HomeMy WebLinkAboutReso. 8518RESOLUTION NO. 8518
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF REDLANDS
ADOPTING A POST EMPLOYMENT HEALTH PLAN FOR PUBLIC
EMPLOYEES OF THE CITY OF REDLANDS
WHEREAS, a Post Employment Health Plan ("PEHP") for the Public Employees of the City
of Redlands may be established for eligible public employees, pursuant to section 501 (c)(9) of the
Internal Revenue Code permitting such plans; and
WHEREAS, the City desires to make contributions, on behalf of its eligible employees, in a
manner permitted under the PEHP to meet its employees' post -employment health care needs and
expense; and
WHEREAS, under the PEHP, Nationwide Retirement Solutions ("NRS"), Inc. will provide
administrative services in exchange for a fee as agreed upon the City and NRS; and
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
REDLANDS AS FOLLOWS:
Section 1. The City Council of the City of Redlands meeting in regularly scheduled session
this 3rd day of October 2023, herby adopts the PEHP program on behalf of the eligible employees of
the City.
Section 2. The officials of the City of Redlands, and/or the City Manager, or his or her
designee, are herby authorized to execute, on behalf of the eligible employees of the City, a
participation agreement with NRS, substantially in the form attached hereto as Exhibit "A,"
authorizing NRS to act as the Administrator of the Plan and the agent of the City, and other such
agreements and contracts as are necessary to implement the PEHP program.
ADOPTED, SIGNED AND APPROVED this 3rd day of
ATTEST:
e Donaldson, City Clerk
1
I:\Resolutions\Res 8500-8599\8518 _Reso PEHP.docx-jm
I, Jeanne Donaldson, City Clerk of the City of Redlands, hereby certify that the foregoing resolution
was duly adopted by the City Council at a regular meeting thereof held on the 3rd day of October,
2023, by the following vote:
AYES: Councilmembers Barich, Guzman -Lowery, Saucedo; Mayor Tejeda
NOES: None
ABSENT: Councilmember Davis
ABSTAINED: None
2
Donaldson, City Clerk
I:\Resolutions\Res 8500-8599\8518 _Reso PEHP.docx-jm
EXHIBIT A
Employer Participation Agreement
for the Post Employment Health Plan
for Collectively Bargained Public Employees
Copyright 2017, 2015, 2014
Nationwide Retirement Solutions, Inc.
All Rights Reserved
DC-2936 [NRN-0478A0.5] (09/2017)
This Participation Agreement ("Agreement"), effective as of the day of , 20
(the "Effective Date"), by and between the undersigned employer (the "Employer"), and Nationwide
Retirement Solutions ("NRS"), as the administrator (the "Administrator") of the Post Employment Health
Plan for Collectively Bargained Public Employees (the "Plan").
WITNESSETH:
WHEREAS, the Employer is a State or a political subdivision thereof, or an agency or instrumentality of
any of the foregoing; and
WHEREAS, the Plan provides post -retirement reimbursement of Qualifying Medical Care Expenses and
Health Care Insurance Premiums (as defined in the Plan) for the benefit of eligible government employees
who become participants in the Plan, and their dependents; and
WHEREAS, pursuant to a collective bargaining agreement ("CBA") with a union representing certain
employees of the Employer (the "Union"), the Employer has agreed to make contributions pursuant to and
in compliance with the Plan and this Agreement and subject to the Internal Revenue Code of 1986, as
amended ("Code") and its accompanying regulations for work performed by its eligible employees covered
by the collective bargaining agreement ("Contributions"); and
WHEREAS, the Contributions will be held in trust by the Trustee, or its successor, designated under the
Trust for the Post Employment Health Plan for Public Employees (the "Trust") for the exclusive benefit of
eligible employees, Plan participants, and their dependents; and
WHEREAS, the Employer adopts the Plan by entering into this Participation Agreement with the
Administrator; and
WHEREAS, the Administrator accepts the Employer as an Employer under the Plan upon the terms and
conditions set forth in the Plan, the Trust and this Agreement.
NOW, THEREFORE, for and in consideration of the mutual covenants in this Agreement, the Employer and
the Administrator hereby agree as follows:
1. By execution of this Agreement, the Employer adopts and agrees to be bound by all of the terms and
provisions of the Plan, this Agreement and the Declaration of Trust governing the Trust (the "Trust
Agreement" a copy of which the Employer acknowledges receipt thereof) and such subsequent
amendments which are adopted as provided in the Trust Agreement. The Employer agrees to be bound
by all actions taken by the Administrator and the Trustee pursuant to the powers granted them by the
Plan and Trust Agreement. The Employer further acknowledges that under the terms of the Plan, the
Administrator's resolution regarding questions relating to administration of the Plan is final and binding
upon the Employer, eligible employees and participants.
2. By execution of this Agreement with the Employer, the Administrator agrees to carry out the
responsibilities of the Administrator as set forth in the Plan, this Agreement and the Trust Agreement.
3. This Agreement authorizes the Administrator or Trustee to enforce any rights which are provided as a
matter of law in favor of the Plan, its eligible employees and participants and their dependents or the
Trustee. This provision notwithstanding, if, in the opinion of the Administrator, the terms of the
Employer's participation in the Plan conflict or come to conflict with the Code and accompanying
regulations, the Administrator may refuse Contributions until such time as the conflict is cured. If an
Employer desires to change the terms of its participation in the Plan, such change must be submitted
.to the Administrator for acceptance prior to its becoming effective and binding on the Administrator.
Such acceptance shall not be unreasonably withheld.
4. This Agreement shall apply to only those employees and participants that the Employer has determined
are eligible and for whom the Employer agrees to make Contributions to the Plan. The Employer agrees
that in determining who is eligible to receive Contributions under the Plan, the Employer will comply
DC-2936 [NRN-0478A0.5] (09/2017)
with Code section 105(h) and will not discriminate in favor of highly compensated individuals. The
Employer acknowledges that the Administrator has no responsibility to determine which employees or
participants of the Employer are eligible to receive contributions under the Plan or to enforce the
Employer's compliance with Code section 105(h).
5. Subject to Section 8 of this Agreement, this Agreement shall remain in effect until such time as the
Employer withdraws from the Plan pursuant to the withdrawal provision of the Plan document (see
Section 9.2). The Employer acknowledges that withdrawal from the Plan, and exhaustion of the assets
associated with that Plan will no longer entitle the Employer's representative or its employees'
representative to participate in the Advisory Committee created under the terms of the Trust. The
Administrator, however, reserves the right to terminate the Employer's participation in the Plan for any
of the following reasons:
a. should the Employer fail to make Contributions to the Plan;
b. if at any time the Employer's terms of participation in the Plan are modified in a manner which
affects the operation or administration of the Plan in a manner which is unacceptable to the
Administrator or Trustee;
c. if at any time the Employer's terms of participation in the Plan are modified in a manner which, in
the opinion of the Administrator, jeopardizes the tax qualification of the Trust or the regulatory
approval of the Plan or would conflict with applicable law; or
d. as otherwise provided in the Plan or Trust Agreement.
6. The commencement and continuation of the Employer's participation in the Plan is contingent upon
such commencement or continuation of participation not impairing the attainment, or retention, of the
tax exempt status of the Trust under Code section 501(c)(9) .
7. The commencement and continuation of the Employer's participation in the Plan is further contingent
upon such commencement or continuation of participation not violating any provisions of the Internal
Revenue Code and its regulations or any ruling or guidance published by the Internal Revenue Service
("IRS") applicable to the Plan, including the terms of any IRS ruling issued to the Plan or other applicable
law. The Employer acknowledges that failure to comply with the terms of the Plan and Trust may subject
it and its employees to adverse tax consequences.
8. In order to provide for the payment of benefits under the Plan, the Employer hereby agrees to make
Contributions to the Trust, as it specifies in the attached Employer Data Sheet. The Employer may
change its Contributions from time to time, consistent with the objectives of the Plan and applicable law
by a mutually agreeable method between the Employer and the Administrator (which method could
include updating the PEHP Employer Data Sheet).
With each Contribution to the Plan, the Employer will provide the Administrator with a Contribution
Summary Sheet (or similar report) which lists the full name of each employee or participant for whom
contributions are made, his or her Social Security number, the amounts to be allocated on behalf of
each such employee or participant and whether the contributions should be credited to the 05 or 06
sub -accounts as defined in the Plan document. The Administrator or its designee shall record the
Contribution and reconcile the Employer's Contribution Summary Sheet or other report.
The Administrator may reject Contributions that do not comply with the requirements of the Plan, the
Trust and the Code. If the Administrator rejects any Contributions, the Contributions and the
Contribution Summary Sheet will be returned to the Employer for resolution. The Administrator shall
instruct the Trustee to transfer the Contributions in good order from the lockbox to the Trust investment
account upon completion of such recording and reconciliation. Contributions shall not accrue income
or share in investment gains or losses while they are in the lockbox prior to the transfer to the Trust
investment account or while the Administrator seeks resolution of Contributions not received in good
DC-2936 [NRN-0478A0.5] (09/2017)
order. The Employer understands that failure to make Contribution in a timely manner may result in
sanctions permitted by law, as well as the termination of its participation in the Plan, as provided in
rules established in this Agreement.
9. The Employer hereby appoints, and approves of, NRS to provide claims payment services and to act
as the Administrator for the Plan. The Employer further agrees that the Administrator's compensation
for its services shall be an annual charge per participant or eligible employee of $30.00. The Employer
represents and warrants that it has advised its eligible employees or participants of the annual charge.
Such charge shall be assessed to each participant or eligible employee's account on the anniversary
date, which is one year after the date the initial contribution to the Plan was made, and each succeeding
anniversary of such date. The Administrator's annual charge shall remain fixed for the duration of this
Agreement unless the Employer and Administrator mutually agree in writing to adjust the charge. The
Employer acknowledges that other fees may apply to the Plan, eligible employee or the participant
accounts law as described in Section 11 or as required by applicable law.
10. The Employer hereby acknowledges that the Trustee of the Trust will be the Trustee identified in the
Trust Agreement, and hereby ratifies the terms of the Trust Agreement, a copy of which has been
provided to the Employer. The Employer further acknowledges that the Trust Agreement sets forth the
method for appointment and removal of the Trustee. NRS is responsible for paying the Trustee
compensation for its services as Trustee in accordance with the schedule agreed upon from time to
time between the Administrator and the Trustee. In the event this compensation is assessed against
the assets of the Trust while NRS is acting as the Administrator of the Trust, NRS agrees to indemnify
or reimburse the Trust and make it whole for any compensation paid to the Trustee from the assets of
the Trust.
11. The Employer hereby acknowledges that it has received and reviewed the Group Variable Annuity
Contract (the "Variable Annuity") for the Post Employment Health Plans which serves as the funding
vehicle for the Trust. The Employer understands and agrees that part of the arrangement between NRS
as the Administrator and product provider Nationwide Life Insurance Company includes fees. The
Employer further acknowledges that, in addition to the annual charge described in Section 9, a fee
equaling an annual rate up to a maximum of 0.50% of the daily net asset value will be assessed on
every participant or eligible employee's fund balance in the Variable Annuity. In the Fixed Annuity, this
fee is included in the calculation of the net crediting rate.
12. The Employer hereby acknowledges it has received the "Disclosure and Acknowledgement Form" (the
"Form") which is incorporated into this Agreement, and further agrees to be bound by the Form.
13. The parties agree that no waiver of any default in performance on the part of the Administrator or the
Employer or any breach or series of breaches of any of the terms of this Agreement shall constitute a
waiver of any subsequent breach. The parties further agree that resort to any remedies referred to
herein shall not be construed as a waiver or any other rights and remedies to which the Administrator
is entitled under this Agreement or otherwise.
14. Should any part of this Agreement for any reason be declared invalid, such determination shall not
affect the validity of any remaining portion of the Agreement, which remaining portion shall remain in
force and effect as if this Agreement had been executed without the invalid portion.
15. The Employer shall indemnify and hold the Administrator harmless for and against all losses, damages,
liabilities or expenses (including, but not limited to, reasonable attorney's fees and litigation expenses)
which the Administrator may incur as a result of claims based upon any breach by the Employer, its
affiliates, agents or employees of any provisions of this Agreement, the Plan Document or related items
that are within their reasonable control.
DC-2936 [NRN-0478A0.5] (09/2017)
16. The Administrator shall indemnify and hold the Employer harmless for and against all losses, damages,
liabilities or expenses (including, but not limited to reasonable attorney's fees and litigation expenses)
which the Employer may incur as a result of claims based upon any breach by the Administrator, its
affiliates, agents or employees of any provisions of this Agreement, the Plan Document or related items
that are within their reasonable control.
17. This Agreement shall be interpreted, and the rights and liabilities of the parties determined, in
accordance with the laws of the State of Ohio. The parties consent to the jurisdiction of any Local, State
or Federal Court located within Ohio.
18. This Agreement, together with the Plan and the Trust Agreement, contain the entire agreement between
the Employer and the Administrator with respect to the respective rights and obligations contemplated
herein, and no representation, promise, inducement, or statement of intention relating to the respective
rights and obligations contemplated by this agreement has been made by either party which is not set
forth herein. This Agreement supersedes in all respects all prior agreements among the parties any
may not be modified or amended, except by a duly executed instrument in writing.
IN WITNESS WHEREOF, the Employer has caused this Agreement to be executed on its behalf by a duly
authorized officer, and a duly authorized representative of NRS executed this Agreement on behalf of the
Administrator.
By:
(Employer Printed Name)
By:
(Employer Signature)
(Officer of Nationwide as Administrator)
Date:
Date:
DC-2936 [NRN-0478A0.5] (09/2017)