and other applicable law
4 Representations and Warranties of the Purchaser The Purchaser represents
and warrants to the Seller that, as of the date hereof, (a) it is duly organized, validly existing and
in good standing under the laws of the State of California, (b) it has full power and authonty to
enter into this Agreement and to perform its obligations hereunder, (c) neither the execution and
delivery by the Purchaser of this Agreement, nor the performance by the Purchaser of its
obligations hereunder, shall conflict with or result in a breach or default under any of its
organizational documents, any law, rule, regulation, judgment, order or decree to which it is
subject or any agreement or instrument to which it is a party, and (d) this Agreement, and its
execution, delivery and performance hereof have been duly authorized by it, and this Agreement
has been duly executed and delivered by it and constitutes its valid and binding obligation
enforceable against it in accordance with the terms hereof, subject to the effect of bankruptcy,
insolvency, reorganization, moratonum, fraudulent conveyance and other similar laws relating to
or affecting creditors' nghts generally or the application of equitable pnnciples in any
proceeding, whether at law or in equity
5 Representations and Warranties of the Seller The Seller hereby represents
and warrants to the Purchaser, as of the date hereof, as follows
(a) The Seller is a municipal corporation validly existing under the laws and
Constitution of the State of California, with full power and authonty to execute and deliver this
Agreement and to carry out its terms
(b) The Seller has full power, authority and legal right to sell and assign the VLF
Receivable to the Purchaser and has duly authorized such sale and assignment to the Purchaser
by all necessary action, and the execution, delivery and performance by the Selier of this
Agreement has been duly authorized by the Seller by all necessary action
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(c) This Agreement has been, and as of the Closing Date the Bill of Sale will have
been, duly executed and delivered by the Seller and, assuming the due authonzation, execution
and delivery of this Agreement by the Purchaser, constitutes a legal, valid and binding obligation
of the Seller enforceable in accordance with its terms, subject to the effect of bankruptcy,
insolvency, reorganization, moratorium, fraudulent conveyance and other similar laws relating to
or affecting creditors' rights generally or the application of equitable principles in any
proceeding, whether at law or in equity
(d) All approvals, consents, authorizations, elections and orders of or filings or
registrations with any governmental authority, board, agency or commission having jurisdiction
which would constitute a condition precedent to, or the absence of which would adversely affect,
the sale by the Seller of the VLF Receivable or the performance by the Seller of its obligations
under the Resolution and the Transaction Documents and any other applicable agreements, have
been obtained and are in full force and effect
(e) Insofar as it would materially adversely affect the SelIer's ability to enter into,
carry out and perform its obligations under any or all of the Transaction Documents to which it is
a party, or consummate the transactions contemplated by the same, the Seller is not in breach of
or default under any applicable constitutional provision, law or administrative regulation of the
State of California or the United States or any applicable judgment or decree or any loan
agreement, indenture, bond, note, resolution, agreement or other instrument to which it is a party
or to which it or any of its property or assets is otherwise subject, and, to the best of the
knowledge of the Seller, no event has occurred and is continuing which with the passage of time
or the giving of notice, or both, would constitute a default or an event of default under any such
instrument, and the adoption of the Resolution and the execution and delivery by the Seller oldie
Transaction Documents to which it is a party, and compliance by the Seller with the provisions
thereof, under the circumstances contemplated thereby, do not and will not in any material
respect conflict with or constitute on the part of the Seller a breach of or default under any
agreement or other instrument to which the Seller is a party or by which it is bound or any
existing law, regulation, court order or consent decree to which the Seller is subject
(f) To the best of the knowledge of the Seller, no action, suit, proceeding, inquiry
or investigation, at law or in equity, before or by any court, public board or body, is pending or
threatened in any way against the Seller affecting the existence of the Seller or the titles of its
City Council members or officers to their respective offices, or seeking to restrain or to enjoin
the sale of the VLF Receivable or to direct the application of the proceeds of the sale thereof, or
in any way contesting or affecting the validity or enforceability of any of the Transaction
Documents or any other applicable agreements or any action of the Seller contemplated by any
of said documents, or in any way contesting the powers of the Seller or its authority with respect
to the Resolution or the Transaction Documents to which the Seller is a party or any other
applicable agreement, or any action on the part of the Seller contemplated by the Transaction
Documents, or in any way seeking to enjoin or restrain the Seller from selling the VLF
Receivable or which if determined adversely to the Seller would have an adverse effect upon the
Seller's ability to sell the VLF Receivable, nor to the knowledge of the Seller is there any basis
therefor.
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DOCSSFI 817948 1
(g) Prior to the sale of the VLF Receivable to the Purchaser, the Seller was the
sole owner of the VLF Receivable, and has such right, title and interest as provided in the Act
From and after the conveyance of the VLF Receivable by the Seller to Purchaser on the Closing
Date, the Seller shall have no interest in the VLF Receivable Except as provided in this
Agreement, the Seller has not sold, transferred, assigned, set over or otherwise conveyed any
right, title or interest of any kind whatsoever in all or any portion of the VLF Receivable, nor has
the Seller created, or to the knowledge of the Seller permitted the creation of, any hen, pledge,
security interest or any other encumbrance (a "Lien") thereon Prior to the sale of the VLF
Receivable to the Purchaser, the Seller held title to the VLF Receivable free and clear of any
Liens As of the Closing Date, this Agreement, together with the Bill of Sale, constitutes a valid
sale to the Buyer of the Seller's right, title and interest in and to the VLF Receivable
(h) The Seller acts solely through its authorized officers or agents
(i) The Seller maintains records and books of account separate from those of the
Purchaser
(j) The Seller maintains its respective assets separately from the assets of the
Purchaser (including through the maintenance of separate bank accounts), the Seller's funds and
assets, and records relating thereto, have not been and are not commingled with those of the
Purchaser
(k) The Seller's principal place of business and chief executive office is located at
35 Cajon Street, Redlands, CA 92373.1505.
(1) The Seller has received reasonably equivalent value for the VLF Receivable
(m)The Seller does not act as an agent of the Purchaser in any capacity, but
instead presents itself to the public as an entity separate from the Purchaser
(n) The Seller has not guaranteed and shall not guarantee the obligations of the
Purchaser, nor shall it hold itself out or permit itself to be held out as having agreed to pay or as
being liable for the debts of the Purchaser, and the Seller has not received nor shall the Seller
accept any credit or financing from any Person who is relying upon the availability of the assets
of the Purchaser to satisfy the claims of such creditor
(o) All transactions between or among the Seller, on the one hand, and the
Purchaser on the other hand (including, without limitation, transactions governed by contracts for
services and facilities, such as payroll, purchasing, accounting, legal and personnel services and
office space), whether existing on the date hereof or entered into after the date hereof, shall be on
terms and conditions (including, without limitation, terms relating to amounts to be paid
thereunder) which are believed by each such party thereto to be both fair and reasonable and
comparable to those available on an arms -length basis from Persons who are not affiliates
(p) The Seller has not received a hardship advance of all or a portion of the VLF
Receivable pursuant to Section 10754(a)(3)(D)(ui) of the Revenue and Taxation Code, or, if the
Seller has received such an advance, the VLF Receivable to be conveyed to the Purchaser on the
Closing Date is net of such advance
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6 Covenants of the Seller
(a) The Seller shall not take any action or omit to take any action which adversely
affects the interests of the Purchaser in the VLF Receivable and in the proceeds thereof The
Seller shall not take any action or omit to take any action that shall adversely affect the ability of
the Purchaser, and any assignee of the Purchaser, to receive payments made under the Act
(b) The Seller shall not take any action or omit to take any action that would
impair the validity or effectiveness of the Act, nor, without the prior written consent of the
Purchaser or its assignee, amend, modify, terminate, waive or surrender, or agree to any
amendment, modification, termination, waiver or surrender of, the tennis of the Act, or waive
timely performance or observance under the Act, in each case if the effect thereof would be
materially adverse to the Purchaser or to the Noteholders or any Credit Enhancer as assignees of
the Purchaser Nothing in this agreement shall impose a duty on the Seller to seek to enforce the
Act or to seek enforcement thereof by others, or to prevent others from modifying, terminating,
discharging or impairing the validity or effectiveness of the Act.
(c) Upon request of the Purchaser or its assignee, (i) the Seller shall execute and
deliver such further instruments and do such further acts (including being named as a plaintiff in
an appropriate proceeding) as may be reasonably necessary or proper to carry out more
effectively the purposes and intent of this Agreement, and (11) the Seller shall take all actions
necessary to preserve, maintain and protect the title of the Purchaser to the VLF Receivable,
provided that such acts shall not impose any additional cost on the Seller that is not reimbursed
(d) On or before the Closing Date, the Seller shall send (or cause to be sent) an
irrevocable instruction to the Controller pursuant to Section 6588.5(c) of California Government
Code to cause the Controller to disburse all payments of the VLF Receivable to the Trustee,
together with notice of the sale of the VLF Receivable to the Purchaser and the assignment of all
or a portion of such assets by the Purchaser to the Trustee Such notice and instructions shall be
in the form of Exhibit D hereto The Seller shall not take any action to revoke or which would
have the effect of revoking, in whole or in part, such instructions to the Controller The Seller
hereby relinquishes and waives any control over the VLF Receivable, any authonty to collect the
VLF Receivable, and any power to revoke or amend the instructions to the Controller
contemplated by this paragraph The Seller shall not rescind, amend or modify the instruction
described in the first sentence of this paragraph The Seller shall cooperate with the Purchaser or
its assignee in giving instructions to the Controller if the Purchaser or its assignee transfers the
VLF Receivable In the event that the Seller receives any proceeds of the VLF Receivable, the
Seller shall hold the same in trust for the benefit of the Purchaser and the Trustee and each Credit
Enhancer, as assignees of the Purchaser , and shall promptly remit the same to the Trustee
(e) The Sellei hereby covenants and agrees that it will not at any time institute
against the Purchaser, or join in instituting against the Purchaser, any bankruptcy, reorganization,
arrangement, insolvency, liquidation, or similar proceeding under any United States or state
bankruptcy or similar law
(f) The financial statements and books and records of the Seller prepared after the
Closing Date shall reflect the separate existence of the Purchaser
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DOCSSFI 817998 1
(g) The Seller shall treat the sale of the VLF Receivable as a sale for regulatory
and accounting purposes
(h) From and after the date of this Agreement, the Seller shall not sell, transfer,
assign, set over or otherwise convey any right, title or interest of any kind whatsoever in all or
any portion of the VLF Receivable, nor shall the Seller create, or to the knowledge of the Seller
pen -nit the creation of, any Lien thereon
7 The Purchaser's Acknowledgment The Purchaser acknowledges that the
VLF Receivable is not a debt or liability of the Seller, and that the VLF Receivable is payable
solely by the State from the funds of the State provided therefore Consequently, neither the
taxing power of the Seller, nor the full faith and credit thereof is pledged to the payment of the
VLF Receivable No representation is made by the Seller concerning the obligation of the State
to make any payment of the VLF Receivable pursuant to Section 10754 11 of the Revenue and
Taxation Code, nor is any representation made with respect to the ability of the State to enact any
change in the law applicable to the Transaction Documents (including without limitation Section
10754 11 of the Revenue and Taxation Code or Section 6588 5 of the Government Code)
8 Notices of Breach
(a) Upon discovery by the Seller or the Purchaser that the Seller has breached any
of its covenants or that any of the representations or warranties of the Seller or the Purchaser are
materially false or misleading, in a manner that materially and adversely affects the value of the
VLF Receivable, the discovering party shall give prompt written notice thereof to the other party
and to the Trustee, as assignee of the Purchaser, who shall, pursuant to the Indenture, promptly
thereafter notify each Credit Enhancer and the Rating Agencies
(b) The Seller shall not be liable to the Purchaser, the Trustee, the Noteholders, or
any Credit Enhancer for any loss, cost or expense resulting solely from the failure of the Trustee,
any Credit Enhancer or the Purchaser to promptly notify the Seller upon the discovery by an
authorized officer of the Trustee, any Credit Enhancer or the Purchaser of a breach of any
covenant or any materially false or misleading representation or warranty contained herein
9 Liability of Seller, Indemnification The Seller shall be liable in accordance
herewith only to the extent of the obligations specifically undertaken by the Seller under this
Agreement The Seller shall indemnify, defend and hold harmless the Purchaser, the Trustee and
each Credit Enhancer, as assignees of the Purchaser, and their respective officers, directors,
employees and agents from and against any and all costs, expenses, losses, claims, damages and
liabilities to the extent that such cost, expense, loss, claim, damage or liability arose out of, or
was imposed upon any such Person by the Seller's breach of any of its covenants contained
herein or any materially false or misleading representation or warranty of the Seller contained
herein Notwithstanding anything to the contrary herein, the Seller shall have no liability for the
payment of the principal of or interest on the Notes issued by the Purchaser
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DOCSSF1 817948 1
10 Limitation on Liability
(a) The Seller and any officer or employee or agent of the Seller may rely in good
faith on the advice of counsel or on any document of any kind, pnma facie properly executed and
submitted by any Person respecting any matters arising hereunder The Seller shall not be under
any obhgation to appear in, prosecute or defend any legal action regarding the Act that is
unrelated to its specific obligations under this Agreement
(b) No officer or employee of the Seller shall have any liability for the
representations, warranties, covenants, agreements or other obligations of the Seller hereunder or
in any of the certificates, notices or agreements dehvered pursuant hereto, as to all of which
recourse shall be had solely to the assets of the Seller
11 The Seller's Acknowledgment The Seller hereby agrees and acknowledges
that the Purchaser intends to assign and grant a security interest in all or a portion of (a) its nghts
hereunder and (b) the VLF Receivable, to the Trustee and each Credit Enhancer pursuant to the
Indenture The Seller further agrees and acknowledges that the Trustee, the Noteholders, and
each Credit Enhancer have relied and shall continue to rely upon each of the foregoing
representations, warranties and covenants, and further agrees that such Persons are entitled so to
rely thereon Each of the above representations, warranties and covenants shall survive any
assignment and grant of a security interest in all or a portion of this Agreement or the VLF
Receivable to the Trustee and each Credit Enhancer and shall continue in full force and effect,
notwithstanding any subsequent termination of this Agreement and the other transaction
documents The above representations, warranties and covenants shall inure to the benefit of the
Trustee and each Credit Enhancer.
12 Notices All demands upon or, notices and communications to, the Seller, the
Purchaser, the Trustee or the Rating Agencies under this Agreement shall be in writing,
personally delivered or mailed by certified mail, return receipt requested, to such party at the
appropriate notice address, and shall be deemed to have been duly given upon receipt
13 Amendments This Agreement may be amended by the Seller and the
Purchaser, with (a) the consent of the Trustee, (b) the consent of each Credit Enhancer, and (c) a
Rating Agency Confirmation, but without the consent of any of the Noteholders, for the purpose
of adding any provisions to or changing in any manner or eliminating any of the provisions of
this Agreement
Promptly after the execution of any such amendment, the Purchaser shall furnish
wntten notification of the substance of such amendment to the Trustee and to the Rating
Agencies
14 Successors and Assigns This Agreement shall be binding upon and inure to
the benefit of the Seller, the Purchaser and their respective successors and permitted assigns
The Seller may not assign or transfer any of its nghts or obligations under this Agreement
without the pnor wntten consent of the Purchaser Except as specified herein, the Purchaser may
not assign or transfer any of its rights or obligations under this Agreement without the pnor
wntten consent of the Seller
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DOCSSFI 817948 1
15 Third Party Rights The Trustee and each Credit Enhancer are express and
intended third party beneficiaries under this Agreement Nothing expressed in or to be implied
from this Agreement is intended to give, or shall be construed to give, any Person, other than the
parties hereto, the Trustee and each Credit Enhancer, and their permitted successors and assigns
hereunder, any benefit or legal or equitable nght, remedy or claim under or by virtue of this
Agreement or under or by virtue of any provision herein
16 Partial Invalidity If at any time any provision of this Agreement is or
becomes illegal, mvand or unenforceable in any respect under the law of anylunsdiction, neither
the legality, validity or enforceability of the remaining provisions of this Agreement nor the
legality, validity or enforceability of such provision under the law of any other junsdiction shall
in any way be affected or impaired thereby
17 Counterparts This Agreement may be executed in any number of identical
counterparts, any set of which signed by all the parties hereto shall be deemed to constitute a
complete, executed original for all purposes
18 Entire Agreement This Agreement sets forth the entire understanding and
agreement of the parties with respect to the subject matter hereof and supersedes any and all oral
or written agreements or understandings between the parties as to the subject matter hereof
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DOCSSFI 817948 1
19 Governing Law This Agreement shall be governed by and construed in
accordance with the laws of the State of California
IN WITNESS WHEREOF, the Seller and the Purchaser have caused this
Purchase and Sale Agreement to be duly executed as of the date first written above
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DOCSSFI 817948 1
CITY OF REDLANDS, as Seller
17—fp
Authorizedf�icer
CALIFORNIA STATEWIDE COMMUNITIES
DEVELOPMENT AUTHORITY, as Purchaser
By
Member
10
EXHIBIT A
DEFINITIONS
For all purposes of this Agreement, except as otherwise expressly provided herein
or unless the context otherwise requires, capitalized terms not otherwise defined herein shall
have the meanings set forth below
"Act" means Section 10754 11 of the California Revenue and Taxation Code
"Bill of Sale" has the meaning given to that term in Section 2(b)(ii) hereof
"Credit Enhancer" means any municipal bond insurance company, bank or other
financial institution or organization which is performing in all material respects its obligations
under any Credit Support Instrument for some or all of the Notes
"Credit Support Instrument" means a policy of insurance, a letter of credit, a
stand-by purchase agreement, revolving credit agreement or other credit arrangement pursuant to
which a Credit Enhancer provides credit or liquidity support with respect to the payment of
interest, principal or the purchase price of the Notes
"Closing Date" means the date the Notes are issued
"Controller" means the Controller of the State
"Final Purchase Price" has the meaning ascribed thereto in Section 2
"Minimum Purchase Price" has the meaning ascribed thereto in Section 2
"Noteholder" means, with respect to any Note, the person in whose name such
Note is registered
"Oustanding" has the meaning given to that term in the Indenture
"Pncing Date" means the date the Notes are sold
"Rating Agency" means any nationally recognized rating agency then providing
or maintaining a rating on the Notes at the request of the Purchaser.
"Rating Agency Confirmation" means wntten confirmation from each Rating
Agency that any proposed action will not, in and of itself, cause the Rating Agency to lower,
suspend or withdraw the rating then assigned by such Rating Agency to any Outstanding Notes
"Resolution" means the resolution adopted by the City Council approving the sale
of the VLF Receivable
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DOCSSFE 817948 1
"State" means the State of California
"Transaction Counsel" means Orrick, Herrington & Sutcliffe LLP
A-1
and the Notes
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DOCSSF1 8179481
"Transaction Documents" mean this Agreement, the Bill of Sale, the Indenture,
A-2
EXHIBIT B1
OPINION OF COUNSEL
to
CITY OF REDLANDS
July 14, 2005
California Statewide Communities Development Authonty
Sacramento, California
Wells Fargo Bank, National Association
Los Angeles, California
Re Sale of VLF Receivable
Ladies & Gentlemen
This Office acted as counsel for the City of Redlands (the "Seller") in connection
with the adoption of that certain resolution (the "Resolution) of the City Council of the Seller
(the "Governing Body") pursuant to which the Seller authorized the sale to the California
Statewide Communities Development Authority (the "Purchaser") of the Seller's "VLF
Receivable", as defined in and pursuant to the Purchase and Sale Agreement dated July 14, 2005
(the "Sale Agreement") between the Seller and the Purchaser In connection with these
transactions, the Seller has issued certain Irrevocable Instructions For Disbursement of the
Seller's VLF Receivable to the Controller of the State of California (the "Disbursement
Instructions" and collectively with the Sale Agreement, the "Seller Documents")
Unless the context otherwise requires, capitalized terms used but not otherwise
defined herein shall have the meanings given to such terms in the Sale Agreement We have
examined and are familiar with the Seller Documents and with those documents relating to the
existence, organization, and operation of the Seller, the adoption of the Resolution, and the
execution of the Seller Documents, and have satisfied ourselves as to such other matters as we
deem necessary in order to render the following opinions As to paragraphs numbered 3 and 4
below, we have retied as to factual matters on the representations and warranties of the Seller
contained in the Sale Agreement
Based upon the foregoing, we are of the opinion that
1 The Seller is a municipal corporation and general law city, duly organized
and validly existing pursuant to the laws and the Constitution of the State of California The
Governing Body is the governing body of the Seller
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DOCSSF1 817948 1
B1-1
2 The Resolution was duly adopted at a meeting of the Governing Body,
which was called and held pursuant to law and with all public notice required by law, and at
which a quorum was present and acting throughout, and the Resolution is in full force and effect
and has not been modified, amended or rescinded since the date of its adoption
3 To our best knowledge, no action, suit, proceeding, inquiry or
investigation, at law or in equity, before or by any court, public board or body, is pending or
threatened in any way against the Seller (i) affecting the existence of the Seller or the titles of its
Governing Body members of officers to their respective offices, (ii) seeking to restrain or to
enjoin the sale of the VLF Receivable or to direct the application of the proceeds of the sale
thereof, (iii) in any way contesting or affecting the validity or enforceability of the Resolution,
the Seller Documents or any other applicable agreements or any action of the Seller
contemplated by any of said documents, (iv) in any way contesting the powers of the Seller or its
authority with respect to the Resolution or the Seller Documents or any other applicable
agreement, or any action on the part of the Seller contemplated by any of said documents, or (v)
in any way seeking to enjoin or restrain the Seller from selling the VLF Receivable or which, if
determined adversely to the Seller, would have a material and adverse effect upon the Seller's
ability to sell the VLF Receivable
4 To our best knowledge, prior to the sale of the VLF Receivable to the
Purchaser, the Seller had not sold, transferred, assigned, set over or otherwise conveyed any
right, title or interest of any kind whatsoever in all or any portion of the Seller's VLF Receivable,
nor had the Seller created, or permitted the creation of, any Lien thereon
5 The Seller has duly authorized and executed the Seller Documents
6 Assuming delivery of the Seller Documents by the Seller and the due
authorization execution and delivery of the Seller Documents by the Purchaser, each Seller
Document will be legal, vand and binding against the Seller and enforceable against the Seller in
accordance with its own terms, except as enforcement may be limited by bankruptcy, insolvency,
reorganization, fraudulent conveyance, moratorium or laws relating to or affecting creditors'
rights, and the application of equitable principles and the exercise of judicial discretion in
appropriate areas No opinion is expressed concerning the obligation of the State of California to
make any payment of the VLF Receivable pursuant to Section 10754 11 of the Revenue and
Taxation Code, nor is any opinion expressed with respect to the ability of the State to enact any
change in the law applicable to the Seller Documents (including, without limitation, Section
10754 11 of the Revenue and Taxation Code or Section 6588.5 of the Government Code),
Furthermore, we express no opinion as to the value of the VLF Receivable or as to any legal or
equitable remedies that may be available to any person should the VLF Receivable have little or
no value
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DOCSSI1 817948 1
B1-2
This opinion is rendered only with respect to the laws of the State of California
and the United States of America and is addressed only to its addressees In addition to the
addressees hereof, each Credit Enhancer and the underwriters of the Notes may rely upon this
legal opinion as if it were addressed to them No other person is entitled to rely on this opinion,
nor may the addressees rely on it in connection with any transactions other than those described
herein
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DOCSSFI 517948 1
Very truly yours,
By ravat,
B1-3
Sel 's Counsel
OPINION OF COUNSEL
to
CITY OF REDLANDS
[Closing Date]
California Statewide Communities Development Authority
Sacramento, California
Wells Fargo Bank, National Association
Los Angeles, California
Re Sale of VLF Receivable (Bnngdown Opinion)
Ladies & Gentlemen
EXHIBIT B2
Pursuant to that certain Purchase and Sale Agreement dated July 14, 2005 (the
"Sale Agreement") between the City of Redlands (the "Seller") and the California Statewide
Communities Development Authority (the "Purchaser"), this Office delivered an opinion (the
"Opinion") dated the Pricing Date (as defined in the Sale Agreement) as counsel for the Seller in
connection with the sale of the Seller's VLF Receivable (as defined in the Sale Agreement), the
execution of documents related thereto and certain other related matters
I confirm that you may continue to rely upon the Opinion as if it were dated as of
the date hereof Each Credit Enhancer, the underwriters of the Notes and Transaction Counsel
may rely upon this legal opinion as if it were addressed to them This letter is delivered to you
pursuant to Section 2(b)(n)(1) of the Sale Agreement
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DOCSSFI 817948 1
Very truly yours,
By.
Seller's Counsel
B2-1
EXHIBIT CI
CLERK'S CERTIFICATE
CERTIFICATE OF THE
CITY CLERK OF
CITY OF REDLANDS, CALIFORNIA
Dated July 14, 2005
The undersigned City Clerk of the City of Redlands, California, do hereby certify that the
foregoing is a full, true and correct copy of Resolution No 6412 duly adopted at a
regular meeting of the City Council of said Seller duly and regularly and legally held at the
regular meeting place thereof on the 28th day of June , 2005, of which
meeting all of the members of said City Council had due notice and at which all members thereof
were present, and that at said meeting said resolution was adopted by the following vote
AYES Councilmembers Gil, George, Harrison, Mayor Peppier
NOES Councilmember Gilbreath
ABSENT None
ABSTAIN None
I do hereby further certify that I have carefully compared the same with the original
minutes of said meeting on file and of record in my office and that said resolution is a full, true
and correct copy of the original resolution adopted at said meeting and entered in said minutes
and that said resolution has not been amended, modified or rescinded since the date of its
adoption and the same is now in full force and effect
I do hereby further certify that an agenda of said meeting was posted at least 72 hours
before said meeting at a location in the City of Redlands, California freely accessible to members
of the public, and a brief general description of said resolution appeared on said agenda
WITNESS my hand as of the day and year first above wntten
By6'-°
, J
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DOCSSF1 817948 1
C1-1
Clerk of t�ie�,Cit� of Redlands,
California
EXHIBIT C2
SELLER CERTIFICATE
SELLER CERTIFICATE
Dated July 14, 2005
We, the undersigned officers of the City of Redlands (the "Seller"), State of
California, holding the respective offices herein below set opposite our signatures, do hereby
certify that on the date hereof the following documents (the "Transaction Documents") were
officially executed and delivered by the Authorized Officer or Officers whose names appear on
the executed copies thereof, to wit
Document
1 Purchase and Sale Agreement, dated July 14, 2005 (the "Sale
Agreement"), between the Seller and the California Statewide
Communities Development Authority (the "Purchaser")
2 irrevocable Instructions For Disbursement of Seller's VLF
Receivable to the Controller of the State of California dated the
Closing Date
Capitalized terms used herein and not defined herein shall have the meaning given
such terms in the Sale Agreement
We further certify as follows
1 At the time of signing the Transaction Documents and the other documents and opinions
related thereto, we held said offices, respectively, and we now hold the same
2 The representations and warranties contained in the Transaction Documents are true and
correct as of the date hereof in all matenal respects.
3 The City Council duly adopted its resolution (the "Resolution") approving the sale of the
Seller's VLF Receivable at a meeting of the City Council which was duly called and held
pursuant to law with all pubhc notice required by law and at which a quorum was present and
acting when the Resolution was adopted, and such Resolution is in full force and effect and
has not been amended, modified, supplemented or rescinded.
4 To the best knowledge of the undersigned, no action, suit, proceeding, inquiry or
investigation, at law of in equity, before or by any court, pubhc board or body, is pending or
threatened, in any way against the Seller affecting the existence of the Seller or the titles of
its City Council members or officers to their respective offices, or seeking to restrain or to
enjoin the sale of the Seller's VLF Receivable or to direct the apphcation thereof of the
proceeds of the sale thereof, or in any way contesting or affecting the validity or
enforceability of the Resolution, the Transaction Documents, the Indenture, the Notes, or any
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DOCSSF1 817948 1
C2-1
other applicable agreements 01 any action of the Seller contemplated by any of said
documents, or in any way contesting the powers of the Seller or its authority with respect to
the Resolution or the Transaction Documents or any other applicable agreement, or any
action on the part of the Seller contemplated by any of said documents, or which if
determined adversely to the Seller would have a material and adverse effect upon the Seller's
ability to sell the Seller's VLF Receivable, nor to our knowledge is there any basis therefor
5 Insofar as it would materially adversely affect the Seller's ability to enter into, carry out and
perform its obligations under any or all of the Transaction Documents, or consummate the
transactions contemplated by the same, the Seller is not in breach of or default under any
applicable constitutional provision, law or administrative regulation of the State of California
or the United States or any apphcable judgment or decree or any loan agreement, indenture,
bond, note, resolution, agreement or other instrument to which it is a party or to which it or
any of its property or assets is otherwise subject, and, to the best of our knowledge, no event
has occurred and is continuing which with the passage of time or the giving of notice, or
both, would constitute a default or an event of default under any such instrument, and the
adoption of the Resolution and the execution and delivery by the Seller of the Transaction
Documents, and compliance by the Seller with the provisions thereof, under the
circumstances contemplated thereby, do not and will not in any material respect conflict with
or constitute on the part of the Seller a breach of or default under any agreement or other
instrument to which the Seller is a party or by which it is bound or any existing law,
regulation, court order or consent decree to which the Seller is subject
6 Pnor to the sale of the VLF Receivable to the Purchaser, the Seller was the sole owner of the
VLF Receivable, and has such right, title and interest as provided in the Act From and after
the conveyance of the VLF Receivable by the Seller to Purchaser on the Closing Date, the
Seller shall have no interest in the VLF Receivable Except as provided in the Sale
Agreement, the Seller has not sold, transferred, assigned, set over or otherwise conveyed any
nght, title or interest of any kind whatsoever in all or any portion of the Seller's VLF
Receivable, nor has the Seller created, or to our knowledge permitted the creation of, any
Lien thereon Pnor to the sale of the VLF Receivable to the Purchaser, the Seller held title to
the VLF Receivable free and clear of any Liens
7 All approvals, consents, authonzations, elections and orders of or filings or registrations with
any governmental authority, board, agency or commission having jurisdiction which would
constitute a condition precedent to or the absence of which would materially adversely affect,
the sale by the Seller of the Seller's VLF Receivable or the performance by the Seller of its
obligations under the Resolution and the Transaction Documents and any other applicable
agreements, have been obtained and are in full force and effect
8 The Seller has not received a hardship advance of all or a portion of the VLF Receivable
pursuant to Section 10754(a)(3)(D)(in) of the Revenue and Taxation Code, or, if the Seller
has received such an advance, the VLF Receivable to be conveyed to the Purchaser on the
Closing Date is net of such advance
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DOCSSF1 817948 1
C2-2
Dated as of the date first above written
Name, Official Title
Susan Peppler, Mayor
John Davison, City Manager
Tina T Kundig, Finance Director
genuine
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DOCSSFI 817948 1
I HEREBY CERTIFY that the signatures of the officers named above are
Dated as of the date first above wntten
C2-3
C><tr Clerk of t ieiW of Redlands,
California
EXHIBIT C3
BILL OF SALE AND BRINGDOWN CERTIFICATE
BILL OF SALE AND BRINGDOWN CERTIFICATE
In consideration of the payment and delivery by the California Statewide
Communities Development Authority (the "Purchaser") to the undersigned (the "Seller") of
$[Final Purchase Price] (the "Final Purchase Pnce"), and pursuant to terms and conditions of the
Purchase and Sale Agreement (the "Sale Agreement"), dated July 14, 2005, between the Seller
and the Purchaser, the Seller does hereby (a) transfer, grant, bargain, sell, assign, convey, set
over and deliver to the Purchaser, absolutely and not as collateral security, without recourse
except as expressly provided in the Sale Agreement, the VLF Receivable as defined in the Sale
Agreement (the "VLF Receivable"), and (b) assign to the Purchaser, to the extent permitted by
law (as to which no representation is made), all present or future rights, if any, of the Seller to
enforce or cause the enforcement of payment of the VLF Receivable pursuant to the Act (as
defined in the Sale Agreement) and other applicable law
The Seller hereby acknowledges receipt of the Final Purchase Price
The Seller hereby certifies that the representations and warranties of the Seller set
forth in the Certificate of the City Clerk dated July 14, 2005, the Seller Certificate dated July 14,
2005, and in the Transaction Documents (as such terms are defined in the Sale Agreement) are
true and correct in all matenal respects as of the date hereof (except for such representations and
warranties made as of a specified date, which are true and correct as of such date)
Dated [Closing Date]
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DOCSSF1 817948 1
C3-1
CITY OF REDLANDS
By
Authonzed Officer
EXHIBIT D
IRREVOCABLE INSTRUCTIONS TO CONTROLLER
IRREVOCABLE INSTRUCTIONS FOR DISBURSEMENT
OF VLF RECEIVABLE OF
CITY OF REDLANDS
Office of the Controller
State of California
P O Box 942850
Sacramento, California 94250-5872
, 2005
Re Notice of Sale of VLF Receivable by the City of Redlands and
Wiring Instructions Information Form
Dear Sir or Madam
Pursuant to Section 6588 5(c) of the California Government Code, City of
Redlands (the "Seller") hereby notifies you of the sale by Seller, effective as of the date of these
instructions wntten above, of all nght, title and interest of the Seller in and to the "VLF
Receivable" as defined in Section 6585(1) of the California Government Code (the "VLF
Receivable"), namely, the nght to payment of moneys due or to become due to the Seller out of
funds payable in connection with vehicle license fees to a local agency pursuant to Section
10754 11 of the California Revenue and Taxation Code.
By resolution, the Seller's City Council authonzed the sale of the VLF Receivable
to the California Statewide Communities Development Authority (the "Purchaser") pursuant to a
Purchase and Sale Agreement, dated July 14, 2005 and a Bill of Sale, dated [Closing Date] The
VLF Receivable has been pledged and assigned by the Purchaser pursuant to an Indenture, dated
July 14, 2005 (the "Indenture") between the Purchaser and Wells Fargo Bank, National
Association, as Trustee (the "Trustee")
The Seller hereby irrevocably requests and directs that, commencing as of the
date of these instructions wntten above, all payments of the VLF Receivable (and documentation
related thereto) be made directly to Wells Fargo Bank, National Association, as Trustee, in
accordance with the wire instructions and bank routing information set forth below
Please note that the sale of the VLF Receivable by the Seller is irrevocable and
that (i) the Seller has no power to revoke or amend these instructions at any time, (n) the
Purchaser shall have the power to revoke or amend these instructions only if there are no
notes of the Purchaser outstanding under the Indenture and the Indenture has been
discharged, and (iii) so long as the Indenture has not been discharged, these instructions
cannot be revoked or amended by the Purchaser without the consent of the Trustee.
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DOCSSF1 817948 1
D-1
Bank Name
Bank ABA Routing #
Bank Account #
Bank Account Name
Further Credit To.
Bank Address
Bank Telephone #
Bank Contact Person
Wells Fargo N A.
121000248
0001038377
Corporate Trust Clearing
CSCDA VLF #17848700
Wells Fargo Bank
707 Wilshire Blvd , 17 Floor
Los Angeles, CA 90017
(213) 614-3353
Robert Schneider
Please do not hesitate to call the undersigned if you have any questions regarding
this transaction Thank you for your assistance in this matter.
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DOCSSFI 817948 1
Very truly yours,
CITY OF REDLANDS
By
Authorized O facer
D-2
Taxable
DOCSSF1 817948 1
E-1
EXHIBIT E
RESERVED
EXHIBIT F
ESCROW INSTRUCTION LETTER
PARTICIPATION AGREEMENT
AND
ESCROW INSTRUCTION LETTER
July 14, 2005
California Statewide Communities Development Authority
1100 K Street
Sacramento, CA 95814
Re VLF Receivable Financing
Dear Sir or Madam
The City of Redlands (the "Seller") hereby notifies you of its agreement to
participate in the California Statewide Communities Development Authority VLF Receivable
Financing By adoption of a resolution (the "Resolution") authorizing the sale of its VLF
Receivable, the Seller's City Council has agreed to sell to the California Statewide Communities
Development Authority, for a purchase price that meets the conditions set forth in the
Resolution, all of its nght, title and interest in the VLF Receivable
Enclosed herewith ale the following documents which have been duly approved
and executed by the Seller and which are to be held in escrow by Orrick, Hemngton &
Sutcliffe LLP, as transaction counsel ("Transaction Counsel"), as instructed below
1 certified copy of the Resolution, together with a certificate of the City Clerk,
dated July 14, 2005,
2 the Seller Certificate, dated July 14, 2005,
3 the Opinion of Seller's Counsel, dated July 14, 2005,
4 the Purchase and Sale Agreement, dated July 14, 2005, and
5 the Irrevocable Instructions to the Controller, undated
The foregoing documents are to be held in escrow by Transaction Counsel and
shall be delivered only upon payment to the Seller on or before August 31, 2005, of the Final
Purchase Price (as defined in the Purchase and Sale Agreement) that meets the conditions of the
Resolution. Upon such payment, Transaction Counsel is hereby authorized to fill in the closing
date on the Irrevocable Instructions to the Controller
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DOCSSF1 81708 1
F-1
If the Final Purchase Price meeting the conditions of the Resolution is not paid to
the Seller on or before August 31, 2005, this agreement shall terminate and Transaction Counsel
shall return all of the enclosed documents to the Seller
Enclosures
cc Orrick, Herrington & Sutcliffe LLP
Taxable
DOCSSFI 817948 1
Very truly yours,
CITY OF REDLANDS
By
F-2
Authorized Offic r
RESOLUTION NO 6412
CITY COUNCIL
OF THE
CITY OF REDLANDS
A RESOLUTION APPROVING THE FORM OF AND AUTHORIZING THE
EXECUTION AND DELIVERY OF A PURCHASE AND SALE AGREEMENT
AND RELATED DOCUMENTS WITH RESPECT TO THE SALE OF THE
SELLER'S VEHICLE LICENSE FEE RECEIVABLE FROM THE STATE,
AND DIRECTING AND AUTHORIZING CERTAIN OTHER ACTIONS IN
CONNECTION THEREWITH
WHEREAS, certain public agencies within the State of California (the "State") are
entitled to receive certain payments payable by the State to each such local agency on or before
August 15, 2006, in connection with vehicle license fees pursuant to Section 10754 11 of the
California Revenue and Taxation Code ("VLF Gap Repayments"),
WHEREAS, the City of Redlands (the "Seller") is entitled to and has determined to sell
all right, title and interest of the Seller in and to the "VLF Receivable", as defined in Section
65850) of the California Government Code (the "VLF Receivable"), namely, the nght to
payment of moneys due or to become due to the Seller out of funds payable in connection with
vehicle license fees to a local agency pursuant to Section 10754 11 of the California Revenue
and Taxation Code,
WHEREAS, the California Statewide Communities Development Authonty, a joint
exercise of powers authority organized and existing under the laws of the State (the "Authonty"),
has been authorized pursuant to Section 6588(w) of the California Government Code to purchase
the VLF Receivable,
WHEREAS, the Authority desires to purchase the VLF Receivable and the Seller desires
to sell the VLF Receivable pursuant to a purchase and sale agreement by and between the Seller
and the Authority in the form presented to this City Council (the "Sale Agreement") for the
purposes set forth herein,
WHEREAS, in order to finance the purchase price of the VLF Receivable from the Seller
and the purchase price of other VLF Receivables from other local agencies, the Authority will
issue its taxable and tax-exempt notes (the "Notes") pursuant to Section 6590 of the California
Government Code and an Indenture (the "Indenture"), by and between the Authonty and Wells
Fargo Bank, National Association, as trustee (the "Trustee"), which Notes will be payable solely
from the proceeds of the VLF Receivable and such other VLF Receivables,
WHEREAS, the Seller acknowledges that the Authonty will grant a security interest in
the VLF Receivable to the Trustee and any credit enhancer to secure payment of the Notes, and
WHEREAS, a portion of the proceeds of the Notes will be used by the Authority to,
among other things, pay the purchase price of the VLF Receivable,
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DOCSSF1 795390 1
WHEREAS, the Seller will use the proceeds received from the sale of the VLF
Receivable for any lawful purpose as permitted under the applicable laws of the State,
NOW THEREFORE, the City Council of the City of Redlands hereby resolves as
follows
Section 1 All of the recitals set forth above are true and correct, and this City
Council hereby so finds and determines
Section 2. The Seller hereby authorizes the sale of the VLF Receivable to the
Authonty for a price no less than the Minimum Purchase Price set forth in Appendix A The
form of Sale Agreement presented to the City Council is hereby approved An Authorized
Officer (as set forth in Appendix A) is hereby authorized and directed to execute and deliver the
Sale Agreement on behalf of the Seller, which shall be in substantially the form presented to this
meeting, with such changes therein, deletions therefrom and additions thereto, as such
Authorized Officer shall approve, which approval shall be conclusively evidenced by the
execution and delivery of the Sale Agreement
Section 3. Any Authorized Officer is hereby authorized and directed to send, or
to cause to be sent, an irrevocable wntten instruction to the State Controller notifying the State of
the sale of the VLF Receivable and instructing the disbursement pursuant to Section 6588 5(c) of
California Government Code of the VLF Receivable to the Trustee, on behalf of the Authonty.
Section 4. The Authorized Officers and such other Seller officers, as appropriate,
are hereby authorized and directed, jointly and severally, to do any and all things and to execute
and deliver any and all documents, including but not limited to one or more tax certificates, if
required, appropnate escrow instructions relating to the delivery into escrow of executed
documents pnor to the closing of the Notes, and such other documents mentioned in the Sale
Agreement or the Indenture, which any of them may deem necessary or desirable in order to
implement the Sale Agreement and otherwise to carry out, give effect to and comply with the
terms and intent of this Resolution, and all such actions heretofore taken by such officers are
hereby ratified, confirmed and approved
Section 5 All consents, approvals, notices, orders, requests and other actions
permitted or required by any of the documents authonzed by this Resolution, whether before or
after the sale of the VLF Receivable or the issuance of the Notes, including without limitation
any of the foregoing that may be necessary or desirable in connection with any default under or
amendment of such documents, may be given or taken by an Authorized Officer without further
authorization by this City Council, and each Authonzed Officer is hereby authorized and
directed to give any such consent, approval, notice, order or request, to execute any necessary or
appropnate documents or amendments, and to take any such action that such Authonzed Officer
may deem necessary or desirable to further the purposes of this Resolution
Section 6 The City Council acknowledges that, upon execution and delivery of
the Sale Agreement, the Seller is contractually obligated to sell the VLF Receivable to the
Authonty pursuant to the Sale Agreement and the Seller shall not have any option to revoke its
approval of the Sale Agreement or to determine not to perform its obligations thereunder
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DOCSSFI 7953901
2
Section 7. This Resolution shall take effect from and after its adoption and
approval
PASSED AND ADOPTED by the City Council of the City of Redlands, State of
California, this 28th day of June , 2005, by the following vote
AYES Councilmembers Gil, George, Harrison; Mayor Peppier
NOES Councilmember Gilbreath
ABSENT None
Attest
Com- uc
Cit, Clerk
Approved as to form
SELLER'S COUNSEL
By
Dated
LU
June 28, 2005
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DOCSSF1 795390 1 3
APPENDIX A
CITY OF REDLANDS
Minimum Purchase An amount equal to or greater than $1 ,040,000 00 (the "Minimum
Price: Purchase Price")
Authorized Officers. Mayor
City Manager
Finance Director
any designee of any of them, as appointed in a written certificate of
such Authorized Officer delivered to the Trustee
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DOCSSF1 7953901
8 Review the Public Works Department's temporary reorganization as requested
by Elaine Craig, San Bernardino Public Employees Association
9 Reinstate the Business License Inspector part-time position in the Treasurer's
Office
10 Add a second part-time position in the City Clerk's Office
11 Further study consultant services for one month each quarter for the NPDES
program
12 Provide more information regarding the General Plan update
13 Provide additional infoiuiation regarding an early retirement incentive program
14 All supplementals for the enterprise funds under Municipal Utihties
Department are to be included in the final budget
15 Consider transferring street sweeping responsibilities to the Municipal Utilities
Department
On motion of Councilmernber Peppier, seconded by Councilmember Harrison,
adoption of the 2005-06 budget was continued to July 5, 2005, at 11 00 A M
UNFINISHED BUSINESS
Resolution No 6412 - VLF Receivable Financing Program - Continued from the
June 21, 2005, meeting, Finance Dit ector Kundig again explained the history of
the loss of vehicle license fees fl om the State and the gap repayment and the
benefits of pal ticipation in the program for repayment under the California
Statewide Communities Development Authority. Councilmember Gil moved to
adopt Resolution No 6412, a resolution approving the form of and authorizing
the execution and delivery of a purchase and sale agreement and related
documents with respect to the sale of the seller's vehicle license fee receivable
from the State and directing and authorizing certain other actions in connection
therewith Motion seconded by Councilmember George and carried with
Councilmember Gilbi eath voting NO as she felt this was an expensive process
and that the City did not need the cash flow at this time
EIR - Walton Development - Certification of the Final Environmental Impact Report
foi Zone Change Nos 396 and 399, Conditional Use Permit Nos 809 and 819,
Tentative Tract Nos 16465 and 16627, Agricuiturai Preserve Removal Nos 104 and
105, and Demolition No 79 was presented to the City Council for its consideration on
June 21, 2005, and continued to this meeting to give the City's consultant time to
incorporate additional information addressing noise and airport proximity issues. The
additional information and analysis of the noise and airport issues is included in the
revised Final EIR document The additional documentation consists of a letter from
George Lessard that was presented to the City Council at the June 21, 2005, hearing,
responses to the letter from the EIR consultant, and expanded revisions to the E1R
contained in Section 4 0 of the Final EIR document The expanded final EIR also
includes appendices containing overall noise analysis and recent aircraft noise study,
and comment letters from the Redlands Sports Park project regarding airport
proximity issues The Final EIR as revised and expanded re -affirms the previous
Adjourned Regular Meeting
June 28, 2005
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