HomeMy WebLinkAboutContracts & Agreements_144-2010_CCv0001.pdf BEST BEST & KRIEGER
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INDIAN WELLS SACRAMENTO
(760)568-2611 3750 University Avenue (916)325-4000
RVINE
Post Office Box 1028 —
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(949)263-2600 Riverside,California 92502-1028 SAN DIEGO(619)525-1300
— (961)686-1460
LOS ANGELES (961)686-3083 Fax WALNUT CREEK
(213)617-8100 BBKlaw,corn (925)977-3300
ONTARIO
(909)989-8684
Francis I Baum
(961)826-8274
Francis.Baum Obbk1aw.corn
September 27, 2010
Ms. Tina Kundig
Finance Director
City of Redlands
35 Cajon Street
Redlands, CA 92373-1505
Re: Bond Counsel and Disclosure Counsel Services for Redlands Financing
Authority Water Revenue Refunding Bonds Series 2010A and Wastewater
Revenue Refunding Bonds Series 2010A
Dear Tina:
Enclosed please find two originals of our fee letter for bond counsel and disclosure
counsel services on the City's water and wastewater revenue refunding bond issues. Please date,
sign and return a copy to me for our files. If you have any questions, please let me know.
Very truly yours,
i V
Francis J. Baum
of BEST BEST& KRIEGER LLP
FJB:ksh
Enclosures
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BEST BEST & KRIEGER t
Ari'ORNEVS AT LAw
INDIAN WELLS SACRAMENTO
(760)568-2611 3750 University Avenue,Suite 400 (916)325-4000
— Post Office Box 1028 —
IRMNE SAN DIEGO
(949)263-2600 Riverside,California 92502-1028
(951)686-145 (619)525-1300
— 0 —
LOS ANGELES (951)686-3083 Fax WALNUT CREEK
(213)617-8100 BBKlaw.corn (925)977-3300
ONTARIO
(909)989-8584
Francis J.Baum
(951)826-8274
Francis.BaumObbklaw.com
September 14, 2010
Chairperson and Board Members Mayor and City Council
Redlands Financing Authority City of Redlands
35 Cajon 35 Cajon
Redlands, CA 92373 Redlands, CA 92373
Re: Bond Counsel and Disclosure Counsel Services for Redlands
Financing Authority Water Revenue Refunding Bonds Series
2010A and Wastewater Revenue Refunding Bonds Series 2010A
Ladies and Gentlemen:
The firm of Best Best & Krieger LLP is pleased to serve as bond counsel and
disclosure counsel in connection with the above-referenced financings by the Redlands
Financing Authority (the "Authority") involving the issuance of the Authority's Water
Revenue Refunding Bonds and Wastewater Revenue Refunding Bonds (together, the
"2010 Bonds"). Proceeds of the two series of the 2010 Bonds will be used to refund the
Authority's outstanding Water Revenue Refunding Bonds, Series 1999A and Wastewater
Revenue Refunding Bonds, Series 1999A and finance additional water system projects.
We will perform the following services on the basis set forth in this letter.
Services as Bond Counsel
We will confer and consult with Authority and City staff on all matters relating to
the financings, including participation in the review and selection of appropriate financing
methods. We will assist the Authority and City in identifying the most advantageous
method of financing based upon our experience and we will attend all meetings of the
Authority's and City's staff and financial advisor at which financing methods are to be
discussed and analyzed for the successful completion of the financings.
Our services will include the preparation of any resolutions, notices, trust
indentures, installment sale agreements, escrow agreements, bond forms and all other legal
documents required by California law for the issuance, sale and delivery of each series of
the 2010 Bonds. We also will review the official statements prepared on behalf of the
RVPUW1FBA1JNT%774364,l
BEST BEST & KRIEGER
ATTORNEYS AT LAW
Redlands Financing Authority
City of Redlands
September 14, 2010
Page 2
Authority and City and relating to each series of the 2010 Bonds and attend all meetings at
which our attendance is requested in which any action in connection with the proceedings
is to be taken. We will also review any purchase contracts pursuant to which the purchaser
of the 2010 Bonds proposes to purchase the 2010 Bonds.
Subject to the completion of the two financings to our satisfaction, Best Best &
Krieger LLP will issue its approving legal opinions to the purchasers of the 2010 Bonds to
the effect that all proceedings have been legally undertaken for the authorization,
execution, sale and delivery of the 2010 Bonds, or other transactions relating to the
financings and that interest paid with respect to the 2010 Bonds is excluded from gross
income for federal income tax purposes and is exempt from State of California personal
income tax. We will also issue any supplemental opinions and certificates as may be
necessary or appropriate.
Finally, we will confer and consult with Authority and City staff with respect to
questions which may arise during the period of servicing and payment of the 2010 Bonds
and provide any and all other services commonly expected of bond counsel.
Services as Disclosure Counsel
As disclosure counsel, we will confer and consult with the Authority's and City's
staff, and the Authority's and City's financing consultant and underwriter on all matters
relating to the preparation of the official statements describing the terms of issuance of the
two series of the 2010 Bonds. Our services will include the preparation of preliminary and
final official statements and continuing disclosure certificates, in order for the Authority
and City to comply with Rule 15c2-12. We will also conduct the necessary due diligence
in order to verity the narrative in the Official Statements regarding the projects being
financed and refinanced with proceeds of the 2010 Bonds and the sources of repayment of
the 2010 Bonds.
Subject to completion of the financings to our satisfaction, Best Best & Krieger
LLP will issue its disclosure counsel opinions with respect to the matters discussed in the
official statements.
Fees
Our fee for the foregoing legal services as bond counsel and disclosure counsel for
both series of the 2010 Bonds will be an aggregate fee of$75,000. Our expenses will not
exceed $2,500. Our fees and expenses will be payable upon the issuance of, and from the
proceeds of, the 2010 Bonds.
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BEST BEST & KRIEGER
ATTORNEYS AT CAW
Redlands Financing Authority
City of Redlands
September 14, 2010
Page 3
If this arrangement is satisfactory to the Authority and the City, please return to us
a copy of this letter executed by an authorized officer of the Authority and the City.
Very truly yours,
Francis J. Baum
of BEST BEST & KRIEGER LLP
FJB/ksh
TERMS OF EMPLOYMENT APPROVED
THIS 21st DAY OF September . 2010
Authorized Officer of Redlands Financing
Authority and City of Redlands
ATTEST:
Sam Irwin, X-ge(ncy Secretary and
City Clerk
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