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ESCROW AGREEMENT FOR
SECURITY DEPOSITS IN LIEU OF RETENTION
This Escrow Agreement is made and entered into by and between the City
of Redlands, whose address is 35 Cajon Street, Redlands, California 92373
(hereinafter called "Owner"), and NBI General Contractors whose address is
1639 Sessum Drive, Redlands, California 92374 (hereinafter called "Contractor");
and Bank of America (Riverside Branch), a state or federally chartered bank in
California whose address is 3650 14th Street, Suite 204, Riverside, California
92501 (hereinafter called "Escrow Agent").
For the consideration hereinafter set forth, the Owner, Contractor, and
Escrow Agent agree as follows:
I. Pursuant to section 22300 of the Public Contract Code of the State of
California, Contractor has the option to deposit securities with Escrow
Agent as a substitute for retention earnings required to be withheld by the
Owner pursuant to the Contract entered into between the Owner and
Contractor in the amount of One Million Three Hundred Thirty One
Thousand Two Hundred Eighty Three Dollars .27 Cents ($1,331,283.27),
and dated November 2, 2004, (the "Contract"). Alternatively, on written
request of the Contractor, the Owner shall make payments of the retention
earnings directly to the Escrow Agent. When Contractor deposits the
securities as a substitute for retention earnings, the Escrow Agent shall
notify the Owner within ten (10) calendar days of the deposit. The market
value of the securities at the time of the substitution, as valued by the
Owner, shall be at least equal to the cash amount then required to be
withheld as retention under the terms of the Contract between the Owner
and Contractor. If the Owner determines that the securities are not
adequate it will notify Contractor and Escrow Agent, and Contractor shall
deposit additional security as further determined by the Owner. Securities
shall be held in the name of the Owner and shall designate the Contractor
as the beneficial owner.
2. Thereafter, Owner shall make progress payments to the Contractor for
such funds which otherwise would be withheld from progress payments
pursuant to the Contract provisions, provided that the Escrow Agent holds
securities in the form and amount specified above.
3. Pursuant to Public Contract Code section 22300, as an alternative to the
procedures set forth above, Contractor may request in writing that the
Owner pay retention amounts directly to Escrow Agent. When the Owner
makes payment of retentions earned directly to the Escrow Agent, the
Escrow Agent shall hold them for benefit of the Contractor until such time
as the escrow created under this Escrow Agreement is terminated. The
Contractor may direct the investment of the payments into securities. All
terms and conditions of this Escrow Agreement and the rights and
responsibilities of the parties shall be equally applicable and binding when
the Owner pays the Escrow Agent directly.
4. The Contractor shall be responsible for paying all fees for the expenses
incurred by Escrow Agent in administering the Escrow Account and all
expenses of the Owner. These expenses and payment terms shall be
determined by the Owner, Contractor and Escrow Agent.
5. The interest earned on the securities or the money market accounts held
in escrow and all interest earned on that interest shall be for the sole
account of Contractor and shall be subject to withdrawal by Contractor at
any time and from time to time without notice to the Owner.
6. Contractor shall have the right to withdraw all or any part of the principal in
the Escrow Account only by written notice to Escrow Agent accompanied
by written authorization from Owner to the Escrow Agent that Owner
consents to the withdrawal of the amount sought to be withdrawn by
Contractor.
7. The Owner shall have the right to draw upon the securities or any amount
paid directly to Escrow Agent in the event of default by the Contractor.
Upon seven (7) days written notice to the Escrow Agent from the Owner of
the default, the Escrow Agent shall immediately convert the securities to
cash and shall distribute the cash, including any amounts paid directly to
Escrow Agent pursuant to Section 3 above, as instructed by Owner.
Escrow Agent shall not be concerned with the validity of any notice of
default given by Owner pursuant to this paragraph, and shall promptly
comply with Owner's instructions to pay over said escrowed assets.
Escrow Agent further agrees to not interplead the escrowed assets in
response to a conflicting demand and hereby waives any present or future
opportunity of interpleader.
8. Upon receipt of written notification from the Owner certifying that the
Contract is final and complete, and that the Contractor has complied with
all requirements and procedures applicable to the Contract, Escrow Agent
shall release to Contractor all securities and interest on deposit less
escrow fees and charges of the Escrow Account, The escrow shall be
closed immediately upon disbursement of all moneys and securities on
deposit and payment of fees and charges.
9. Escrow Agent shall rely on the written notifications from the Owner and
Contractor pursuant to Sections (4), (5), (6), (7) and (8) of this Agreement
and the Owner and Contractor shall hold Escrow Agent harmless from
Escrow Agent's release and disbursement of the securities and interest as
set forth above.
10. The names of the persons who are authorized to give written notice or to
receive written notice on behalf of the Owner, the Contractor and the
Escrow Agent in connection with the foregoing, and exemplars of their
respective signatures are as follows:
ON BEH OWNERS ON BEHALF OF CONTRACTOR:
ignature S n Lure
Gilberto Gil, Mayor Pro Tem James Peter O'Hara
Typewritten Name Typewritten Name
Attest: ice-' Owner, NBI General Contractors
Title Lorrie Po r City Clerk Title
April 5, 2005 March 3, 2005
Date Date
ON BEHALF OF ESCROW AGENT:
d
Fgnture
Typewritten Name
Title
'2?A11161)
Date
At the time the Escrow Account is opened, the Owner and Contractor shall
deliver to the Escrow Agent a fully executed counterpart of this Agreement.