HomeMy WebLinkAboutContracts & Agreements_194-2015_CCv0001.pdf BROKER/CONSULTANT SERVICES AGREEMENT
between
CITY OF REDLANDS
AND
ALLIANT INSURANCE SERVICES,INC.
I. PARTIES
The PARTIES to this AGREEMENT are City of Redlands(CLIENT)and Alliant
Insurance Services,Inc. (BROKER/CONSULTANT).
H. AGREEMENT
In consideration of the payments and agreements specified in the AGREEMENT,
BROKER/CONSULTANT shall perform SERVICES pursuant to Section IV,
SCOPE OF SERVICE.
M. DEFINITIONS
When used herein, when capitalized, whether in the singular or in the plural, the
following terms shall have the following meanings:
A. BROKER/CONSULTANT—Alliant Insurance Services,Inc.
B. CLIENT—City of Redlands
C. AGREEMENT — This BROKER/CONSULTANT services agreement,
including any written changes thereto, which were agreed upon by the
PARTIES.
D. COMPENSATION — Remuneration paid to BROKER/CONSULTANT as
consideration within this AGREEMENT,which will be:
1. FEE FOR SERVICE—The agreed to fee,or limitation for SERVICES as
defined in this AGREEMENT. This fee may be offset by Retail Insurance
COMMISSIONS collected from insurance carriers.
2. COMMISSION—Remuneration paid by CLIENT's insurance carriers (or
excess pools)directly to BROKER/CONSULTANT.
E. PARTY—CLIENT or BROKER/CONSULTANT.
F. PROGRAM—The lines of Insurance coverages placed on behalf of CLIENT
and SERVICE provided under the scope of this Agreement.
G. SERVICE — Any and all obligations of BROKERICONSULTANT to be
performed pursuant to the AGREEMENT.
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H. KEY PERSONNEL—Those individuals on the Account Service Team, listed
in Addendum B attached hereto, responsible for the BROKER/-
CONSULTANT marketing role provided for under Section IV, SCOPE OF
SERVICE.
IV. SCOPE OF SERVICE
BROKER/CONSULTANT shall, as respects the categories of risk and insurance
identified in Addendum A attached hereto, at CLIENT's request, perform the
following SERVICES:
A. Develop and recommend to CLIENT insurance and other risk financing or loss
funding PROGRAMS, techniques and methods whenever they will benefit
CLIENT.
B. Develop underwriting information, structure offerings to insurers and secure,
when reasonably available, a PROGRAM as desired by CLIENT with
financially acceptable insurance companies or other pooling programs
providing the balance of coverage scope, cost and services selected by the
CLIENT.
C. Design insurance wording for PROGRAM contracts to meet the specific needs
of CLIENT.
D. Review marketing plan with CLIENT prior to approaching insurers on any
PROGRAM.
E. Review insurance policies,binders, certificates and other documents related to
the PROGRAM for accuracy and obtain revisions in such documents when
needed.
F. Monitor the PROGRAM to assure its continuing balance of coverage scope,
cost; service and stability.
G. Prepare written reports to CLIENT management to include:
1. Reports as needed of pending rate,coverage or renewal problems including
significant changes in the financial status of major insurers, reinsurers and
other entities providing services for PROGRAM. At least ninety(90) days
prior to PROGRAM anniversary, a written report stating anticipated
renewal terms and conditions and other indications of market conditions,
trends and anticipated changes;and
2. Not more than ninety (90) days after renewal, comprehensive annual
summary report outlining the PROGRAM for use in the CLIENT Annual
Report. Such report shall contain the following information:
a) Recapitulation of PROGRAM'S cost for current and preceding years.
b) Summary of coverages and other PROGRAM terms and conditions,
including any coverage not purchased through the BROKER/-
CONSULTANT.
H. Provide additional brokerage services as agreed upon by the PARTIES.
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I. Evaluate the financial status and service capabilities of the insurers affording
coverage or making quotations of coverage under the PROGRAM,based upon
the available data. CLIENT recognizes and agrees that
BROKER/CONSULTANT is not responsible for any change in the financial
condition of any insurance carrier after an insurance placement is made,except
as provided in Section IV.G.1 above.
J. Deliver binders or other evidences of insurance within ten(10) calendar days
after the placement of any insurance under the PROGRAM to be effective until
such time as the policy or policies for the placement are received by CLIENT
from the insurance carriers.Such binders shall be signed by an authorized agent
or employee of the insurance carrier.
K. The BROKER/CONSULTANT shall use best efforts to secure a correct policy
or policies within sixty (60) days of placement of any insurance under the
PROGRAM.
L. The BROKER/CONSULTANT shall not be responsible for the failure of
CLIENT to make premium payments.
V. COMPENSATION
With respect to the categories of risk and insurance identified in Addendum A and
the SERVICES specified in Section IV, SCOPE OF SERVICE, it is agreed that
BROKER/CONSULTANT shall receive COMPENSATION limited to an annual
Retail Brokerage FEE FOR SERVICE of $58,000 for the .first year of this
AGREEMENT, and pro-rated to $42,427.40 to account for the October 7, 2015
contract effective date.
The second and third year COMPENSATION will be increased by 2% annually
with. a FEE FOR SERVICE of $59,160 and $60,343 respectively. Each of the
optional years allowable under this AGREEMENT will continue at this 2% cost of
living level unless otherwise negotiated.
The FEE FOR SERVICE will be paid in whole as a fee,or paid by offsetting Retail
Brokerage COMMISSIONS.The received commission will be the standard in the
industry for the specific lines of coverages identified. Any excess commissions
above the FEE FOR SERVICE will be audited and returned within 90 days of June
301 each year. Any shortfall in commission collected to the FEE FOR SERVICE
maximum will be identified during the contract year and invoiced prior to June 30th.
A. Disclosures.
1. Transparency and Disclosure.During the time of this AGREEMENT,
BROKER/CONSULTANT will annually disclose any commissions
received by BROKER/CONSULTANT or any affiliated company in
connection with any insurance placements on behalf of CLIENT under
the BROKER's"Transparency and Disclosure"policy,a copy of which
is made available upon request. Pursuant to its policy, Alliant will
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conduct business in conformance with all applicable insurance
regulations and in advancement of the best interests of its CLIENTs. In
addition,Alliant's conflict of interest policy precludes it from accepting
any form of broker incentives that would result in business being placed
with carriers in conflict with the interests of Alliant's and/or CLIENT's.
Other Alliant Services. In addition to the COMPENSATION that
BROKER/CONSULTANT receives,its related entity,Alliant Specialty
Insurance Services ("ASIS") and its underwriting operations, Alliant
Underwriting Services ("AUS") may receive compensation from
BROKER/CONSULTANT and/or a carrier for providing underwriting
services. The financial impact of the compensation received by AUS
and/or ASIS is a cost included in the premium. Compensation received
by AUS and/or ASIS will be disclosed in to the CLIENT and is agreed
to by CLIENT as part of the premium. The CLIENT further
acknowledges that BROKER/CONSULTANT and ASIS maintain an
arm's length relationship. The CLIENT understands that while
BROKER/CONSULTANT represents CLIENT as an individual entity,
AUS and/or ASIS independently administers its program as a whole and
not on behalf of any particular member. The amount of compensation
to be received by ASIS will be disclosed to CLIENT and is agreed to by
CLIENT as part of the premium.
Additionally, the related entities of Alliant Business Services (ABS)
and/or Strategic HR may receive compensation from
BROKER/CONSULTANT and/or a carrier for providing designated,
value-added services. Services contracted for,by the CLIENT directly,
will be invoiced accordingly.Otherwise,services will be provided at the
expense of BROKER/CONSULTANT and/or the cannier.
VI. TAXES& FEES,TUMD PARTY BROKERS AND INDIRECT INCOME
A. Surplus Lines Fees and Taxes; In certain circumstances, placement of
insurance services made by BROKER/CONSULTANT on behalf of CLIENT,
with the prior written approval of CLIENT,may require the payment of surplus
lines assessments,taxes and/or fees to state regulators,boards and associations.
Such assessments,taxes and/or fees will be charged to CLIENT and identified
separately on invoices covering these placements.CLIENT shall be responsible
for all such assessments, taxes and fees, whether or not separately invoiced.
BROKER/CONSULTANT shall not be responsible for the payment of any such
fees,taxes or assessments, except to the extent such fees,taxes or assessments
have already been collected from CLIENT.
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B. Third Party Brokers: BROKER/CONSULTANT may determine from time
to time that it is necessary or appropriate to utilize the services of third party
brokers (such as surplus lines brokers,underwriting managers,London market
brokers,and reinsurance brokers)to assist in marketing the CLIENT insurance
PROGRAM. Subject to the provisions herein,these third party brokers may be
affiliates of BROKER/CONSULTANT (e.g., other companies of
BROKER/CONSULTANT that provide services other than those included
within the SCOPE OF SERVICES of this AGREEMENT),or may be unrelated
third party brokers. Compensation to such third party brokers will be paid by
the insurance company out of paid insurance premiums. Any such
compensation to affiliates shall be disclosed in writing to CLIENT and is agreed
to by CLIENT as part of the premium.
C. Indirect Income includes such items as insurance carrier contingency
arrangements.BROKER/CONSULTANT will not accept these compensation
incentives from insurers, including contingent commissions, market service
agreements (MSA), volume-based commission incentives and rebates on
business placed on behalf of CLIENT within the SCOPE OF SERVICE of this
AGREEMENT.
VII. PERSONNEL
BROKER/CONSULTANT agrees key personnel will be responsible for
performance of the designated functions for CLIENT as delineated in Addendum
B. Should such personnel become unavailable to perform SERVICES for CLIENT,
BROKER/CONSULTANT agrees to replace, as soon as practical, such personnel
with personnel of comparable skills and experience as determined by CLIENT's
evaluation and subject to CLIENT's right of refusal for any reason.
VIII. TERM
The term of the AGREEMENT shall be effective from 12:00 a.m.October 7,2015
and ending 12:01 a.m. June 30, 2018, (three years) unless cancelled pursuant to
Section X, TERMINATION. The first year of this AGREEMENT ends June 30,
2016 and subsequent years begin each July 1st,the anniversary date.
The CLIENT shall have an option to extend the AGREEMENT for two additional
years, exercisable by the CLIENT by notifying the BROKER/CONSULTANT of
such extension prior to the anniversary date.
IX. NONASSIGNABLE
This AGREEMENT is binding upon the PARTIES hereto and their respective
successors by merger, sale, consolidation or reorganization. The AGREEMENT is
otherwise personal to the PARTIES and cannot be assigned or delegated without
prior written consent of the other PARTY.
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X, TERMINATION OF THIS AGREEMENT
The AGREEMENT may be cancelled by either PARTY any time upon ninety(90)
days advance written notice delivered or availed to the other PARTY.In the event
of termination or expiration of this AGREEMENT, BROKER/CONSULTANT
will assist CLIENT in arranging a smooth transition to another broker,including,
but not limited to, providing CLIENT with copies of all products, files, records,
computations,quotations,studies and other data prepared or obtained in connection
with this AGREEMENT,which copies shall become the permanent property of the
CLIENT. Except for this transition assistance, BROKER/CONSULTANT's
obligation to provide SERVICES to CLIENT will cease at 12:01 a.m. upon the
effective date of termination or expiration.
XI. DISASTER RECOVERY; CONTINUITY.
ALLIANT agrees that it has a disaster recovery plan in place that is intended to
secure, and if necessary, restore information physical and electronic data affected
by a security breach,force majeure or natural disaster. In addition,ALLIANT will
make commercially reasonable efforts to ensure that,at all times,it has a sufficient
number of trained personnel on hand to meet its obligations under this
AGREEMENT including in the event of a force majeure, natural disaster, or
pandemic.
XII. ENTIRE AGREEMENT MODIFICATION.
This AGREEMENT contains the entire agreement between the PARTIES and
supersedes and replaces all previous agreements or contracts on the subject matter
described herein. The AGREEMENT can be modified only by a written
amendment signed by both PARTIES. This AGREEMENT shall be governed by
the laws of the State of California without regard to any conflict of law provisions.
XIII. SEVERABILITY
If any term, covenant, condition or provision of this AGREEMENT is held by a
court of competent jurisdiction to be invalid,void or unenforceable,the remainder
of the provisions hereof shall remain in full force and effect and shall in no way be
affected, impaired or invalidated thereby.
XIV. APPLICABLE LAW
This AGREEMENT has been executed and delivered in the State of California,and
the validity, enforceability and interpretation of any of the clauses of this
AGREEMENT shall be determined and governed by the laws of the State of
California.
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XV. RELATIONSHIP OF THE PARTIES.
At all times and for all purposes,the relationship between the PARTIES is intended
to be that of independent contractors and there is no intent to create a joint venture
relationship,and any person representing BROKER/CONSULTANT, shall be an
independent contractor to CLIENT,and the AGREEMENT shall not in any way be
construed as a contract of employment between CLIENT and
BROKER/CONSULTANT's agents. In addition,the PARTIES agree that,except
as otherwise provided herein, CLIENT shall not be obligated for any expense
incurred by BROKER/CONSULTANT in rendering SERVICES, or by engaging
in any other transaction or conduct arising out of this AGREEMENT.
XVI. OWNERSHIP OF BOOKS AND RECORDS.
The PARTIES shall each maintain normal business records related to all business
generated under this AGREEMENT. Upon reasonable request,and subject to the
confidentiality provisions set forth herein,the PARTIES may each obtain from the
other copies of all policyholder documents, including but not limited to policies,
binders, certificates, endorsements, underwriting data, loss data, and other
statistical information in the other's possession,custody,or control with respect to
all business generated under this AGREEMENT.
XVII. WAIVER.
No provision of this AGREEMENT shall be considered waived,unless such waiver
is in writing and signed by the PARTY that benefits from the enforcement of such
provision. No waiver of any provision in this AGREEMENT,however, shall be
deemed a waiver of a subsequent breach of such provision or a waiver of a similar
provision. In addition, a waiver of any breach or a failure to enforce any tern or
condition of this AGREEMENT shall not in any way affect, limit, or waive a
PARTY'S right under this AGREEMENT at any time to enforce strict compliance
thereafter with every term and condition of this AGREEMENT.
XVIII.HOLD HARMLESS AND IDEMNITY
A. In the event that BROKER/CONSULTANT, its agents, employees,
representatives, or assigns, negligently or intentionally violate any law or
regulation,any provision of the AGREEMENT,or any written rule,regulation,
policy, procedure or similar instruction under the PROGRAM,
BROKER/CONSULTANT shall indemnify, defend, and hold CLIENT
harmless from and against all loss and damage,including any reasonable costs
or expenses(including attorney's fees),incurred by CLIENT in connection with
such conduct.
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B. In the event that CLIENT, its agents, employees, representatives, or assigns,
negligently or intentionally violate any Iaw or regulation, or any provision of
the AGREEMENT, CLIENT shall indemnify, defend, and hold
BROKER/CONSULTANT harmless from and against all loss and damage,
including any reasonable costs or expenses(including attorney's fees),incurred
by BROKER/CONSULTANT in connection with such conduct.
M. INSURANCE REQUIREMENTS
During the term of this Agreement,BROKER/CONSULTANT shall maintain the
following insurance coverage and limits or the equivalent self-insurance coverage:
I. Professional Liability insurance with minimum limits of$15 million per claim
providing coverage for any errors and omissions that the
BROKER/CONSULTANT or its agents may make resulting in financial loss to
CLIENT.
2. Commercial General and Automobile Liability insurance with limits of at least
$1 million combined single limit per occurrence and in the aggregate for bodily
injury and property damage. The policies are to contain, or be endorsed to
contain the following provisions:
a) CLIENT,its trustees,officers,employees,and volunteers are to be covered
as additional insureds with respect to liability arising out of the work or
operations performed by the BROKER/CONSULTANT or on behalf of the
BROKER/CONSULTANT,or"any auto,"whether owned leased,hired or
borrowed by the BROKERICONSULTANT.
b) For any covered claims related to this Agreement, the BROKER/-
CONSULTANT's insurance coverage shall be primary insurance as
respects CLIENT, its trustees, officers, employees, or volunteers. Any
insurance or self-insurance maintained by CLIENT or any of its members
shall be excess to the BROKER/CONSULTANT's insurance and shall not
contribute with it.
3. Workers' Compensation coverage in compliance with the laws of the State of
California, and Employers' Liability insurance in the amount of at least $1
million per accident or aggregate.
4. Excess Liability of at least $4 million per occurrence (and in the aggregate)
coverage over General Liability,. Professional Liability and Auto primary
coverage.
Each insurance policy required by this section shall be endorsed to state that
coverage shall not be canceled or non-renewed by BROKER/CONSULTANT,
except with thirty (30) days prior written notice by certified mail, return receipt
requested,given to CLIENT.
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All insurance carriers providing the coverages required by this section hall have a
financial rating of at least an"A"published A.M. Best or an equivalent financial
rating firm published reports will be used to confirm the insurance carriers'rating,
unless the BROKER/CONSULTANT has obtained the CLIENT's written
acknowledgment that an insurance carrier with a lower financial rating is permitted.
BROKER/CONSULTANT shall also provide to CLIENT certificates of insurance
and copies of applicable endorsements evidencing the above coverages and limits,
and will maintain these coverages during the term of this Agreement.
The failure of the BROKER/CONSULTANT to procure and maintain the required
insurance does not negate the BROKER/CONSULTANT's obligation under this
Agreement to do so.
XX. OBLIGATIONS OF CLIENT
CLIENT agrees to cooperate with BROKER/CONSULTANT in the performance
of BROKER/CONSULTANT's services by providing BROKER/
CONSULTANT,upon request,with reasonable access to CLIENT's personnel and
information, including providing complete and accurate information as to
CLIENT's loss experience,risk exposures and any other pertinent information that
BROKER/CONSULTANT requests. In addition, when known, CLIENT shall
have the responsibility to keep record of and immediately report significant changes
in exposures, loss-related data, and/or any other material changes to
BROKER/CONSULTANT. This reporting must be memorialized in writing and
delivered to Alliant in accordance with the notice provisions below.
CLIENT shall promptly review coverage documents delivered by
BROKER/CONSULTANT for consistency with CLIENT's specification.
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XXI. DISPUTE RESOLUTION
Any dispute arising under the terms of this AGREEMENT, which is not resolved
within a reasonable period of time by authorized representatives of the BROKER/-
CONSULTANT and the CLIENT, shall be brought to the attention of the Chief
Executive Officer(or designated representative)of the BROKER/CONSULTANT
and the City Manager (or designee) of the CLIENT for joint resolution. At the
request of either PARTY,the CLIENT shall provide a forum for discussion of the
disputed item(s).If resolution of the dispute through these means is pursued without
success, such dispute may be submitted to final and binding arbitration, upon
agreement of both PARTIES,or either PARTY may elect to pursue any rights and
remedies by legal action. Such arbitration shall be conducted under the auspices of,
and in accordance with the procedures and rules of the California Arbitration Act
(Code of Civil Procedure Sections 1280 through 1234). In any dispute arising out
of or under the terms of this Agreement,the prevailing PARTY shall be entitled to
recover its legal fees and costs including attorney fees from the other PARTY.Any
such arbitration or legal action shall be venued in Riverside County, California
unless the PARTIES mutually agree in writing to another location.
Despite an unresolved dispute, the BROKER/CONSULTANT shall continue
without delay to perform its responsibilities under this AGREEMENT. The
BROKERICONSULTANT shall keep accurate records of its SERVICES in order
to document the extent of its SERVICES under this AGREEMENT.
XXII. COPYRIGHT
Any reports, documents or other materials produced in whole or in part under this
AGREEMENT shall be the property of CLIENT and none shall be subject to an
application for copyright by or on behalf of BROKER/CONSULTANT.
X. CONFIDENTIALITY.
A. CLIENT Information. BROKERICONSULTANT will not disclose to any
third party any of CLIENT's confidential information,protected tangible or
intangible property rights, intellectual property, or trade secrets ("CLIENT
INFORMATION") that are obtained in the course of providing SERVICES
to CLIENT, except in the f n therance of insurance brokerage, risk
management, risk transfer, employee benefits or other insurance related
SERVICES or products provided by BROKER/CONSULTANT to CLIENT,
and only on condition that such insurers and financial institutions are
informed of the confidential nature of such information. This information
may include information,relevant to the underwriting and/or evaluation of
CLIENT's risks and the processing of claims.
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B. Confidential Information. The services and work product exchanged by the
PARTIES under this AGREEMENT are to be used exclusively to carry out
the terms, conditions, and purposes set forth herein. The PARTIES
acknowledge that during the term of this AGREEMENT, they may each
exchange information considered confidential,proprietary and/or trade secret
including, without limitation, data, recommendations,proposals, reports and
similar information,CLIENT INFORMATION(as defined above),and work
product (collectively, "CONFIDENTIAL INFORMATION"). For purposes
of this AGREEMENT, the party disclosing CONFIDENTIAL
INFORMATION shall be called the DISCLOSING PARTY and the party
receiving CONFIDENTIAL INFORMATION shall be, called the
RECIPIENT PARTY. The PARTIES understand and agree that they will not
distribute, use, or rely upon CONFIDENTIAL INFORMATION received
from the other without the permission of the DISCLOSING PARTY.
I. Ownership. Except as otherwise provided in this AGREEMENT,
CONFIDENTIAL INFORMATION is and remains the absolute and
exclusive property of the DISCLOSING PARTY and/or its affiliates,
and is its unique and variable asset.Unless otherwise authorized by this
AGREEMENT,no copies of CONFIDENTIAL INFORMATION shall
be made without the written permission of the DISCLOSING PARTY.
The PARTIES agree that,except as otherwise provided herein,they will
not directly or indirectly communicate, divulge, or otherwise disclose
any of the other's CONFIDENTIAL INFORMATION to any
unauthorized person, firm,or corporation,and shall prevent,to the best
of their ability, the unauthorized disclosure of such CONFIDENTIAL
INFORMATION to others.
2. Exclusions. The following types of information shall not be considered
confidential:
a) Information in the public domain or that becomes a part of the public
domain, other than as a result of a breach of the confidentiality
provisions of this AGREEMENT;
b) Information that is independently developed by either PARTY as
demonstrated by the PARTY's records;
c) Information that is disclosed by a third party whom the RECIPIENT
PARTY has no reason to believe has any confidentiality or fiduciary
obligation to the owner of such information;
d) Information that is required to be disclosed by law or judicial
process,provided the disclosing party gives the non-disclosing party
prior notice of subpoena or request for information so that the non-
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disclosing party can seek a protective order, or other appropriate
injunctive relief;
e) Establishment and administration of captive insurers;or,
f)
Non-recurring insurance placements involving significant
quantitative or actuarial analysis or modeling, placements of risks
with financial institutions other than insurance carriers, and
placements of risks not customarily accepted by insurers.
C. Reasonable Efforts. The PARTIES agree to employ reasonable and
customary business practices to protect and secure both CLIENT
INFORMATION and CONFIDENTIAL INFORMATION from
unauthorized release or distribution and to limit access and usage of such
information to those employees, officers, agents, and representatives who
"need to know" in order to provide the products and SERVICES under this
AGREEMENT. The PARTIES further agree that those employees,officers,
agents, and representatives who are privy to CLIENT INFORMATION
and/or CONFIDENTIAL INFORMATION shall be informed about the
confidential nature of the information and required to maintain its
confidentiality as provided under this AGREEMENT.
D. Survival. The PARTIES agree that the obligations contained herein shall
survive the termination of this AGREEMENT, for a period of two (2)years,
or longer if required by applicable law. Nothing in this section limits or
otherwise diminishes the protections afforded by applicable law to trade
secrets or other proprietary information.
M. ETHICS AND CONFLICT OF INTEREST STATEMENT
The BROKER/CONSULTANT understands and agrees that CLIENT desires to
compare the cost of obtaining services or insurance products from BROKER/-
CONSULTANT against other viable and competitive options and expects that the
BROKER/CONSULTANT will make its compensation agreements and revenue
streams known to CLIENT, so as to provide CLIENT with a clear accounting of
the costs of the placement of insurance services and products. The BROKER/-
CONSULTANT shall conduct its business so as to fulfill all legal and ethical
requirements and standards of the industry and the State of California, and shall
place the best interests of CLIENT ahead of any other concerns in the placement of
insurance services and products.To this end,BROKER/CONSULTANT:
1. Warrants that it will adhere to its ethical obligations to CLIENT to deliver
honest,competitive,and meaningful service and advice on the placement of any
insurance products, services, or coverages, and to provide access to an open,
fair, and competitive insurance marketplace;
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2. Will exercise due diligence in making a full and complete disclosure of all
quotes and declinations from all markets contacted for each specific line of
coverage,including the date and time of contact, and the name,address,phone
number and email address of the individual contact for each market;
3. Will make every good faith attempt to avoid even the appearance of a conflict
of interest between the BROKER/CONSULTANT,CLIENT,and any provider
of any insurance product or service, and will promptly notify CLIENT of any
real or potential conflict of interest;
4. Agrees to provide to CLIENT a copy of BROKER/CONSULTANT's own
Ethics Statement or Code, or BROKER/CONSULTANT Compliance
Statement, or to make such statements available on the BROKER/-
CONSULTANT's website;
5. Will require that all insurance carriers show any commission rates on their
insurance policies and ensure those rates are known to CLIENT;
6. Acknowledges the mutual trust and confidence by both parties, and that all
actions of the BROKER/CONSULTANT shall be for the specific benefit of the
CLIENT and their programs as a whole.
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XII. NOTICE
All notices, requests, and other communications given under this AGREEMENT,
shall, be in writing and deemed duly given: (a) when delivered personally to the
recipient; (b) one (1) business day after being sent to the recipient by reputable
overnight courier service(charges prepaid); (c) five(5) business days after being
sent by U.S.certified mail(charges prepaid);or(d)one(1)business day after being
sent to the recipient by fax or email transmission. Except as otherwise provided
herein, all notices,requests or communications under this AGREEMENT shall be
addressed to the intended recipient as set forth below:
To CLIENT: City of Redlands
Human Resources Department
Risk Management Division
35 Cajon Street, Suite 10
Redlands,CA 92373
Attn.: Rejo Mathew
To BROKER/CONSULTANT: Alliant Insurance Services,Inc.
100 Pine Street 11'Floor
San Francisco, CA 94111
Attn: Conor Boughey
XIII. HEADINGS.AND CONSTRUCTION.
The PARTIES agree that the headings and sections of this AGREEMENT are used
for convenience only and shall not be used to interpret the provisions herein. The
PARTIES also agree that the terms of this AGREEMENT were jointly negotiated
and each has had an opportunity to review and discuss each provision with legal
counsel, to the extent desired. Therefore, the normal rule of construction that
construes any ambiguities against the drafting party shall not be employed in the
interpretation of this AGREEMENT.
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SO AGREED:
CITY OF REDLANDS
By:
Paul W.Foster,Mayor
Attest:
Sam' City Clerk
ALL'IA'NT�INSURANCE SERVICES,INC.
Michael Simmons,Vice Chairman Public Entities
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ADDENDUM A
To Service Agreement
Programs Serviced
BROKER/CONSULTANT agrees to provide SERVICES to the following PROGRAMS
of CLIENT:
1. "All Risk"Property,
2. Boiler and Machinery,
3. Flood,
4. Cyber,
5. Pollution,
6. Auto Physical Damage,
7. Employment Practices Liability,
8. Fidelity(Crime),
4. Special Events,
10.Workers Compensation,
11.Liability coverages,and
12.Earthquake/(D.I.C.).
It is understood and agreed that CLIENT may obtain additional services from BROKER/-
CONSULTANT for additional PROGRAMS. CLIENT and BROKER/CONSULTANT
shall agree in writing the SCOPE OF SERVICE and compensation in advance of
BROKERICONSULTANT's performance of additional services.
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ADDENDUM B
To Service Agreement
Account Service Team
For the purposes of this Agreement, the following individuals shall be designated by
BROKERICONSULTANT as members of the Account Service Team and shall be
responsible for all matters relating to CLIENT's account(changes to the Account Team
may be made upon mutual written agreement between the PARTIES and will not be
unreasonably withheld). BROKER/CONSULTANT will notify CLIENT, in advance, of
any change within the Account Team assigned.
BROKER/CONSULTANT agrees to provide an Account Team to SERVICE the following
PROGRAMS of CLIENT that includes:
1. Michael Simmons; Senior Client Contact and Peer Review
2. Conor Boughey,Account Manager;
2015 City of Redlands-Alliant Agreement Page 17 of 17