HomeMy WebLinkAboutContracts & Agreements_78-1998_CCv0001.pdf MEMORANDUM OF UNDERSTANDING
BETWEEN
SAN BERNARDI'NO ASSOCIATED GOVERNMENTS
AND
CITY OF REDLANDS
This memorandum of Understanding(MOU) is entered on this 4th day of December- 1996. by and
between the City of Redlands ("Crky") and the San Bernardino Associated Governments (SANBAG).
RECITALS
1. Assembly Bill 1671, Chapter 980, Statutes of 1995, providedgrant funding for a project titled
"San Bernardino Associated Governments Metrolink Extension" referred to in this MOU as
Project.
1 Funds in the amount of$350,000 were made available to SANBAG through a contract(Caltrans
District Agreement No, 08PV02) with Caltrans which Is attached hereto and incorporated herein
by reference as Exhibit"A".
Icr
3. The parties desire that the City of Redlands take over the duties and obligations of SANBAG
under the above referenced Caltrans contract except as limited by the MOU' .
UNDERSTANDINGS
1. City agrees to and shall perform and be responsible for A of the duties and obligations of
SANBAG, 'including the preparation of semi-annual progress reports satisfactory to Caltrans and
SANBAG, under the contract referred to in Recital 2 of this MOU except for direct billing of
Caltrans which shall be done by SANBAG. The parties shall work together in order to efficiently
meet the billing requirements of the SANBAG/Caltrans agreement. The parties hereto shall each
designate an employee to be responsible for meeting its duties and obligations under this MOU.
SANITBAG shall participate in the Project in an advisory role.
It is mutually understood that of the $350,000 of grant funds from Caltrans- not more than five
percent (55%) or $17,500 is available for administrative costs and that SANBAG shall retain
S5,0 00 for its administrative purposes. Of the remaining $345,000 of grant funds, City may
receive up to $12.500 for its administrative cost and the balance shall be available for purposes
of completing the project.
3. City agrees that it will see to it that the project is satisfactorily completed I.Vithin the resources
covered by the MOU. City- may use "in kind" services to augment grant funds to
insure that
project is completed, SANBAG shall forward to the City funds received from the Caltrans
contract in a timely manner after receipt from Caltrans.
V)-02-SAIAB
4. This MOU may only be amended by
f the parries, written amendment signed by authorized representatives of
the governing bodies o
5. This MOU shall remain in effect until all obligations and responsibilities wider Exhibit "A"
attached to this MOU have been completely performed.
6. It is understood and agreed that neither City nor any officer, employee, consultant or agent thereof
is responsible for any damage or liability occurring by reason of anything done or omitted to be
done by SAINBAG under or in connection with any work, authority or Jurisdiction delegated to
SANIBAG under this MOU. It is understood and agreed that, pursuant to Government Code
section 895.4, SANBAG shall fully defend, indemnify and save harmless City and all its officers,
employees, consultants and agents from all claims, suits or actions of every name, kind and
description brought for or on account of injury (as defined in Government Code section 810.8)
occurring by reason of anything done or omitted to be done by SANBAG under or in connection
with any work, authority or jurisdiction delegated to SANBAG under this-NL40U.
7 It Is understood and agreed that neither SANBAG nor any officer or employees thereof is
responsible for any damage or liability occurring by reason of anything done or omitted to be done
by City under and in connection with any work, authority or Jurisdiction delegated to City under
this MOU. It Is understood and agreed that, pursuant to Government Code section 895-4, City
shall fully defend, indemnify and save harmless SANBAG and all its officers, employees,
consultants and agents from all claims,suits or actions of every name, kind and description brought
for or on account of injury(as defined in Government Code 810.8) occurring by reason of anything
done or omitted to be done by City under or in connection with any work, authority or jurisdiction
delegated to City under this MOU.
8. This MOU constitutes the entire agreement and understandings between the parties hereto relating
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to the subject matter hereof and supersedes any previous agreements or understandings.
CITY OF REDLANDS SAN BERNARDINO
ASSOCIATED GOVERNMENTS
By: I A
By
�Wilha Cunningh
Mayor President
a s
Date, Decerriber 15, 1998D ,,
ate: Z--:5-
ATTEST:
Bv: By-
IL-0 e Poy Ronald L. Reitz
City Clerk- SANBAG Counsel
A97028AJ,,kJJ
9735250
SANBAG Contract No. 97-027
TN 9735250
A
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
GRANT AGREEMENT NO. 08PV02
FOR
STRIPPER WELL FUNDS
PETROLEUM VIOLATION ESCROW ACCOUNT (PVEA)
TERMS AND CONDITIONS
Background
A Assembly Bill 1671, Chapter 980, Statutes of 1995, appropriated
$3,825,000 from the Petroleum Violation Escrow Account (PVEA) held in
the Federal Trust Fund to the State Department of Transportation, hereafter
called "Caltrans", for allocation to various local entity transportation
projects.
B. This Agreement, entered into on December 9 . 1996, is between
Caltrans and the SAN BERNARDINO ASSOCIATED GOVERNMENTS(SANBAG)a
political subdivision of the State of California, hereafter called the
"Recipient".
II. Project Description and Scope of Work
A The Recipient will be responsible for implementing the project as
designated herein below.
B. The work to be performed under this agreement shall be in accordance with
the Recipient's project proposal entitled Metrolink Extension, which also
includes the project budget and timeline, which are included as a part of
this agreement as Attachment A. The project proposal was approved by the
U.S. Department of Energy (DOE) as being in compliance with the PVEA
regulations on September 18, 1996.
C. Project implementation shall conform to the description contained in the
Recipient's project budget and timeline.
SOUICE cKwa-Z EW AUTH SPECIAL CESX14ATON EIIUAMIANNE
GENLED JSUBACCT SUB, NO P.,WPARCELNO MIECT AMOUNIT FISCAL DOCLAEW
DIST LW DW t WORK IDER NO LOCATION BRIDGE NO. YEAR "ASIER
0880 # 0880492050136002
It .........
I hereby certify upon my own personal knowledge that SC]4-ATURE OF ODATE
budgeted funds are available for the period and purpose
of the expenditure stated above.
rrEMR ISTATUTES IFISCAL YEAR9 4b
;E9 8 0 9t"' 1 9 9 5 1
(Rev. 3/96) 1 of 7
Agreement No. Q8PV02
D. The Recipient shall submit a written request for approval to the Caltrans
District PVEA Project Manager prior to any changes in project scope. All
changes are subject to Federal approval and are to be submitted following
the Federal format.
E The Project Manager for the Recipient will be Michael Bair, Deputy
-Ex-ecutive Director.
F. The Caltrans District PVEA Project Manager for the State will be Marie J.
P&ry. Associate Transp9ftafjon Planner.
Ill. Schedule of Reports
A The Recipient shall prepare and submit to the Caltrans District PVEA
Project Manager a six-month progress report. This report will allow
Caltrans to determine if the project is being performed as expected, and
will be due every July 15 and January 15 until the project is completed.
S. The Recipient shall also submit an Annual Report by July 5th of each year.
This annual report will cover activities that began from July 1 and ending
June 30 of each fiscal year until the project is completed, and is to be
submitted in the format requested by the Caltrans District PVEA Project
Manager.
C. The Recipient shall meet with the Caltrans District PVEA Project Manager
as needed to discuss progress on the project, any problems, or anticipated
problems which could lead to delays in the schedule.
D. The Recipient shall submit for Caltrans to review all pertinent documents
relating to this project to assure compliance with State and Federal laws
and regulations.
E The Recipient and Caltrans agree to conduct on-site reviews of all aspects of
the progress of this project to allow Caltrans to review whether the
activities are within the scope of the project.
F. Upon completion of the project, the Recipient shall submit to Caltrans a
Final summary report.
IV. Period of Performance
A This agreement shall begin no earlier than the DOE approval date (Article
II.B.), contingent upon approval by Caltrans, and terminate on June 30,
1998 unless extended by supplemental agreement.
B. The strategies and dates for implementation of the project are specified in
the Recipient's project budget and timeline. Recipient shall notify the
Caltrans District PVEA Project Manager in writing in advance of any
proposed changes in scheduled completion dates.
V. Payment Provisions
A Funds disbursed shall be used to supplement and not supplant funds
otherwise available for the project.
(Rev. 3/96) 2 of 7
Agreement No. 08PV02
B. If included in the Recipient's approved project proposal, the Recipient is
allowed no more than 5 percent of the funds allocated by Chapter 980,
Statutes of 1995 (AB 1671) for this project for administrative expenses.
"Administrative expenses" are those expenses which are considered
necessary in developing, implementing, managing, monitoring, and
directing proposed programs. If the Recipient decides to use that 5 percent
of the funds for administrative expenses, the Recipient will submit a full
auditable report on the use of the funds for administrative purposes,
thereby assuring compliance with Federal regulations.
G The Recipient shall not commence performance of PVEA-funded project
work or services until this agreement has been executed and approved by
Caltrans. No payment of PVEA funds will be made for any PVEA-funded
work performed prior to execution or following termination of this
agreement.
D. Total reimbursement under this agreement to be provided by the funding
legislation shall not exceed $35Q M. The method of payment under this
contract will be based upon reimbursement at actual cost.
E Caltrans will make progress payments monthly in arrears based on work
performed and actual costs incurred. Caltrans will withhold 10 percent of
each progress payment. The retention amount will be paid to the Recipient
upon satisfactory completion of the project and agreement. Monthly
payments will be made as promptly as fiscal procedures permit upon
receipt by the Caltrans District PVEA Project Manager of an itemized
invoice in triplicate. Invoices shall be mailed to the Caltrans District PVEA
Project Manager at the following address:
California Dept. of Transportation
Public Transportation
P.O. Box 231
San Bernardino, CA 92402
ATTENTION: Marie Petry
F. Recipient will provide vouchers of actual expenditures incurred and a
narrative description of work completed.
Vl. Subcontracting
A. Any work not described as subcontracted under the Recipient's approved
project proposal which is pertinent to this agreement, and which is
intended to be subcontracted must first be reviewed and approved by
Caltrans to assure compliance with project scope before that work
cornmences.
B. Any work subcontracted in excess of $25,000 by the Recipient shall be
held to the same provisions as found in this agreement.
VII. Nondiscrimination
A. During the performance of this agreement, Recipient and its Contractors
shall not unlawfully discriminate against any employee or applicant for
employment because of race, religion, color, national origin, ancestry,
(Rev, 3/96) 3 of 7
Agreement No. 08PV02
physical handicap, medical condition, marital status, age (over 40), or sex.
Recipient and its Contractors shall comply with the provisions of the Fair
Employment and Housing Act (Government Code. Section 12900 et seq.) and
applicable regulations promulgated thereunder (California Administrative
Code, Title 2, Section 7285.0 at seq.). The applicable regulations of the
Fair Employment and Housing Commission implementing Government Code,
Section 12990, set forth in Chapter 5 of Division 4 of Title 2 of the
California Administrative Code are incorporated into this agreement by
reference and made a part hereof as if set forth in full. Recipient and its
Contractors shall give written notice of their obligations under this clause
to labor organizations with which they have a collective bargaining or other
agreement.
B. Recipient shall include the nondiscrimination and compliance provisions of
this clause in all subcontracts to perform work under this agreement,
VIII. Drug-Free Workplace Certification
A By signing this agreement, the Recipient certifies under penalty of perjury
under the laws of the State of California that the Recipient will comply with
the requirements of the Drug-Free Workplace Act of 1990 (Government
Code Section 8350, et seq.), and will provide a drug-free workplace by
doing the following:
1 . Publish a statement notifying employees that unlawful manufacture,
distribution, dispensation, possession, or use of a controlled
substance is prohibited and specifying actions to be taken against
employees for violations , as required by Government Code Section
8355(a).
2. Establish a Drug-Free Awareness Program as required by
Government Code Section 8355(b), to inform employees about all of
the following:
a. The dangers of drug abuse in the workplace;
b. The person's or organization's Policy of maintaining a drug-free
workplace;
C. Any available counseling, rehabilitation and employee assistance
programs; and
d. Penalties that may be imposed upon employees for drug abuse
violations.
3. Provide as required by Government Code Section 8355(c) that every
employee who works on the proposed contract or grant:
a. Will receive a copy of the Recipient's drug-free policy
statement; and
b. Will agree to abide by the terms of the Recipient's statement as a
condition of employment on the contract or grant.
B. Failure to comply with these requirements may result in suspension of
payments under this agreement or termination of the agreement or both.
The Recipient may be ineligible for award of any future PVEA funding if
Caltrans determines that any of the following has occurred: (1) the
(Rev, 3/96) 4 of 7
Agreement No. 08PV02
Recipient has made a false certification, or (2) violates the certification by
failing to carry out the requirements as noted above.
IX. Cost Principles
A The Recipient agrees to comply with Federal procedures in accordance with
Office of Management and Budget Circular A-87, Cost Principles for State
and Local Governments and CFR 49, Part 18, Uniform Administrative
Requirements for Grants and Cooperative Agreements to State and Local
Governments, also known as the Common Rule.
B. Any costs for which payment has been made to the Recipient and its
Contractors that are determined by subsequent audit to be unallowable
under OMB A-87, Cost Principles for State and Local Governments or CFR
49, Part 18, Uniform Administrative Requirements for Grants and
Cooperative Agreements to State and Local Governments, are subject to
repayment by the Recipient to Caltrans.
C. Should Recipient be declared to be in breach of this Agreement or otherwise
default any material portion thereof by either Caltrans or DOE, any project
costs for which payment has been made to the Recipient are to be repaid by
the Recipient to Caltrans.
D. Should Recipient breach this Agreement and fail to pay monies due to
Caltrans, or fail to repay funds provided hereunder, within 30 days of
demand, or within such other period as may be agreed upon between the
parties hereto, Caltrans, acting through the State Controller, the State
Treasurer or any other public agency, may withhold or demand transfer of
an amount equal to the amount owed to Caltrans from future
apportionments, grants, or any other funds due Recipient from the Highway
Users Tax Fund, or from any other funds and/or withhold approval of
future PVEA or Federal-aid projects of the Recipient, as applicable.
X Disputes
A Any dispute concerning a question of fact arising under this agreement that
is not disposed of by agreement shall be decided by Caltran's Headquarters
Contract Officer who may consider any written or verbal evidence
submitted by the Recipient. The decision of the Contract Officer, issued in
writing, shall be conclusive and binding on both parties to the agreement on
all questions of fact considered and determined by the Caltran's Contract
Officer.
B. Any dispute concerning a question of fact arising under an interim or post
audit of this contract that is not disposed of by agreement shall be reviewed
by the Chairperson of the Audit Review Committee (ARC). The ARC will
consist of the Assistant Director, Audits & Investigations (Chairperson);
Deputy Director of Transportation Engineering or designated alternate; the
Chief Counsel, Legal Division or designated alternate; and two
representatives from private industry will be advisory in nature only and
will not have voting rights. Additional members or their alternates may
serve on the ARC. Not later than 30 days after issuance of the final audit
report, the contractor may request a review by the ARC of unresolved audit
issues. The request for review will be submitted in writing to the
following:
(Rev- 3196) 5 of 7
Agreement No. 08PV02
Audits Review Committee Chairperson
Department of Transportation
Office of Audits and Investigations, MS-2
P.O. Box 942874
Sacramento, CA 94274-0001
The request must contain detailed information of the factors involved in the
dispute as well as justifications for reversal. A meeting by the ARC will be
scheduled if the Chairperson concurs that further review is warranted.
After the meeting, the ARC will make recommendations to the Chief Deputy
Director. The Chief Deputy Director will make the final decision for the
Department. The final decision will be made within 3 months of receipt of
the notification of dispute.
C. Neither pendency of a dispute nor its consideration by Caltrans will excuse
the contractor from full and timely performance, in accordance with the
terms of this contract.
X1. Retention of Record/Audits
The Recipient, its Contractors, Caltrans, and the State shall maintain all books,
documents, paper, accounting records, and other evidence pertaining to the
performance of the agreement, including but not limited to, the costs of
administering the agreement. All parties shall make such materials available at
their respective offices at all reasonable times during the agreement period and for
three years from the date of final payment under the agreement. Caltrans, the
State, the State Auditor General, FHWA, or any duly authorized representative of
the Federal Government shall have access to any books, records, and documents of
the Recipient that are pertinent to the agreement for audits, examinations,
excerpts, and transactions, and copies thereof shall be furnished if requested.
XII. Funding Requirements
It is mutually understood between the parties that this agreement may have been
executed before ascertaining the availability of congressional or legislative
appropriation of funds for the mutual benefit of both parties in order to avoid
program and fiscal delays that would occur if the agreement were executed after
that determination was made.
This agreement is valid and enforceable only if sufficient funds are made available
to Caltrans by the United States Government, or are appropriated by the California
State Legislature for the purpose of this program, and if the previously mentioned
Statement of Work was approved by the U.S. Department of Energy. In addition,
this agreement is subject to any additional restrictions, limitations, conditions or
any statute enacted by the Congress or the State Legislature that may affect the
provisions, terms or funding of this agreement in any manner.
XIII. Change in Terms
It is mutually agreed that if Congress or the State Legislature does not:
A Appropriate sufficient funds for the program, this agreement shall be
amended to reflect any reduction in funds.
(Rev. 3/96) 6 of 7
Agreement No. 08PV02
B. Caltrans has the option to void the agreement under the 30-day cancellation
clause contained in Article XIV.A., below, or to amend the agreement to reflect
any reduction of funds.
XIV. Termination
A This agreement may be terminated for breach of any obligation, covenant or
condition hereof, upon written notice to the breaching party. With respect
to any breach which is reasonably capable of being cured, the breaching
party shall have 30 days from the date of the notice to initiate steps to cure,
such party shall be allowed a reasonable time to cure, not to exceed 60 days
from the date of the initial notice, unless a further extension is granted.
B. In the event this agreement is terminated by Caltrans without cause,
reimbursement shall be made to the Recipient for all project expenses
incurred up to the time of termination, subject to the expenditure limits
applicable to this agreement.
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION (CALTRANS)
DISTRICT 8
Richard Doyle, District Division Cb1bf Date
SAN BERNARDINO ASSOCIATED GOVERNMENTS
/02 9PIC
Jo Ikels, President Date
(Rev. 3/96) 7 of 7
Attachment A
PROJECT TITLE
San Bernardino Associated Governments
Metrolink Extension
PROJECT OVERVIE
This project takes advantage of a unique public/private opportunity to ensure an
appropriate amount of parking for the implementation of future passenger rail
service between the Cities of Redlands and San Bernardino and the creation of a
transit center. PVEA funds will be used to join two privately owned parking lots,
guaranteeing a specified number of spaces for transit patrons and to contract the
necessary improvements for a bus transfer facility.
The City of Redlands has approved the development of a 14-screen theater complex
on property located just west of the historic Santa Fe depot constructed in 1910. A
portion of the project will include physical improvements necessary to connect the
parking lots for the proposed theater and depot which will result in approximately 300
spaces being available for transit patrons. In addition, the project will provide for the
construction of a transit center on Oriental Street. The transit center, one of seven
timed-transfer points recommended in the Omnitrans Comprehensive Operational
(COA)Analysis completed this past March, will include four bus bays and other site
amenities to encourage use of public transit.
PROJECT SAVINGS ANW BENEFITS
Short Term Long Term
Daily Patronage 63 720
Annual Energy Savings 5,664 64,730
Annual Fuel User Savings $7,307 $83,500
The project summarized above will provide the following energy related benefits:
In the short term, benefits will consist of increased transit (bus) ridership of
approximately 63 per day. Omnitrans is proposing implementation of the COA in
January 1997. For the Redlands community, bus service will consist of one local
circulator route and three east/west intercommunity routes, all operating on a thirty
minute frequency. Long term benefits will begin once passenger rail is implemented
(October 2001) Once implemented, daily transit ridership is expected to increase by
720 and the trip lengths and energy savings will increase significantly.
The energy savings estimates are derived from the following data sources: initial
increase in transit ridership provided by Omnitrans, forecasts of automobile fuel
efficiency and fuel prices provided by SAN-BAG staff. Initial energy savings will be
realized in the year 1997 when the project has been completed. (See Exhibit "A" for
more detail.)
Attachment A
PROGRAM FUNDS AND MILESTONES
Local: $0
State: $0
Other Funds: $0
Miscellaneous PVE (includes 5% administrative costs): $350,000
Total: $350,000
The following milestones are proposed for the completion of this project:
• Lead agency, along with participation from SANBAG, coordinate parking lot
construction activities to ensure joint use (November 1996).
• Transit center construction complete (April, 1997).
• Extension of passenger rail service (October, 2001)
RESTITUTIONITARGET POPULATION
The projectwill benefit the residents of Redlands traveling to other portions of the
San Bernardino Valley as well as visitors to the Redlands community.
COGNIZANT AGENCY/CONTACT PERSON
This project will be administered by the San Bernardino Associated Governments
(SANBAG). The SANBAG contact is Michael Bair, Deputy Executive Director, (909)
884-8276.
Attachment A
EDUMIT A
CALCULATION OF ANTICIPATED ENERGY SAVINGS
HEY ASSUMPTIONS:
Existing Daily trips using Redlands Transit Center(1): 630
DAILY GALLONS SAVED ESTIMATE:
(630) Existing Daily Transit Trips x (10% Increase (2)) = 63 Net New Transit Trips
(63 Net New Transit Trips)/(21.3 Average MPG(3))x (7.66 Average Trip Length (4))
= 23 Daily Gallons Saved.
ANNUAL GALLONS SAVED ESTIMATE:
(23 Daily Gallons Saved)x (250 Work Days) = 5,664 Gallons Saved Annually
ANNUAL FUEL USER SAVINGS:
(5,664 Gallons Saved Annually) x ($1.29 Per Gallon (5)) = $7,307
Notes:
(1) Number of average daily transit trips at transit center based counts obtained
during the Onmitrans COA- October/November, 1995.
(2) Estimated increase in ridership due to COA route restructuring and frequency
improvements.
(3) Estimated average miles per gallon, SANBAG.
(4) Estimated average transit trip length for riders with one end of their trip in the
City of Redlands, COA survey.
(5) Estimated average fuel cost per gallon, SANBAG.
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
GRANT AGREEMENT NO. 08pv02
AMENDMENT NO. I
FOR
STRIPPER WELL FUNDS
PETROLEUM VIOLATION ESCROW ACCOUNT(PVEA)
The Grant Agreement No.08PV02,executed on December 9, 1996 between the State Department of
Transportation and the San Bernardino Associated Governments(SANBAG)a political subdivision of the
State of California,hereafter called the"Recipient,"to implement the project entitled Metrolink Extension
is amended as follows:
1. Extend termination date of the Grant Agreement No.08PV02 from June 30, 1998 to June 30, 1999.
2. All other Terms and Conditions of Grant Agreement No.08PV0I shall remain the same.
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION(CALTRANS)
leem4j - -'I—
ig atuire of Authorized Representative) Date
JOAN BORUCKI Prom=Manager
Print Name/Tide of Person Signing
11-10-98
(Signature of Aulhoriied kecipient) Date
Kathy A. Davis, President
Print NanietTitle of Person Signing for Recipient
San Bernardino Associated Governments
Print Name of Grant Recipient Organization
Note: Authorizing legislation(Chapter 980,Statutes of 1995)will preclude payment of any claims against
this project after June 30,2000.