HomeMy WebLinkAbout173 RDA_CCv0001.pdf RESOLUTION NO. 173
RESOLUTION OF THE REDEVELOPMENT AGENCY OF
THE CITY OF REDLANDS AMENDING RESOLUTION
NO. 166 AND AUTHORIZING THE ISSUANCE OF
$14, 245,000 PRINCIPAL AMOUNT OF 1985 TAX
ALLOCATION AND REFUNDING BONDS OF SAID
AGENCY TO FINANCE A PORTION OF THE COST
OF A REDEVELOPMENT PROJECT KNOWN AS
REDLANDS REDEVELOPMENT PROJECT.
WHEREAS, the Redevelopment Agency of the City of
Redlands ( the "Agency" ) is a redevelopment agency (a public
body, corporate and politic) duly created, established and
authorized to transact business and exercise its powers, all
under and pursuant to the Community Redevelopment Law
(Part 1 of Division 24 of the Health and Safety Code of the
State of California) and the powers of such agency include
the power to issue bonds for any of its corporate purposes;
and
WHEREAS, a redevelopment plan for a redevelopment
project known and designated as "Redlands Redevelopment Pro-
ject" has been adopted and approved and all requirements of
law for , and precedent to, the adoption and approval of said
plan have been duly complied with; and
WHEREAS, the plan contemplates that the Agency will
issue its bonds to finance a portion of the cost of such
redevelopment; and
WHEREAS, the Agency has heretofore issued
$5,670,000 principal amount of its 1975 Redlands Redevelop-
ment Tax Allocation Bonds ( the "1975 Bonds" ) for the purpose
of financing a portion of the cost of the Redlands Rede-
velopment Project ; and
WHEREAS, the Agency has heretofore issued its Red-
lands Redevelopment Project 1977 Tax Allocation Refunding
Bonds in the principal amount of $4, 500 , 000 for the purpose
of refunding the 1975 Bonds; and
WHEREAS, the Agency adopted its Resolution No. 166
on March 6, 1984 authorizing the issuance of up to
$10,000,000 principal amount of tax allocation bonds to
finance a portion of the Redlands Redevelopment Project ; and
WHEREAS, the Agency deems it necessary and desir-
able to refinance a portion of the cost of such development
by issuing additional tax allocation bonds in an amount,
together with other available moneys of the Agency, which is
fully sufficient to redeem on the earliest possible date all
of the 1975 Bonds and 1977 Bonds, and to finance additional
development;
NOW, THEREFORE, BE IT RESOLVED, DETERMINED AND
ORDERED by the Redevelopment Agency of the City of Redlands
that Resolution No. 166 is hereby amended to read as
follows:
Section 1. Definitions. As used in this resolu-
tion the following terms shall have the following meanings :
(a) "Agency" means The Redevelopment Agency of the
City of Redlands.
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(b) "Annual Debt Service" means, for each 12-month
period ending June 30, the sum of ( 1 ) the interest falling
due on the outstanding Bonds (as hereinafter defined) in
such 12-month period, assuming that the outstanding Serial
Bonds (as hereinafter defined) are retired as scheduled and
that the outstanding Term Bonds (as hereinafter defined) are
redeemed from sinking fund accounts as scheduled, ( 2 ) the
principal amount of outstanding Serial Bonds falling due by
their terms in such 12-month period, and ( 3) the minimum
amount of the outstanding Term Bonds required to be paid or
called and redeemed in such 12-month period, together with
the redemption premiums, if any, thereon.
( c) "Bonds" means the bonds authorized by, and at
any time outstanding pursuant to, this Resolution and any
Parity Bonds (as hereinafter defined) .
(d) "Escrow Agreement" means that certain agree-
ment substantially in the form attached hereto as Exhibit B,
to be dated as of May 1 , 1985 , between the Agency and Bank
of America National Trust & Savings Association, as escrow
agent, which agreement contains the terms and conditions
specified in Section 12 hereof .
( e) "Federal Securities" means United States
Treasury notes, bonds, bills or certificates of indebtedness
or those for which the faith and credit of the United States
are pledged for the payment of principal and interest; obli-
gations issued by banks for cooperatives, federal loan
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banks, federal intermediate credit banks, federal home loan
banks, the Federal Home Loan Bank Board or the Tennessee
Valley Authority; all as and to the extent that such securi-
ties are eligible for the legal investment of Agency funds .
( f ) "Financial Newspaper or Journal" means The
Wall Street Journal, The Daily Bond Buyer or any other news-
paper or journal printed in the English language and custo-
marily published on each business day, of general circula-
tion in Los Angeles, California and in New York, New York,
containing financial news and selected by the Fiscal Agent,
whose decision shall be final and conclusive.
(g) "Fiscal Agent" means the fiscal agent named in
Section 21 hereof, its successors and assigns, and any other
corporation or association which may at any time be substi-
tuted in its place, as provided in this resolution.
(h) "Fiscal Year" means the year beginning on
October 1st and ending on the next following September 30th.
( i ) "Law" or "Redevelopment Law" means the Com-
munity Redevelopment Law of the State of California as cited
in the recitals hereof .
( j ) "Maximum Annual Debt Service" as computed from
time to time pursuant to the provisions hereof means the
largest Annual Debt Service during the period from the
latter of July 1, 1986 or the date of such determination
through the final maturity of any outstanding Bonds.
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(k) "Opinion of Counsel" means a written opinion
of an attorney or firm of attorneys of favorable reputation
in the field of municipal bond 'Law. Any opinion of such
counsel may be based upon, insofar as it is related to fac-
tual matters, information which is in the possession of the
Agency as shown by a certificate or opinion of, or represen-
tation by, an officer or officers of the Agency, unless such
counsel knows, or in the exercise of reasonable care should
have known, that the certificate or opinion or representa-
tion with respect to the matters upon which his opinion may
be based, as aforesaid, is erroneous .
( 1 ) "Outstanding" when used as of any particular
time with reference to the Bonds means all Bonds theretofore
issued by the Agency except:
( 1) Bonds theretofore cancelled or surren-
dered for cancellation in accordance with Section 23 hereof;
( 2 ) Bonds for the payment or redemption of
which moneys or securities in the necessary amount (as pro-
vided in Section 33 hereof) shall have been theretofore
deposited in trust (whether upon or prior to the maturity or
the redemption date of such bonds) , provided that, if such
bonds are to be redeemed prior to the maturity thereof,
notice of such redemption shall have been given as provided
in this resolution or any applicable parity bond resolution;
and
( 3) Bonds in lieu of, or in substitution for ,
which other bonds shall have been issued by the Agency pur-
suant to Section 8 hereof .
(m) "Parity Bond Resolution" means any resolution
of the Agency providing for the issuance of Parity Bonds.
( n) "Parity Bonds" means any additional tax allo-
cation bonds issued by the Agency as permitted by Section 14
of this resolution payable from the Tax Revenues on a parity
with the Bonds .
( o) "Pledged Tax Revenues" means, for each twelve-
month period beginning with the twelve month period begin-
ning on the anniversary date of the Bonds on the first taxes
( including all payments, reimbursements and subventions, if
any, specifically attributable to ad valorem taxes lost by
reason of tax exemptions and tax rate limitations) eligible
for allocation to and expenditure by the Agency pursuant to
the Law, as provided in the Redevelopment Plan, in an amount
that is equal to one hundred percent ( 1004 ) of the Annual
Debt Service for such period plus the amount , if any, neces-
sary to maintain the Reserve Account balance required by
Section 17 hereof .
(p) "Redevelopment Plan" means the redevelopment
plan for the Redevelopment Project Area approved and adopted
by Ordinance No. 1500 of the City of Redlands, California
and includes any amendment of said plan heretofore or here-
after made pursuant to law.
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(q) "Redevelopment Project" means the project of
carrying out , pursuant to the Law, the Redevelopment Plan
for the Redevelopment Project Area.
( r ) "Redevelopment Project Area" means the project
area described and defined in said Ordinance No. 1500, which
project area is known and designated as the "Redlands Rede-
velopment Project . "
( s ) "Series 1985 Bonds" or "1985 Bonds" means the
$14,245,000 principal amount of Redlands Redevelopment Pro-
ject 1985 Tax Allocation and Refunding Bonds authorized to
be issued by this resolution.
( t) "Series 1977 Bonds" or "1977 Bonds" means the
$4, 500 , 000 principal amount of bonds authorized to be issued
pursuant to Resolution No. 154 of the Agency.
(u) "Series 1975 Bonds" or "1975 Bonds" means the
$5,670 , 000 principal amount of bonds authorized to be issued
pursuant to Resolution No. 143 of the Agency.
(v) "Tax Revenues" means that portion of taxes
levied upon taxable property in the Redevelopment Project
Area and received by the Agency and which is allocated to
and paid into a special fund of the Agency pursuant to Arti-
cle 6 of Chapter 6 of the Law and Section 16 of Article XVI
of the Constitution of the State of California all as more
particularly set forth hereafter in this resolution.
(w) "Treasurer" or "Treasurer of the Agency" means
the officer who is then performing the functions of Trea-
surer of the Agency.
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(x) "Written Request" means an instrument in writ-
ing signed by the Chairman of the Agency or by any other
officer of the Agency duly authorized by the Agency for that
purpose, and by the Secretary of the Agency.
Section 2 . Amount, Issuance, and Purpose of Bonds.
Under and pursuant to the Law and under and pursuant to this
resolution, Bonds of the Agency in the principal amount of
$14, 245, 000 shall be issued by the Agency for the purpose of
refinancing and financing a portion of the cost of the
Redevelopment Project and for other purposes related thereto
as hereinafter provided.
Section 3 . Nature of Bonds. The Bonds shall be
special obligations of the Agency secured by an irrevocable
and first pledge of, and payable as to both principal and
interest from, Pledged Tax Revenues, investment income
earned on funds on deposit in the Reserve Account, and other
funds as hereinafter provided in Sections 12 , 15 and 17
hereof and in Covenant 7 of Section 19 hereof . The prin-
cipal of Bonds and the interest thereon shall not be paid
from any proceeds from the sale, lease or other disposition
of property in the Project Area, nor shall the payment of
such principal and interest be (a) secured by any interest
in property used or to be used in a trade or business or in
payments in respect of such property or (b) derived from
payments in respect of property, or borrowed money, used or
to be used in a trade or business, within the meaning of
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Section 103 (b) ( 2) (B) of the Internal Revenue Code of 1954 ,
as amended, and the regulations adopted thereunder . Said
Bonds, the interest thereon, and any premiums payable upon
the redemption of any thereof, are not a debt of the City of
Redlands, the State of California or any of its political
subdivisions and neither said city, said state nor any of
its political subdivisions is liable on them, nor in any
event shall said Bonds or interest be payable out of any
funds or properties other than those of the Agency as in
this resolution set forth. Said Bonds do not constitute an
indebtedness within the meaning of any constitutional or
statutory debt limitation or restriction. Neither the mem-
bers of the Agency nor any persons executing the Bonds are
liable personally on the bonds by reason of their issuance.
Said Bonds shall be and are equally secured by an
irrevocable and first pledge of Pledged Tax Revenues and
other moneys as hereinafter provided, without priority for
number , date of sale, date of execution, or date of deli-
very, except as expressly provided herein.
The validity of said Bonds is not and shall not be
dependent upon the completion of the Redevelopment Project
or upon the performance by anyone of his or her obligation
relative to the Redevelopment Project .
Nothing in this resolution shall preclude the
redemption and payment of the Bonds prior to maturity ( sub-
ject to the provisions of Section 9 of this resolution) , or
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the payment thereof at maturity, from the proceeds of refun-
ding bonds issued pursuant to law. Nothing in this resolu-
tion shall prevent the Agency from making advances of its
own moneys howsoever derived to any of the uses and purposes
mentioned in this resolution.
Section 4 . Description of Series 1985 Bonds. The
1985 Bonds shall be in the aggregate principal amount of
$14,245 ,000 , and shall be designated REDLANDS REDEVELOPMENT
PROJECT 1985 TAX AND ALLOCATION AND REFUNDING BONDS. The
1985 Bonds shall be issued in registered form only, without
coupons, in denominations of $5,000 each or any whole multi-
ple thereof . The 1985 Bonds shall be dated May 1, 1985 and
shall mature on July 1 of each of the years as follows:
YEAR AMOUNT
1987 . . . . . . . . . . . . . . . . 95,000
1988 . . . . . . . . . . . . . . . . 105,000
1989 . . . . . . . . . . . . . . . . 115 , 000
1990 . . . . . . . . . . . . . . . . 130, 000
1991 . . . . . . . . . . . . . . . . 140 , 000
1992 . . . . . . . . . . . . . . . . 155,000
1993 . . . . . . . . . . . . . . . . 170,000
1994 . . . . . . . . . . . . . . . . 185 , 000
1995 . . . . . . . . . . . . . . . . 205, 000
1996 . . . . . . . . . . . . . . . . 225, 000
1997 . . . . . . . . . . . . . . . . 250,000
1998. . . . . . . . . . . . . . . . 275, 000
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1999 . . . . . . . . . . . . . . . . 300, 000
2000 . . . . . . . . . . . . . . . . 330 , 000
2001 . . . . . . . . . . . . . . . . 365, 000
2002 . . . . . . . . . . . . . . . . 400, 000
2003 . . . . . . . . . . . . . . . . 440, 000
2004 . . . . . . . . . . . . . . . . 485, 000
2005 . . . . . . . . . . . . . . . . 535,000
$9 , 340,000 Term Bonds due July 1, 2015 .
The Bonds maturing in the years 1987 to 2005 ,
inclusive, are sometimes referred to herein as "Serial
Bonds . " The Bonds maturing in the year 2015 are sometimes
referred to herein as "Term Bonds, " the annual minimum pay-
ments of which are provided for in Section 17 hereof .
The Bonds shall be substantially in the form
attached hereto and by this reference incorporated herein,
as Exhibit "A. " Such form is hereby approved and adopted as
the form of such Bonds, and of the redemption, exchange,
registration and assignment provisions pertaining 'C-hereto,
with necessary or appropriate variations, omissions and
insertions as permitted or required by this resolution.
Any Bonds issued pursuant to this resolution may
be initially issued in temporary form ( the "Temporary
Bonds" ) exchangeable for definitive Bonds when the same are
ready for delivery. The Temporary Bonds may be printed,
lithographed or typewritten, shall be of such denominations
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as may be determined by the Agency, shall be without coupons
and may contain such reference to any of the provisions of
this resolution as may be appropriate. Every Temporary Bond
shall be executed by the same conditions and in substan-
tially the same form and manner as the definitive Bonds . If
the Agency issues Temporary Bonds, it will execute and fur-
nish definitive Bonds without delay, and, thereupon, the
Temporary Bonds shall be surrendered for cancellation at the
Principal Corporate Trust office of the Fiscal Agent in San
Francisco, California, and the Fiscal Agent shall deliver in
exchange for such Temporary Bonds an equal aggregate prin-
cipal amount of definitive Bonds of authorized denominations
of this same issue. Until so exchanged, the Temporary Bonds
shall be entitled to the same benefits under this resolution
as definitive Bonds of this same issue delivered hereunder ,
except that any interest which has accrued thereon shall not
be paid until the exchange has been accomplished.
Section 5 . Interest . The 1985 Bonds shall bear
interest at a rate or rates to be hereafter fixed by resolu-
tion, but not to exceed twelve percent ( 12% ) per annum (or
the then current maximum legal rate) , payable semiannually
on January 1 and July 1 of each year . Each Bond shall bear
interest until the principal sum thereof has been paid; pro-
vided, however , that if at the maturity date of any 1985
Bond, or if the same has been duly called for redemption,
then at the date fixed for redemption, provided moneys are
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available for the payment or redemption thereof in full
accordance with the terms of this resolution, said Bond
shall then cease to bear interest .
The Bonds shall be numbered by the Fiscal Agent as
the Fiscal Agent shall determine and shall be dated as of
the date of authentication thereof, except that Bonds issued
upon exchanges and transfers of Bonds shall be dated so that
no gain or loss of interest shall result from such exchange
or transfer . Each Bond shall bear interest from the
interest payment date next preceding the date thereof
unless: ( i ) it is dated as of an interest payment date, in
which event it shall bear interest from such interest pay-
ment date, or ( ii ) it is dated prior to the first interest
payment date, in which event it shall bear interest from
May 1, 1985 . Interest on Bonds shall be paid by the Fiscal
Agent (out of the appropriate funds) by check or draft
mailed on the interest payment date to the registered owner
as his name and address appear on the register kept by the
Fiscal Agent at the close of business on the fifteenth
( 15th) day preceding the interest payment date.
Section 6 . Place of Payment . The 1985 Bonds
shall be payable in lawful money of the United States of
America at the Principal Corporate Trust office of the
Fiscal Agent in San Francisco, California. Interest on the
1985 Bonds shall be paid by check or draft to the persons
whose names appear on the bond registration books of the
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Fiscal Agent as the registered owners of such bonds at the
close of business on the 15th day of the month preceding
such interest payment date at such persons ' addresses as
they appear on such registration books.
Section 7 . Execution of Bonds. The 1985 Bonds
shall be signed on behalf of the Agency by its Chairperson
and by its Secretary by their manual or facsimile signatures
and authenticated by the Fiscal Agent, and the seal of the
Agency shall be impressed, imprinted or reproduced
thereon. The foregoing officers are hereby authorized and
directed to sign the 1985 Bonds in accordance with this
section.
The Fiscal Agent shall authenticate the Bonds on
registration and/or exchange to effectuate the registration
and exchange provisions set forth in Section 8, and only
such of the Bonds as shall have endorsed thereon a certifi-
cate of authentication, substantially in the form set forth
in Exhibit "A, " duly executed by the Fiscal Agent , shall be
entitled to any rights, benefits or security under this
resolution. No Bond shall be valid or obligatory for any
purpose unless and until such certificate of authentication
shall have been duly executed by the Fiscal Agent, and such
certificate of the Fiscal Agent, upon any such Bond shall be
conclusive and the only evidence that such Bond has been
duly authenticated and delivered under this resolution. The
Fiscal Agent ' s certificate of authentication on any Bond
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shall be deemed to have been duly executed if signed by an
authorized officer of the Fiscal Agent , but it shall not be
necessary that the same officer sign the certificate of
authentication on all of the Bonds that may be issued here-
under at any one time.
Section 8 . Transfer and Exchange of Series 1985
Bonds. Any 1985 Bond may, in accordance with its terms, be
transferred, upon the books kept by the Fiscal Agent for
such purpose, by the person in whose name it is registered,
in person or by his duly authorized attorney, upon surrender
of such 1985 Bond for cancellation, accompanied by delivery
of a written instrument of transfer, duly executed in a form
approved by the Fiscal Agent ; provided, however , that the
Fiscal Agent shall not be required to register the transfer
of any 1985 Bond during the fifteen ( 15) days next preceding
any date established by the Fiscal Agent for the selection
of 1985 Bonds for redemption, or during the fifteen ( 15)
days next preceding any interest payment date.
Whenever any 1985 Bond or 1985 Bonds shall be
surrendered for transfer , the Fiscal Agent shall execute and
deliver a new 1985 Bond or 1985 Bonds, of the same maturity
and for a like aggregate principal amount . The Fiscal Agent
shall require the payment by the bondholder requesting such
transfer of any tax or other governmental charge required to
be paid with respect to such transfer . The Agency and the
Fiscal Agent may treat the registered owner of any 1985 Bond
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as the absolute owner thereof for all purposes whatsoever in
accordance with this resolution, and the Agency and the
Fiscal Agent shall not be affected by any notice to the
contrary.
1985 Bonds may be exchanged at the Principal
Corporate Trust office of the Fiscal Agent in San Francisco,
California, for a like aggregate principal amount of 1985
Bonds of the same maturity of other authorized denomina-
tions. The Fiscal Agent shall require the payment by the
bondholder requesting such exchange of any tax or other
governmental charge required to be paid with respect to such
exchange.
The Fiscal Agent will keep or cause to be kept at
its Principal Corporate Trust office in the City of San
Francisco, California, or at such other place in California
as the Agency may approve, sufficient books for the regis-
tration and transfer of the Bonds, which shall at all times
during normal business hours be open to inspection by the
Agency; and, upon presentation for such purpose, the Fiscal
Agent shall, under such reasonable regulations as it may
prescribe, register or transfer, or cause to be registered
or transferred, on said register, the Bonds as hereinbefore
provided.
Section 9 . Redemption.
(a) Optional Redemption. The 1985 Bonds maturing
on or after July 1, 1996 shall be subject to call and
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redemption prior to maturity, at the option of the Agency,
as a whole or in part in inverse order of maturity and by
lot within each maturity, from funds derived by the Agency
from any source, on July 1, 1995, or on any interest payment
date thereafter, upon payment of a redemption price (com-
puted upon the principal amount of each Bond called for
redemption) for each redeemed Bond as set forth below, with
accrued interest to the date of redemption:
Redemption Redemption
Dates Price
July 1, 1995 or January 1 , 1996 102%
July 1, 1996 or January 1, 1997 101 . 5%
July 1, 1997 or January 1 , 1998 101%
July 1 , 1998 or January 1, 1999 100 . 50
July 1, 1999 and thereafter 1000
(b) Mandatory Redemption of Term Bonds . The Term
Bonds are subject to mandatory redemption as set forth in
Section 17 ( 3) and special mandatory redemption as set forth
in Section 17 ( 5) hereof and Term Bond Sinking Payment
Account redemption as set forth in Section 17 ( 3 ) hereof .
(c) Redemption Date . The date on which the Bonds
are to be presented for redemption is hereinafter sometimes
referred to as the "redemption date. "
Section 10 . Notice of Redemption. Notice of
redemption prior to maturity shall be given not less than
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30 days nor more than 60 days prior to the redemption date,
by mail ( i ) to the original purchaser ( s) of the Bonds ( in
the case of a syndicate, to the manager thereof) , and
( ii) to each of the registered owners of the Bonds desig-
nated for redemption at their addresses appearing on the
bond registration books of the Fiscal Agent on the date such
Bonds are selected for redemption; provided that if a Bond
selected for redemption is transferred after such selection,
the Fiscal Agent shall give notice of such redemption to the
transferee of such Bond by personal delivery or by mail to
such transferee ' s address as it appears on such bond regis-
tration books; provided further , however, that neither
failure to give such notice to any such transferees nor any
defect therein shall affect the sufficiency of the pro-
ceedings for the redemption of any of any 1985 Bonds. Each
notice of redemption shall (a) state the redemption date;
(b) the place or places of redemption; (c) state the redemp-
tion price; (d) state the numbers of the Bonds to be
redeemed; provided, however , that whenever any call for
redemption includes all of the outstanding 1985 Bonds, the
numbers of the 1985 Bonds need not be stated; (e) state,
that as to any Bond redeemed in part only, the registered
bond numbers and the principal portion thereof to be
redeemed; and ( f) state that interest on the principal por-
tion of the 1985 Bonds designated for redemption shall cease
to accrue from and after such redemption date and that on
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the redemption date there shall become due and payable on
each of such Bonds the redemption price for each Bond.
The actual receipt by the holder of any 1985 Bond
or notice of such redemption shall not be a condition prece-
dent to redemption, and failure to receive such notice shall
not affect the validity of the proceedings for the
redemption of such Bonds or the cessation of interest on the
redemption date. Notice of redemption of 1985 Bonds shall
be given by the Fiscal Agent for and on behalf of the Agency
at the expense of the Agency.
A certificate by the Fiscal Agent that notice of
redemption has been given as herein provided shall be con-
clusive as against all parties, and no bondholder whose Bond
is called for redemption may object thereto or object to the
cessation of interest on the redemption date fixed by any
claim or showing that such holder failed to receive actual
notice of call and redemption.
When notice of redemption has been given, substan-
tially as provided in this Section 10 , and when the amount
necessary for the redemption of the 1985 Bonds called for
redemption (principal and premium) is set aside for that
purpose in the Redemption Fund, as provided in Section 11
hereof, the 1985 Bonds designated for redemption shall
become due and payable on the date fixed for redemption
thereof at the place specified in the notice of redemption,
such 1985 Bonds shall be redeemed and paid at said redemp-
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tion price out of the Redemption Fund, and no interest will
accrue on such 1985 Bonds called for redemption after the
redemption date specified in such notice, and the holders of
said 1985 Bonds so called for redemption after such
redemption date shall look for the payment of such 1985
Bonds and the premium thereon only to the Redemption Fund.
All 1985 Bonds redeemed shall forthwith be cancelled by the
Fiscal Agent and shall not be reissued.
Section 11 . Redemption Fund. Prior to the time
the Agency determines to call and redeem any of said 1985
Bonds it shall establish with the Fiscal Agent a redemption
fund to be described or known as the Redlands Redevelopment
Project 1985 Tax Allocation and Refunding Bonds Redemption
Fund ( the "Redemption Fund" ) , and prior to the redemption
the Agency shall deposit with the Fiscal Agent moneys
available for the purpose and sufficient to redeem, with the
premiums payable as in this resolution provided, the 1985
Bonds designated in such notice of redemption. Said moneys
shall be applied on or after the redemption date to payment
(principal and premium) for the 1985 Bonds to be redeemed
upon presentation and surrender of such 1985 Bonds and shall
be used only for that purpose. Mandatory redemptions pur-
suant to the sinking fund provisions of Section 17 ( 3 ) of
this resolution and mandatory redemptions and special manda-
tory redemptions pursuant to Section 17 ( 5) hereof need not
comply with this Section 11. Any interest payment due on or
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prior to the redemption date shall be paid from the Special
Fund described in Section 15 hereof, upon presentation and
surrender thereof . If after all of the 1985 Bonds called
have been redeemed and cancelled or paid and cancelled there
are moneys remaining in said Redemption Fund, said moneys
shall be transferred to the Special Fund, provided, however ,
that if said moneys are part of the proceeds of refunding
bonds said moneys shall be transferred to the fund created
for the payment of principal of and interest on such
refunding bonds.
Upon surrender of any 1985 Bond redeemed in part
only, the Agency shall execute and the Fiscal Agent shall
authenticate and deliver to the registered owner thereof, at
the expense of the Agency, a new Bond or Bonds of authorized
denominations equal in aggregate principal amount to the
unredeemed portion of the Bond surrendered and of the same
interest rate or rates and same maturity or maturities .
Such partial redemption shall be valid upon payment of the
amount thereby required to be paid to such registered owner ,
and the Agency and the Fiscal Agent shall be released and
discharged from all liability to the extent of such payment
irrespective of whether such endorsement shall or shall not
have been made upon the reverse of such 1985 Bond by such
registered owner and irrespective of any error or omission
in such endorsement.
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Section 12 . Disposition of Bond Proceeds; Escrow
Fund. The proceeds from the sale of the 1985 Bonds shall be
deposited as follows :
(a) In the Interest Account, established in the
Special Fund pursuant to Section 17 hereof, any premium and
accrued interest received upon the sale of the 1985 Bonds .
(b) In the Reserve Account, established in the
Special Fund pursuant to Section 17 hereof, the amount, if
any, necessary to raise the balance therein to an amount
equal to Maximum Annual Debt service on the 1985 Bonds .
Prior to depositing any proceeds from the sale of the 1985
Bonds into the Reserve Account, the Fiscal Agent is hereby
authorized and directed to deposit any moneys remaining in
the reserve funds for the 1975 Bonds and 1977 Bonds in the
Reserve Account .
(c) In the 1977 Redlands Redevelopment Project
Tax Allocation Refunding Bonds Escrow Fund ( the "Escrow
Fund" ) an amount which, together with any moneys transferred
thereto from the Special Fund of the 1975 Bonds or the 1977
Bonds, plus investment income on all such moneys, shall be
sufficient to defease the 1975 Bonds and the 1977 Bonds .
(d) In the Redlands Redevelopment Project Rede-
velopment Fund ( the "Redevelopment Fund" ) held by the
Agency, the balance of the proceeds, if any.
The Chairman of the Agency is hereby authorized
and directed on behalf of the Agency to execute and deliver
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the Escrow Agreement establishing the Escrow Fund. Except
for incidental expenses and as is necessary to fulfill its
purposes, the Escrow Fund shall be used only to defease the
1975 Bonds and the 1977 Bonds, and to that end shall be
invested only in eligible Federal Securities in such amounts
and maturities which together with the investment earnings
therefrom and any uninvested cash will be sufficient for
said defeasance. The Escrow Agreement shall require the
Escrow Bank (as defined in the Escrow Agreement) to make
timely transfers of moneys from the Escrow Fund to such
other funds or accounts as may be necessary to defease and
retire the 1975 Bonds and the 1977 Bonds on the earliest
possible date for said 1975 Bonds and 1977 Bonds, which 1975
Bonds and 1977 Bonds shall be and hereby are ordered to be
so redeemed and retired. Any money remaining in the Escrow
Fund after the accomplishment of the purposes set out
herein, shall be set aside and transferred to the Special
Fund established pursuant to Section 15 hereof .
Section 13 . Redevelopment Fund. The moneys set
aside and placed in the Redevelopment Fund shall remain
therein until from time to time expended solely for the pur-
pose of financing a portion of the cost of the Redevelopment
Project and other costs related thereto, which other costs
may include but are not limited to:
(a) The payment, in any year during which the
Agency owns property in the Redevelopment Project Area, to
-23-
any city, county, city and county, district or other public
corporation which would have levied a tax upon such property
had it not been exempt, an amount of money in lieu of taxes
as authorized by Section 33401 of the Law; and
(b) The cost of any lawful purpose in connection
with the Redevelopment Project, including, without limita-
tion, those purposes authorized by Section 33445 of the Law;
and
(c) The necessary expenses in connection with the
issuance and sale of the 1985 Bonds and fees of the Fiscal
Agent.
If any sum remains in the Redevelopment Fund after
the full accomplishment of the objects and purposes for
which said 1985 Bonds were issued, said sum shall be trans-
ferred to the Special Fund.
Section 14 . Issuance of Parity Bonds to Pay Pro-
ject Costs . If at any time the Agency determines that it
will not have sufficient moneys available from other sources
to pay its share of the costs of the Redevelopment Project,
the Agency may provide for the issuance of, and sell Parity
Bonds in such principal amount as it estimates will be
needed for such purpose, subject to the following conditions
precedent to such sale :
(a) The Agency shall be in compliance with all
covenants set forth in this resolution.
-24-
(b) Tax Revenues received or to be received by
the Agency based upon the most recent assessed valuation of
taxable property in the Redevelopment Project Area (as
reported by the Auditor-Controller of San Bernardino County)
and upon the most recently established tax rates are at
least equal to ( 1) maximum Annual Debt Service on all Bonds
which will be outstanding following the issuance of such
Parity Bonds, or ( 2) ( i ) 125% of the maximum annual prin-
cipal and interest on outstanding Bonds which will be due
and payable in any of the next three fiscal years following
the issuance of such Parity Bonds ( ii) minus investment
income on money in the Reserve Account, whichever amount is
greater ; provided that in any event said Tax Revenues,
excluding business inventory subvention revenues received by
the Agency in the current Fiscal Year during which the cal-
culation is made, or to be received by the Agency for the
Fiscal Year following the date on which the calculation is
made, are at least equal to Maximum Annual Debt Service on
all Bonds which will be outstanding following the issuance
of such Parity Bonds .
(c) The Parity Bonds shall be on such terms and
conditions as may be set forth in a supplemental resolution,
which shall provide for ( i ) bonds substantially in accor-
dance with this resolution, ( ii ) bonds maturing in such
amounts and at such times as to provide level annual debt
service, ( iii ) no final maturity on any bond prior to the
-25-
final maturity of the Bonds issued pursuant to this reso-
lution, ( iv) the deposit of a portion of the Parity Bond
proceeds into the Reserve Account in an amount sufficient,
together with the balance of the Reserve Account, to equal
Maximum Annual Debt Service on all Bonds including the Bonds
issued pursuant to this resolution and Parity Bonds;
(d) The issuance of such Parity Bonds shall have
been recommended by an opinion of an Independent Financial
Consultant.
Section 15 . Pledge of Tax Revenues; Special
Fund. All the Pledged Tax Revenues and all money in the
funds and accounts provided for in this section and
Section 17 are hereby irrevocably pledged to the punctual
payment of the interest on and principal of and redemption
premiums, if any, on the Bonds, and the Pledged Tax Revenues
and such other pledged money shall not be used in any manner
other than those specified in this resolution while any of
the Bonds remain outstanding. This pledge shall constitute
a first and exclusive lien on the Pledged Tax Revenues and
such other money for the payment of the Bonds in accordance
with the terms thereof . All the Pledged Tax Revenues,
together with any interest earned thereon, shall , so long as
any Bonds shall be outstanding hereunder , be deposited when
and as received by the Agency in the "Redlands Redevelopment
Project Special Fund" ( the "Special Fund" ) , which fund is
hereby continued and which fund the Agency hereby covenants
-26-
and agrees to maintain with the Fiscal Agent as trustee so
long as any Bonds shall be outstanding hereunder . Notwith-
standing the foregoing, there shall not be deposited with
the Fiscal Agent for deposit in the Special Fund any taxes
eligible for allocation to the Agency pursuant to the Law in
an amount in excess of that amount which, together with all
money then on deposit with the Fiscal Agent in the Special
Fund and the accounts -therein, shall be sufficient to dis-
charge all Outstanding Bonds as provided in Section 33 .
Section 16 . Receipt and Deposit of Tax Reve-
nues , The Agency covenants and agrees that all Pledged Tax
Revenues, when and as received, will be received by the
Agency in trust hereunder and will be deposited by the
Agency in the Special Fund and will be accounted for through
and held in trust in the Special Fund, and the Agency shall
have no beneficial right or interest in any of such money,
except only as provided in this resolution. All such
Pledged Tax Revenues, whether received by the Agency in
trust or deposited with the Fiscal Agent as trustee, all as
herein provided, shall nevertheless be disbursed, allocated
and applied solely to the uses and purposes hereinafter in
this resolution set forth, and shall be accounted for sepa-
rately and apart from all other money, funds, accounts or
other resources of the Agency.
Section 17 . Establishment and Maintenance of
Accounts for Use of Money in the Special Fund. All money in
-27-
the Special Fund shall be set aside by the Fiscal Agent in
the following respective accounts within the Special Fund
(each of which is hereby created and each of which the
Agency hereby covenants and agrees to cause to be main-
tained) , in the following order of priority:
( 1) Interest Account,
( 2) Serial Bond Payment Account,
( 3) Term Bond Sinking Payment Account,
( 4) Reserve Account, and
( 5) Holding Account .
All money in each of such accounts shall be held in trust by
the Fiscal Agent and shall be applied, used and withdrawn
only for the purposes hereinafter authorized in this
section.
( 1) Interest Account . On or before June 30 and
December 31 of each year , beginning on December 31, 1985, the
Fiscal Agent shall set aside from the Special Fund and
deposit in the Interest Account an amount of money which,
together with any money contained therein, is equal to the
aggregate amount of the interest becoming due and payable on
all Outstanding Bonds on the next succeeding interest pay-
ment date. No deposit need be made into the Interest
Account if the amount contained therein is at least equal to
the aggregate amount of the interest becoming due and pay-
able on all outstanding Bonds on the next succeeding
interest payment date. All money in the Interest Account
-28-
shall be used and withdrawn by the Fiscal Agent solely for
the purpose of paying the interest on the Bonds as it shall
become due and payable ( including accrued interest on any
Bonds purchased or redeemed prior to maturity) .
( 2) Serial Bond Payment Account. on or before
June 30 of each year , beginning on June 30 , 1987 , the Fiscal
Agent shall set aside from the Special Fund and deposit in
the Principal Account an amount of money which, together
with any money contained therein, is equal to the aggregate
amount of the principal becoming due and payable on all out-
standing Serial Bonds on the next succeeding July 1 . No
deposit need be made into the Serial Bond Account if the
amount contained therein is at least equal to the principal
amount of all Outstanding Serial Bonds maturing by their
terms on the next succeeding July 1 . All money in the
Serial Bond Account shall be used by the Fiscal Agent solely
for the purpose of paying the principal of the Serial Bonds
as they shall become due and payable.
( 3 ) Term Bond Sinking Payment Account . On or
before June 30 of each year , beginning on June 30 , 2006 , the
Fiscal Agent will set aside from the Special Fund and
deposit in the Term Bond Sinking Payment Account, an amount
of money equal to, but not greater than, the mandatory
sinking fund payment required to be deposited therein, as
set forth in the following table:
-29-
Year Amount
2006 . . . . . . . . . . . . . . 585 , 000
2007 . . . . . . . . . . . . . . 645, 000
2008 . . . . . . . . . . . . . . 710r000
2009 . . . . . . . . . . . . . . 780, 000
2010 . . . . . . . . . . . . . . 860, 000
2011 . . . . . . . . . . . . . . 945, 000
2012 . . . . . . . . . . . . . 1, 040 , 000
2013. . . . . . . . . . . . . 1, 140, 000
2014. . . . . . . . . . . . . 1, 255, 000
2015. . . . . . . . . . . . . 1, 380, 000
The Agency hereby covenants and agrees with the
holders of the Term Bonds to call and redeem Term Bonds
(without premium) from the Term Bond Sinking Payment Account
pursuant to and in accordance with the schedule set forth in
this paragraph, and in accordance with the provisions of
Section 10 hereof. All Term Bonds redeemed pursuant to this
section shall be cancelled.
No deposit need be made into the Term Bond Sinking
Payment Account if the amount contained therein is at least
equal to the aggregate amount of all mandatory sinking pay-
ment account payments required to have been made by the year
ending on the next succeeding July 1 .
All money in the Term Bond Sinking Payment Account
shall be used and withdrawn by the Fiscal Agent only to pur-
chase or to redeem Term Bonds.
-30-
( 4) Reserve Account . On or before June 30 and
December 31 of each year , beginning on December 31, 1985,
the Fiscal Agent shall set aside from the Special Fund and
deposit in the Reserve Account an amount of money that shall
be required to maintain the Reserve Account in the full
amount of Maximum Annual Debt Service. No deposit need be
made in the Reserve Account so long as there shall be on
deposit therein a sum equal to at least the amount required
by this paragraph to be on deposit therein. All money in
the Reserve Account shall be used and withdrawn by the
Fiscal Agent solely for the purpose of replenishing the
Interest Account, the Serial Bond Payment Account or the
Term Bond Sinking Payment Account, in such order , in the
event of any deficiency at any time in any of such accounts,
or for the purpose of paying the interest on or principal of
or redemption premiums, if any, on the Bonds in the event
that no other money of the Agency is lawfully available
therefor , or for the retirement of all the Bonds then out-
standing, except that so long as the Agency is not in
default hereunder , any amount in the Reserve Account in
excess of the amount required by this paragraph to be on
deposit therein except as herein otherwise provided, shall
be withdrawn from the Reserve Account and deposited in the
Special Fund.
( 5) Holding Account . On January 2 and July 2 of
each year, beginning on January 2 , 1986, the Fiscal Agent
-31-
shall set aside from the Special Fund and deposit in the
Holding Account all moneys then remaining in the Special
Fund after the above-mentioned transfers have taken place;
provided, however , that if one hundred percent ( 100%) of
Annual Debt Service plus the amount , if any, necessary to
restore the required Reserve Account balance was placed in
the Special Fund for such year and the Agency is not in
default hereunder, all money then remaining in the Special
Fund on said date after the above-described transfers have
taken place, together with all money then remaining in the
Holding Account, may be set aside and at the written request
of the Agency returned to the Agency for any lawful
purpose. Except as set forth in the preceding sentence, all
money in the Holding Account shall be used and withdrawn by
the Fiscal Agent for the purpose of replenishing the
Interest Account, the Principal Account, and the Reserve
Account , in such order , in the event of any deficiency at
any time in such accounts, or for the purpose of paying the
interest on or principal of or redemption premiums, if any,
on the Bonds in the event that no other money of the Agency
is lawfully available therefor, or for the retirement of all
the Bonds then outstanding, or , so long as the Agency is not
in default hereunder , at the written request of the Agency
for the purchase of Bonds at public or private sale as and
when and at such prices ( including brokerage and other
charges, but excluding accrued interest, which is payable
-32-
from the Interest Account) as it may in its discretion
determine, but not to exceed the principal amount of Bonds
plus the redemption premium applicable on the next ensuing
redemption date. All Bonds purchased pursuant to this
section shall be cancelled. All money in the Holding
Account on April 1 or October 1 of any year beginning on
April 1, 1995 shall (provided it amounts to at least
$50,000 ) be used and withdrawn by the Fiscal Agent on the
next succeeding July 1 or January 1, as the case may be, for
the redemption of Bonds, and the Agency hereby covenants and
agrees with the holders of the Bonds to call and redeem
Bonds from the Holding Account pursuant to this paragraph
and pursuant to Section 10 hereof whenever on April 1 or
October 1 of any year , beginning on April 1, 1995, there is
money in the Holding Account in such amount and available
for such purpose as provided in this paragraph.
Section 18 . Deposit and Investment of Money in
Funds and Accounts . All money held by the Agency or Fiscal
Agent in any of the funds established pursuant to this reso-
lution shall be held in time or demand deposits in any bank
or trust company ( including the Fiscal Agent) authorized to
accept deposits of public moneys and shall be secured at all
times by such obligations as are required by law and (except
as the Agency may waive security for such portion of any
deposit as is insured pursuant to federal law) to the
fullest extent required by law, except such money as is at
-33-
the time invested in accordance with this section. Money in
the Special Fund ( including money in the Interest Account ,
the Serial Bond Payment Account, the Term Bond Sinking Pay-
ment Account ) or in the Holding Account may, and upon the
written request of the Agency shall, be invested by the
Fiscal Agent, in those Federal Securities or negotiable
certificates of deposit issued by a nationally or state
chartered bank . In the event that the Bonds are insured by
the American Municipal Bond Assurance Corporation ( "AMBAC" )
such nationally or state chartered bank shall be approved in
writing by AMBAC. Money in the Redevelopment Fund may be
invested by the Agency in Federal Securities or negotiable
certificates of deposit issued by a nationally or state
chartered bank . Investments of money in the Special Fund
( including money in the Interest Account, the Serial Bond
Payment Account, the Term Bond Sinking Payment Account , or
in the Holding Account) must mature no later than the date
at which such money is estimated to be required to be paid
out hereunder . Investments of money in the Redevelopment
Fund must mature not later than six months after the date on
which such money is estimated to be required to be paid out
hereunder . Money in the Reserve Account may, and upon
written request of the Agency shall, be invested by the
Fiscal Agent in Federal Securities, half of which shall
mature not more than three ( 3) years from the date of pur-
chase by the Fiscal Agent and the balance of which shall
-34-
mature not more than ten ( 10 ) years from the date of pur-
chase by the Fiscal Agent provided that no such security
shall mature later than the final maturity of the Bonds .
All investment income received prior to the completion of
the financing of the Redevelopment Project on any money so
invested shall be deposited in the Redevelopment Fund, and
all investment income received subsequent thereto on any
money so invested shall be transferred to the Agency, except
investment income on money in the Reserve Account, which
shall be deposited in the Special Fund.
Section 19 . Covenants of the Agency. The Agency
shall preserve and protect the security of the Bonds and the
rights of the Bondholders and defend their rights against
all claims and demands of all persons. Until such time as
an amount has been set aside sufficient to pay all Outstand-
ing Bonds at maturity, plus unpaid interest thereon to
maturity, the Agency will ( through its proper members, offi-
cers, agents, or employees) faithfully perform and abide by
all of the covenants, undertakings and provisions contained
in this resolution or in any Bond issued hereunder,
including the following covenants and agreements for the
benefit of the bondholders :
( 1) The Agency covenants and agrees that it will
diligently carry out and continue to completion, with all
practicable dispatch, the Redevelopment Project in accor-
dance with its duty so to do under and in accordance with
-35-
the Law and the Redevelopment Plan and in a sound and eco-
nomical manner . The Redevelopment Plan may be amended as
provided in the Law but no amendment shall be made which
would substantially impair the security of the 1985 Bonds or
the rights of the bondholders .
( 2) The Agency covenants and agrees that the pro-
ceeds of the sale of the 1985 Bonds will be deposited and
used as provided in this resolution and that it will manage
and operate all properties owned by it and comprising any
part of the Redevelopment Project in a sound and business-
like manner .
( 3 ) The Agency covenants and agrees that, except
as permitted in Section 14 hereof, it will not issue any
other obligations payable, principal or interest, from the
Pledged Tax Revenues which have, or purport to have, any
lien upon the Pledged Tax Revenues superior to or on a
parity with the lien of the 1985 Bonds herein authorized;
provided, however , that nothing in this resolution shall
prevent the Agency from issuing and selling pursuant to law
refunding bonds or other refunding obligations payable from
and having a first lien upon the Pledged Tax Revenues if
such refunding bonds or other refunding obligations are
issued for the purpose of, and are sufficient for the pur-
pose of, refunding all of the 1985 Bonds authorized by this
resolution and then outstanding.
-36-
( 4) The Agency covenants and agrees that it will
duly and punctually pay or cause to be paid the principal of
and interest on each of the Bonds issued hereunder on the
date, at the place and in the manner provided in said Bonds,
solely from the Tax Revenues and other funds as herein pro-
vided. The Agency further covenants that it will comply
with the requirements of Section 33675 of the Law, including
the filing of a "statement of indebtedness" with the Audi-
tor-Controller of Riverside County.
( 5) The Agency covenants and agrees that it will
from time to time pay and discharge, or cause to be paid and
discharged, all payments in lieu of taxes, service charges,
assessments or other governmental charges which may lawfully
be imposed upon the Agency or any of the properties then
owned by it in the Redevelopment Project Area, or upon the
revenues and income therefrom and will pay all lawful claims
for labor , material and supplies which if unpaid might
become a lien or charge upon any of said properties, reve-
nues or income or which might impair the security of the
Bonds or the use of Tax Revenues or other funds to pay the
principal of and interest thereon, all to the end that the
priority and security of said Bonds shall be preserved; pro-
vided that nothing in this paragraph shall require the
Agency to make any such payment so long as the Agency in
good faith shall contest the validity thereof .
-37-
( 6) The Agency covenants and agrees that it will
at all times keep, or cause to be kept , proper and current
books and accounts ( separate from all other records and
accounts) in which complete and accurate entries shall be
made of all transactions relating to the Redevelopment Pro-
ject and the Tax Revenues and other funds herein provided
for, and will prepare within 180 days after the close of
each of its fiscal years a complete financial statement or
statements for such year in reasonable detail covering such
Redevelopment Project, Tax Revenues and other funds, certi-
fied by a certified public accountant or firm of certified
public accountants selected by the Agency, and will furnish
a copy of such statement or statements to the Fiscal Agent
or any bondholder upon written request .
(7 ) The Agency covenants and agrees that if all
or any part of the Redevelopment Project Area should be
taken from it, by eminent domain proceedings or other pro-
ceedings authorized by law, for any public or other use
under which the property will be tax exempt, the net pro-
ceeds realized by the Agency therefrom will be deposited in
the Special Fund and used and applied for the purpose of
paying principal of and interest on said Bonds and any
Parity Bonds; provided that the net proceeds realized by the
Agency from such taking of any part of the Redevelopment
Project Area the redevelopment of which was financed by the
Agency through the issuance of lease revenue bonds will be
-38-
deposited, used and applied in the manner provided by the
resolution authorizing issuance of such lease revenue bonds .
( 8 ) The Agency covenants and agrees that it will
not dispose of more than 10% of the assessed value of land
or real property or 10% of the land area in the Redevelop-
ment Project Area (except property shown in the Redevelop-
ment Plan in effect on the date this resolution is adopted
as planned for public use, or property to be used for public
streets, public off-street parking, sewage facilities, ease-
ments or rights of way for public utilities, or other
similar uses) to public bodies or other persons or entities
whose property is tax exempt if as a result of such dispo-
sition the security of the Bonds or the rights of bond-
holders would be substantially impaired.
(9 ) The Agency covenants and agrees to preserve
and protect the security of the Bonds and the rights of the
bondholders and to defend their rights under all claims and
demands of all persons. Without limiting the generality of
the foregoing, the Agency covenants and agrees to contest by
court action or otherwise (a) the assertion by any officer
of any government unit or any other person whatsoever
against the Agency that ( i ) the Law is unconstitutional or
( ii ) that the Pledged Tax Revenues cannot be paid by the
Agency for the debt service on the Bonds, or (b) any other
action affecting the validity of the Bonds or diluting the
security therefor, or (c) any assertion by the United States
-39-
of America or any department or agency thereof or any other
person that the interest received by the bondholders is tax-
able under federal income tax laws . The Agency covenants
and agrees to take no action which, based on an Opinion of
Counsel, would result in (a) the Pledged Tax Revenues being
withheld unless the withholding thereof is being contested
in good faith, or (b) the interest received by the bond-
holders becoming taxable under federal income tax laws . The
Agency covenants with the holders of all the Bonds at any
time outstanding that it will make no use of the proceeds of
the Bonds which will cause the Bonds to be "arbitrage bonds"
subject to federal income taxation by reason of Sec-
tion 103 (c) of the Internal Revenue Code of 1954, as
amended. To that end, so long as any of the Bonds are out-
standing, the Agency, with respect to the proceeds of the
Bonds, shall comply with all requirements of said Section
103(c) and all regulations of the United States Department
of the Treasury issued thereunder , to the extent that such
requirements are, at the time, applicable and in effect .
( 10 ) The Agency covenants that under no circum-
stances shall any initial investment, subsequent investment
or reinvestment of the proceeds of the 1985 Bonds be made in
such a manner as to result in the loss of exemption from
federal income taxation of interest on the 1985 Bonds .
Except as permitted during "temporary periods" (as such term
is defined in the proposed Income Tax Regulations referred
-40-
to herein) under said proposed Income Tax Regulations , the
proceeds of the 1985 Bonds shall not be invested directly or
indirectly in taxable obligations so as to produce a yield
which is materially higher than the yield on the 1985 Bonds
such as would result in the 1985 Bonds constituting
"arbitrage bonds" within the meaning of Section 103 (c) of
the Internal Revenue Code of 1954, as amended, and the
Income Tax Regulations issued thereunder , but such sums may
be otherwise invested if and when such section and any regu-
lations thereunder permit the investment to be made in the
manner made without causing the 1985 Bonds to become
"arbitrage bonds . "
( 11) The Agency covenants that it shall give
notice of the defeasance of the 1975 Bonds and the 1977
Bonds by publication, at least once, in a financial
newspaper or journal of general circulation in New York, New
York, and such notice shall also be mailed, postage prepaid,
to all registered owners, if any, of said 1975 Bonds and
1977 Bonds at the address appearing on the bond registry
books . Such notice shall be in accordance with the
defeasance provisions of the resolutions for said 1975 Bonds
and 1977 Bonds and shall be in addition to the notice of
redemption required by the resolutions for said 1975 Bonds
and 1977 Bonds .
( 12) The Agency covenants with the holders of all
of the Bonds at any time outstanding that it has not and
-41-
will not incur any loans, obligations or indebtedness repay-
able from the Tax Revenues such that the total aggregate
debt service on said loans , obligations or indebtedness
incurred from and after the date of adoption of the Redevel-
opment Plan, when added to the total aggregate debt service
on the Bonds, will exceed the maximum amount of Tax Revenues
to be divided and allocated to the Agency pursuant to the
Redevelopment Plan.
Section 20 . Taxation of Leased Property. When-
ever any property in the Redevelopment Project Area has been
redeveloped and thereafter is leased by the Agency to any
person or persons (other than the City of Redlands or any
public instrumentality thereof) or whenever the Agency
leases real property in the Redevelopment Project Area to
any person or persons (other than the City of Redlands) for
redevelopment, the property shall be assessed and taxed in
the same manner as privately owned property, as required by
Section 33673 of the Health and Safety Code.
Section 21 . Fiscal Agent . The Agency hereby
appoints Bank of America National Trust & Savings Associ-
ation, Los Angeles, California, as Fiscal Agent to act as
the agent and depositary of the Agency for the purpose of
receiving Pledged Tax Revenues and other moneys as provided
in this resolution, to hold, allocate, use and apply such
Pledged Tax Revenues and other moneys as provided in this
resolution, and to perform such other duties and powers of
the Fiscal Agent as are prescribed in this resolution.
-42-
The Agency shall from time to time, on demand, pay
to the Fiscal Agent reasonable compensation for its services
and shall reimburse the Fiscal Agent for all its advances
and expenditures, including but not limited to advances to
and fees and expenses of independent appraisers, account-
ants, consultants, counsel , agents and attorneys-at-law or
other experts employed by the Fiscal Agent in the exercise
and performance of its powers and duties hereunder .
The Agency may remove the Fiscal Agent initially
appointed or any successor thereto and in such case shall
forthwith appoint a successor thereto but any successor
shall be a bank or trust company doing business and having
an office in the City of Redlands, having a combined capital
and surplus of at least $50,000,000, provided, however, that
if the 1985 Bonds are insured by AMBAC, said successor bank
shall have a combined capital and surplus of at least
$500,000,000 or such lesser number as is approved in writing
by AMBAC. The Fiscal Agent herein appointed or any substi-
tuted Fiscal Agent may at any time resign as such by writing
filed with the Agency in which event the Agency shall forth-
with appoint a substitute Fiscal Agent and the resignation
shall become effective upon such appointment. In the event
that the Fiscal Agent or any successor becomes incapable of
acting as such the Agency shall forthwith appoint a substi-
tute Fiscal Agent. Any bank or trust company into which the
Fiscal Agent may be merged or with which it may be consoli-
-43-
dated shall become the Fiscal Agent without action of the
Agency. The Fiscal Agent may become the owner of any of the
Bonds authorized by this resolution with the same rights it
would have had if it were not the Fiscal Agent .
The Fiscal Agent shall have no duty or obligation
whatsoever to enforce the collection of or to exercise dili-
gence in the enforcement of the collection of moneys
assigned to it hereunder, or as to the correctness of any
amounts received, but its liability shall be limited to the
proper accounting for such funds as it shall actually
receive.
The recitals of fact and all promises, covenants
and agreements contained herein and in the Bonds of said
authorized issue shall be taken as statements, promises,
covenants and agreements of the Agency, and the Fiscal Agent
assumes no responsibility for the correctness of the same,
and makes no representations as to the validity or suffi-
ciency of this resolution or of the Bonds, and shall incur
no responsibility in respect thereof , other than in con-
nection with the duties or obligations herein or in the
Bonds assigned to or imposed upon the Fiscal Agent . The
Fiscal Agent shall not be liable in connection with the per-
formance of its duties hereunder , except for its own negli-
gence or default .
Section 22. Lost, Destroyed or Mutilated Bonds .
In the event that any Bond is lost, stolen, destroyed or
-44-
mutilated, the Agency will cause to be issued a new Bond
similar to the original to replace the same in such manner
and upon such reasonable terms and conditions, including the
payment of costs and the posting of a surety bond if the
Agency deems such surety bond necessary, as may from time to
time be determined and prescribed by resolution. The Agency
may authorize such new Bond to be signed and authenticated
in such manner as it determines in said resolution, but if
said resolution does not specify such manner , such new bond
shall be signed and authenticated as set forth in this
resolution.
Section 23. Cancellation of Bonds. All Bonds
surrendered to the Fiscal Agent for payment shall upon pay-
ment therefor be cancelled immediately and forthwith trans-
mitted to the Treasurer . All of the cancelled Bonds shall
remain in the custody of the Treasurer until destroyed
pursuant to due authorization.
Section 24 . Amendments Without Consent of Bond
holders. The Agency may, from time to time and at any time,
adopt such resolutions supplemental hereto as shall not be
inconsistent with the terms and provisions hereof (which
supplemental resolutions shall thereafter form a part
hereof) ,
(a) to cure any ambiguity or formal defect or
omission in this resolution or in any supplemental resolu-
tion, or
-45-
(b) to grant to or confer upon the Fiscal Agent
for the benefit of the bondholders any additional rights,
remedies, powers, authority or security that may lawfully be
granted to or conferred upon the bondholders or the Fiscal
Agent.
Section 25. Amendments with Consent of Bond-
holders . This resolution, and the rights and obligations of
the Agency of the holders of the 1985 Bonds issued here-
under, may be modified or amended at any time by supple-
mental resolution adopted by the Agency with the consent of
1985 bondholders holding sixty percent (60%) in aggregate
principal amount of the outstanding 1985 Bonds, exclusive of
1985 Bonds, if any, owned by the Agency or the City of
Redlands, and obtained as hereinafter set forth; provided,
however , that no such modification or amendment shall, with-
out the express consent of the registered owner of the 1985
Bond affected, reduce the principal amount of any 1985 Bond,
reduce the interest rate payable thereon, advance the ear-
liest redemption date, reduce the premium payable upon
redemption thereof, extend its maturity or the 'times for
paying interest thereon or change the monetary medium in
which principal and interest is payable, nor shall any such
modification or amendment reduce the percentage of consent
required for amendment or modification.
Section 26. Calling Bondholders ' Meeting. If the
Agency shall desire to obtain any such consent, it shall
-46-
duly adopt a resolution calling a meeting of the Bondholders
for the purpose of considering the action the consent to
which is desired.
Section 27 . Notice of Meeting. Notice specifying
the purpose, place, date and hour of such meeting shall be
mailed, postage prepaid, to the respective registered owners
of the 1985 Bonds at their addresses appearing on the regis-
try books maintained by the Fiscal Agent . The place, date
and hour of holding such meeting and the date or dates of
mailing such notice shall be determined by the Agency in its
discretion.
The actual receipt by any bondholder of notice of
any such meeting shall not be a condition precedent to the
holding of such meeting, and failure to receive such notice
shall not affect the validity of the proceedings thereat . A
certificate by the Secretary of the Agency, approved by
resolution of the Agency, that the meeting has been called
and that notice thereof has been given as herein provided,
shall be conclusive as against all parties and it shall not
be open to any bondholder to show that he failed to receive
actual notice of such meeting.
Section 28 . Voting Qualifications . The Fiscal
Agent shall prepare and deliver to the chairman of the
meeting a list of the names and addresses of the registered
owners of 1985 Bonds, with a statement of the maturities and
serial numbers of the Bonds held and no bondholder shall be
-47-
entitled to vote at such meeting unless his name appears
upon such list or unless he shall present his Bond or Bonds
at the meeting, properly endorsed, or a certificate of
deposit thereof , satisfactory to the Agency, executed by a
bank or trust company or similar entity. No bondholder
shall be permitted to vote with respect to a larger aggre-
gate principal amount of Bonds than is set against his name
on such list, unless he shall produce the Bonds upon which
he desires to vote, or a certificate of deposit thereof as
above provided.
Section 29. Issuer-Owned Bonds. The Agency cove-
nants that it will present at the meeting a certificate,
signed and verified by one member thereof and by the Trea-
surer , stating the serial numbers, maturities and principal
amounts of all 1985 Bonds owned by, or held for account of ,
the Agency or the City of Redlands, directly or indi-
rectly. No person shall be permitted at the meeting to vote
or consent with respect to any Bond appearing upon such cer-
tificate, or any Bond which it shall be established at or
prior to the meeting is owned by the Agency or the City of
Redlands, directly or indirectly, and no such Bond ( in this
resolution referred to as "issuer-owned Bonds" ) shall be
counted in determining whether a quorum is present at the
meeting.
Section 30 . Quorum and Procedure. A represen-
tation of at least 604 in aggregate principal amount of the
-48-
1985 Bonds then outstanding (exclusive of issuer-owned
Bonds, if any) shall be necessary to constitute a quorum at
any meeting of bondholders, but less than a quorum may
adjourn the meeting from time to time, and the meeting may
be held as so adjourned without further notice, whether such
adjournment shall have been held by a quorum or by less than
a quorum. The Agency shall, by an instrument in writing,
appoint a temporary chairman of the meeting, and the meeting
shall be organized by the election of a permanent chairman
and secretary. At any meeting each bondholder shall be
entitled to one vote for every $5, 000 principal amount of
1985 Bonds with respect to which he shall be qualified to
vote as aforesaid, and such vote may be given in person or
by proxy duly appointed by an instrument in writing pre-
sented at the meeting. The Agency and/or the Fiscal Agent
by their duly authorized representatives and counsel, may
attend any meeting of the bondholders, but shall not be
required to do so.
Section 31 . Vote Required. At any such meeting
held as aforesaid there shall be submitted for the consi-
deration and action of the bondholders a statement of the
proposed action consent to which is desired, and if such
action shall be consented to and approved by bondholders
holding at least 60% in aggregate principal amount of the
1985 Bonds then outstanding (exclusive of issuer-owned 1985
Bonds) the chairman and secretary of the meeting shall so
-49-
certify in writing to the Agency, and such certificate shall
constitute complete evidence of consent of the bondholders
under the provision of this resolution. A certificate
signed and verified by the chairman and the secretary of any
such meeting shall be conclusive evidence and the only com-
petent evidence of matters stated in such certificate
relating to proceedings taken at such meeting.
Section 32 . Proceedings Constitute Contract . The
provisions of this resolution, of the resolutions providing
for the sale of the 1985 Bonds and awarding the 1985 Bonds
and fixing the interest rates thereon, and of any other
resolution supplementing or amending this resolution and
adopted prior to the issuance of the 1985 Bonds hereunder ,
shall constitute a contract between the Agency and the bond-
holders and the provisions thereof shall be enforceable by
any bondholder for the equal benefit and protection of all
bondholders similarly situated by mandamus, accounting, man-
datory injunction or any other suit, action or proceeding at
law or in equity that is now or may hereafter be authorized
under the laws of the State of California in any court of
competent jurisdiction. Said contract is made under and is
to be construed in accordance with the laws of the State of
California.
If one or more of the following events ( "events of
default" ) shall happen, that is to say--
-50-
( 1) if default shall be made in the due and
punctual payment of any installment of interest on any Bond
when and as such interest installment shall become due and
payable;
( 2) if default shall be made in the due and
punctual payment of the principal of any Bond when and as
the same shall become due and payable, whether at maturity
as therein expressed, by declaration or otherwise;
( 3) if default shall be made by the Agency
in the observance of any of the covenants, agreements or
conditions contained in this resolution or in the Bonds, and
such default shall have continued for a period of 30 days;
or
( 4) if the Agency shall file a petition or
answer seeking reorganization or arrangement under the
federal bankruptcy laws or any other applicable law of the
United States of America, or if a court of competent juris-
diction shall approve a petition, filed with or without the
consent of the Agency, seeking reorganization under the
federal bankruptcy laws or any other applicable law of the
United States of America, or if, under the provisions of any
other law for the relief or aid of debtors, any court of
competent jurisdiction shall assume custody or control of
the Agency or of the whole or any substantial part of is
property; then, and in each and every such case during the
continuance of such event of default, the Fiscal Agent may,
_51-
upon notice in writing to the Agency, and shall, if it is
requested by the holders of not less than a majority in
aggregate principal amount of the 1985 Bonds at the time
outstanding (such request to be in writing to the Fiscal
Agent and the Agency) declare the principal of all of the
1985 Bonds then outstanding and the interest accrued
thereon, to be due and payable immediately, and upon any
such declaration the same shall become and shall be imme-
diately due and payable, anything in this resolution or in
the Bonds to the contrary notwithstanding.
Such declaration may be rescinded by the holders
of not less than a majority of the 1985 Bonds then out-
standing provided the Agency cures such default or defaults
including the deposit with the Fiscal Agent of a sum suffi-
cient to pay all principal on the 1985 Bonds matured prior
to such declaration and all matured installments of interest
( if any) upon all the 1985 Bonds, with interest at the rate
of 12% per annum on such overdue installments of principal
and, to the extent such payment of interest on interest is
lawful at that time, on such overdue installments of
interest, so that the Agency is currently in compliance with
all payment, deposit and transfer provisions of this reso-
lution, and an amount sufficient to pay any expenses
incurred by the Fiscal Agent in connection with such
default .
-52-
Any bondholder shall have the right, for the equal
benefit and protection of all bondholders similarly
situated--
( 1) by mandamus, suit, action or proceeding,
to compel the Agency and its members, officers, agents or
employees to perform each and every term, provision and
covenant contained in this resolution and in the Bonds, and
to require the carrying out of any or all such covenants and
agreements of the Agency and the fulfillment of all duties
imposed upon it by the Law;
( 2) by suit, action or proceeding in equity,
to enjoin any acts or things which are unlawful, or the vio-
lation of any of the bondholders ' rights; or
( 3) upon the happening of any event of
default (as defined in this Section) , by suit, action or
proceeding in any court of competent jurisdiction, to
require the Agency and its members and employees to account
as if it and they were the trustees of an express trust .
Nothing in this Section or in any other provisions
of this resolution, or in the Bonds shall affect or impair
the obligation of the Agency, which is absolute and uncon-
ditional, to pay the principal of and interest on the Bonds
to the respective holders of the Bonds at the respective
date of maturity, as herein provided, or affect or impair
the right, which is also absolute and unconditional, of such
holders to institute suit to enforce such payment by virtue
of the contract embodied in the Bonds.
-53-
No remedy conferred hereby upon any bondholder is
intended to be exclusive of any other remedy, but each such
remedy is cumulative and in addition to every other remedy
and may be exercised without exhausting and without regard
to any other remedy conferred by the Redevelopment Law or
any other law of the State of California. No waiver of any
default or breach of duty or contract by any bondholder
shall affect any subsequent default or breach of duty or
contract or shall impair any rights or remedies on said sub-
sequent default or breach of duty or contract or shall
impair any rights or remedies on said subsequent default or
breach. No delay or omission of any bondholder to exercise
any right or power accruing upon any default shall impair
any such right or power or shall be construed as a waiver of
any default or acquiescence therein. Every substantive
right and every remedy conferred upon the bondholders may be
enforced and exercised as often as may be deemed expe-
dient . In case any suit, action or proceeding to enforce
any right or exercise any remedy shall be brought or taken
and should said suit, action or proceeding be abandoned, or
be determined adversely to the bondholders, then, and in
every such case, the Agency and the bondholders shall be
restored to their former positions, rights and remedies as
if such suit , action or proceeding had not been brought or
taken.
-54-
After the issuance and delivery of the 1985 Bonds,
this resolution and supplementary resolutions thereto shall
be irrepealable, but shall be subject to modification or
amendment to the extent and in the manner provided in this
resolution, but to no greater extent and in no other manner .
Section 33 . Defeasance. If the Agency shall pay
or cause to be paid, or shall have made provisions to pay,
or there shall have been set aside in trust funds to pay, to
the holders of the Bonds, the principal and interest, and
premium, if any, to become due thereon (except provision for
payment pursuant to an insurance policy guaranteeing payment
of principal and interest on the Bonds) , then the pledge of
the Pledged Tax Revenues and all other rights granted
hereby, shall thereupon cease, terminate and become void and
be discharged and satisfied and Tax Revenues allocated to
the Agency pursuant to Section 33670 of the Law shall no
longer be payable to the Fiscal Agent on account of the
Bonds.
Bonds for the payment and discharge of which upon
maturity, or upon redemption prior to maturity, provision
has been made through the setting apart in a reserve fund or
special trust account created pursuant to this resolution or
otherwise to insure the payment thereof , of money sufficient
for the purpose or through the irrevocable segregation for
that purpose in some sinking fund or other fund or trust
account of moneys sufficient therefor , including, but not
-55-
limited to, investment income earned or to be earned on
direct obligations of the United States of America or bonds
or other income earned or to be earned on direct obligations
of the United States of America or bonds or other obliga-
tions for which the faith and credit of the United States of
America are pledged for the payment of principal and inter-
est, shall, as provided herein, no longer be deemed to be
outstanding and unpaid; provided, however , that if any such
1985 Bonds are to be redeemed prior to the maturity thereof,
the Agency shall have taken all action necessary to redeem
such Bonds and notice of such redemption shall have been
duly given or provisions made for the giving of such notice,
and provided further that, if the maturity or redemption
date of any such 1985 Bond shall not have arrived, provision
shall have been made by the Agency by deposit, for the pay-
ment to the holders of any such 1985 Bonds, upon surrender
thereof, whether or not prior to maturity or redemption date
thereof, of the full amount to which they would be entitled
by way of principal, premium, if any, or interest to the
date of such maturity or redemption, including in the compu-
tation of said full amount any income to be earned by way of
investment of said deposit , as provided below, and provision
shall have been made by the Agency, for the publication, in
a Financial Newspaper or Journal published in or near the
City of New York, New York, of a notice to the holders of
such Bonds that such moneys are available for such payment .
-56-
Moneys held for payment or redemption in accor-
dance with the provisions of this Section shall be invested
in direct obligations of the United States of America, or
bonds or other obligations for which the faith and credit of
the United States of America are pledged for the payment of
principal and interest, to mature or be withdrawable, as the
case may be, not later than the time when needed for such
payment or redemption. Net income earned on such invest-
ments may be paid to the Agency or may be used for the pay-
ment or redemption of 1985 Bonds and to the extent permitted
by law may be considered as adequate provision for payment.
Section 34 . Severability. If any covenant,
agreement or provision, or any portion thereof, contained in
this resolution, or the application thereof to any person or
circumstances, is held to be unconstitutional , invalid or
unenforceable, the remainder of this resolution and the
application of any such covenant , agreement or provision, or
portion thereof, to other persons or circumstances , shall be
deemed severable and shall not be affected, and this resolu-
tion and the 1985 Bonds issued pursuant hereto shall remain
valid and the bondholders shall retain all valid rights and
benefits accorded to them under this resolution and the
Constitution and laws of the State of California. If the
provisions relating to the appointment and duties of a
Fiscal Agent are held to be unconstitutional , invalid or
unenforceable, said duties shall be performed by the
Treasurer .
-57-
Section 35. Effective Date. This resolution
shall take effect upon adoption.
ADOPTED AND APPROVED THIS 16th day of April
1985.
Chairperson of the
Redevelopment Agency of the
City of Redlands
Sec-fe ary of e- Redevelopment
Agen r of theMdj ty of Redlands
-58-
I , LORRIE POYZER, Secretary of the Redevelopment
Agency of the City of Redlands , do hereby certify that the
foregoing Resolution was regularly introduced and adopted by
the members of the Redevelopment Agency of the City of
Redlands , at a regular meeting thereof held on the 16th day
of April, 1985 , by the following vote of the members :
AYES : Messrs . Johnson, DeMirjyn , Larsen
NOES : None
ABSENT: Mr. Martinez , Chairman Beswick
ABSTAIN: None
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the official seal of the Redevelopment Agency of the
City of Redlands , California , this 16th day of April, 1985 .
ffe-c-fejltary of Redevelopment
Agen),cy of t �e ?ity of Redlands ,
Cal,i'fornia
JRR0046
EXHIBIT A
[Form of bond]
UNITED STATES OF AMERICA
STATE OF CALIFORNIA
COUNTY OF SAN BERNARDINO
CITY OF REDLANDS
THE REDEVELOPMENT AGENCY OF THE
CITY OF REDLANDS
REDLANDS REDEVELOPMENT PROJECT
1985 TAX ALLOCATION AND REFUNDING BOND
No.
The REDEVELOPMENT AGENCY OF THE CITY OF REDLANDS
(hereinafter sometimes called the "Agency" ) , a public body
corporate and politic, duly organized and existing under the
laws of the State of California, for value received, hereby
promises to pay (but solely from the funds hereinafter men-
tioned) to - or registered
assigns on (subject to the right of prior
redemption hereinafter mentioned) , upon presentation and
surrender of this bond, the principal sum of
Dollars ($ ) , with interest
thereon (payable solely from said funds) from the date
hereof at the rate of _% per annum, interest payable semi-
annually on the first day of January and the first day of
July of each and every year commencing January 1986 until
this bond is paid; provided, however , that if at the
maturity date of this bond, or if the same is duly called
for redemption, then at the date fixed for redemption,
moneys are available for payment or redemption thereof, as
provided in the resolution hereinafter mentioned, this bond
shall then cease to bear interest. Principal is payable in
"Lawful money of the United States of America at the Prin-
cipal Corporate Trust office of Bank of America National
Trust & Savings Association, Fiscal Agent for the Agency, in
San Francisco, California. Interest hereon is payable by
check or draft to the person whose name appears on the bond
registration books of the Fiscal Agent as the registered
owner hereof as of the close of business on the fifteenth
day of December and June for interest payable on the
succeeding January 1 and July 1, respectively, at such
person' s address as it appears on such registration books.
This bond and the interest thereon are not a debt
of the City of Redlands, the State of California or any of
its political subdivisions and neither said city, said state
nor any of its political subdivisions is liable thereon, nor
in any event shall this bond or said interest or premium be
payable out of any moneys or properties other than the
moneys of the Agency hereinafter mentioned. This bond does
not constitute an indebtedness within the meaning of any
constitutional or statutory debt limitation or restric-
tion. Neither the members of the Agency nor any persons
executing this bond are liable personally on this bond by
reason of its issuance.
-2-
This bond is one of a duly authorized issue of
bonds of the Agency designated "Redlands Redevelopment Pro-
ject 1985 Tax Allocation and Refunding Bonds ( "the bonds" )
limited in aggregate principal amount to $14, 245, 000, in
various multiples of $5,000, all of like tenor (except for
bond numbers and maturity dates and differences, if any, in
interest rate) and all of which have been issued pursuant to
and in conformity with the Constitution and laws of the
State of California and particularly the Community Redevel-
opment Law (Part 1 of Division 24 of the Health and Safety
Code of the State of California) for the purpose of finan-
cing and refinancing a portion of the cost of the redevelop-
ment project above designated, and are authorized by and
issued pursuant to Resolution No. 166 adopted by the Agency
on March 6, 1984 as amended by Resolution No. 173 adopted by
the Agency on April 16, 1985 (both hereinafter referred to
as the "resolution" ) , and all of the bonds are equally
secured in accordance with the terms of the resolution,
reference to which is hereby made for a specific description
of the security therein provided for said bonds, for the
nature, extent and manner of enforcement of such security,
for the covenants and agreements made for the benefit of the
bondholders, and for a statement of the rights of the bond-
holders. By the acceptance of this bond the holder thereof
assents to all of the terms, conditions and provisions of
said resolution. In the manner provided in the resolution,
said resolution and the rights and obligations of the Agency
and of the holders of said bonds, may (with certain excep-
tions as stated in said resolution) be modified or amended
with the consent of the issuer of the bonds and with the
consent of issuer of the bonds and with the consent of the
holders of 60% in aggregate principal amount of outstanding
bonds, exclusive of bonds , if any, owned by the Agency or
the City of Redlands .
The principal of this bond, the interest hereon and
any premium payable upon redemption hereof, are secured by
an irrevocable and first pledge of, and are payable solely
from, Pledged Tax Revenues (as such term is defined in said
resolution) and other moneys, all as more particularly set
forth in the resolution.
If this bond matures on or after July 1 , 1996 , it
is callable and redeemable in the manner and subject to the
terms and provisions, and with the effect , set forth in the
resolution at the option of the Agency, on July 1, 1995 , or
on any interest payment date thereafter prior to maturity,
as a whole or in part , in inverse order of maturity and by
lot within a single maturity, upon at least 30 days ' prior
notice to the registered owner hereof at a redemption price
equal to the principal amount thereof plus the following
premiums (percentage of par value) if redeemed at the
following times:
-4-
Redemption Dates Premium
July 1 , 1995 or January 1, 1996 102%
July 1, 1996 or January 1 , 1997 101. 5%
July 1 , 1997 or January 1, 1998 101%
July 1, 1998 or January 1, 1999 100 . 5%
July 1 , 1999 and thereafter 100%
This bond shall be issued in fully registered form
only and no transfer hereof shall be valid unless made by
the registered owner and entered and noted by the Fiscal
Agent in books kept by it for that purpose, and the prin-
cipal hereof and any redemption premium shall be payable
only to the registered owner or to his order . Interest on
this bond shall be payable to the person whose name appears
upon the registry books as the registered owner hereof.
This bond shall not be entitled to any benefit
under the resolution, or become valid or obligatory for any
purpose, until the certificate of authentication hereon
endorsed shall have been signed by the Fiscal Agent .
It is hereby recited, certified and declared that
any and all acts, conditions and things required to exist,
to happen and to be performed precedent to and in the issu-
ance of this bond exist , have happened and have been per-
formed in due time, form and manner as required by the
Constitution and statutes of the State of California.
IN WITNESS WHEREOF, The Redevelopment Agency of the
City of Redlands has caused this bond to be signed on its
-5-
behalf by its Chairperson by her facsimile signature and by
its Secretary by her facsimile signature and the seal of
said Agency to be impressed, imprinted or reproduced hereon,
all as of the day of .
Chairperson of the
Redevelopment Agency of the
City of Redlands
(SEAL)
fSe r` tary o Redevelopment
Agency of the ity of Redlands
-6-
[Form of Certificate of Authentication]
This is one of the Bonds described in the within-
mentioned resolution.
Fiscal Agent
By:
Authorized Officer
[Form of Assignment of Bonds ]
For value received hereby
sells, assigns and transfers unto the
within-mentioned bond and hereby irrevocably constitutes and
appoints , attorney, to
transfer the same on the books of the Fiscal Agent with full
power of substitution in the premises.
Dated:
NOTE: The signature to this assignment must correspond
with the name as written on the face of the within
bond in every particular , without alteration or
enlargement or any change whatsoever .
-7-
JRR0038A
EXHIBIT B
ESCROW AGREEMENT
(REFUNDING 1977 REDLANDS REDEVELOPMENT
PROJECT TAX ALLOCATION REFUNDING BONDS)
THIS AGREEMENT, dated as of the 1st day of May,
1985, made by and between the REDEVELOPMENT AGENCY OF THE
CITY OF REDLANDS ( the "Agency" ) , a public body corporate and
politic organized and existing under the laws of the State
of California, and Bank of America National Trust & Savings
Association ( the "Escrow Bank" ) , a national banking associa-
tion having and exercising full and complete trust powers,
duly organized and existing under the laws of the United
States of America, being a member of the Federal Deposit
Insurance Corporation and having its principal corporate
trust office in the City of Los Angeles, California.
W I T N E S S E T H:
WHEREAS, the Agency has heretofore issued
$5,670,000 principal amount of its "1975 Redlands
Redevelopment Project Tax Allocation Bonds" ( the "1975
Bonds" ) , dated July 1, 1975 and maturing on July 1 in the
amounts and in the years as follows :
Principal Principal
Year Amount Year Amount
1978 . . . . . . . . . . . $ 90 ,000 1990 . . . . . . . . . . $230,000
1979 . . . . . . . . . . . 100 ,000 1991 . . . . . . . . . . 250 , 000
1980 . . . . . . . . . . . 110,000 1992. . . . . . . . . . 270,000
1981. . . . . . . . . . . 120,000 1993. . . . . . . . . . 300, 000
1982. . . . . . . . . . . 130,000 1994. . . . . . . . . . 320,000
1983. . . . . . . . . . . 140,000 1995. . . . . . . . . . 340,000
1984. . . . . . . . . . . 150,000 1996. . . . . . . . . . 370,000
1985. . . . . . . . . . . 160,000 1997 . . . . . . . . . . 400,000
1986 . . . . . . . . . . . 170,000 1998. . . . . . . . . . 430 ,000
1987 . . . . . . . . . . . 190,000 1999 . . . . . . . . . . 470,000
1988 . . . . . . . . . . . 200,000 2000. . . . . . . . . . 510,000
1989. . . . . . . . . . . 220,000
and the 1975 Bonds maturing on or after July 1, 1988 may be
redeemed on any interest payment date on or after July 1,
1987, all as more fully set forth in Resolution No. 143 of
the Agency adopted June 27 , 1975; and
WHEREAS, the Agency has heretofore issued
$4, 500,000 principal amount of its "1977 Redlands Redevelop-
ment Project Tax Allocation Refunding Bonds" ( the "1977
Bonds" ) , all of which remain outstanding; the 1977 Bonds are
dated March 1, 1977 and mature on July 1 in the amounts and
in the years as follows :
Principal
Year Amount
1988 . . . . . . . . . . . . . . $270, 000
1989 . . . . . . . . . . . . . . 290 , 000
1990 . . . . . . . . . . . . . . 310 ,000
1991. . . . . . . . . . . . . . 330 , 000
1992 . . . . . . . . . . . . . . 350,000
1993 . . . . . . . . . . . . . . 375 ,000
1994 . . . . . . . . . . . . . . 400 ,000
1995 . . . . . . . . . . . . . . 430,000
1996 . . . . . . . . . . . . . . 455,000
1997 . . . . . . . . . . . . . . 490 ,000
1998 . . . . . . . . . . . . . . 520,000
1999 . . . . . . . . . . . . . . 280,000
and the 1977 Bonds maturing on or after July 1, 1989 may be
redeemed on any interest payment date on or after July 1,
1988 , all as more fully set forth in Resolution No. 154 of
the Agency adopted January 18, 1977; and
WHEREAS, on April 16 , 1985 the Agency adopted
Resolution No. 173 authorizing the issuance of its 1985 Red-
lands Redevelopment Project Tax Allocation And Refunding
Bonds ( the "Bonds" ) in the aggregate principal amount of
$14, 245, 000 for the purpose of financing and refinancing a
portion of the cost of the Redlands Redevelopment Plan; and
WHEREAS, ( the
"Purchaser" ) , pursuant to an Official Notice of Sale duly
authorized and published, submitted the highest responsible
bid for the purchase of the Bonds, and said bid was accepted
by the Agency; and
WHEREAS, Resolution No. 173 provided for the crea-
tion of a fund to be known as the "Escrow Fund, " to be main-
tained in the Escrow Bank , and for the deposit in the Escrow
Fund of a portion of the proceeds of the Bonds; and
WHEREAS, a copy of Resolution No. 173 has been
delivered to the Escrow Bank and the provisions therein set
forth are herein incorporated by reference thereto as if set
forth herein in full; and
WHEREAS, the Federal Securities to be initially
acquired by the Escrow Bank for the account of the Agency
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with appropriate maturities and yields ( together with other
funds available for that purpose) to insure the payment of
all the Bond Requirements are hereinafter described in Exhi-
bit A attached hereto, such exhibit being by this reference
incorporated herein; and
WHEREAS, a schedule of receipts of interest when
due and principal on the maturity of such Federal Securities
and a schedule of debt payments and disbursements in the
certified public accountants ' report of Ernst & Whinney, as
required by this Escrow Agreement, attached hereto as Exhi-
bit B, such exhibit being by this reference incorporated
herein, demonstrates the sufficiency of the Federal Securi-
ties and other moneys available therefor to pay the Bond
Requirements as the same became due;
NOW, THEREFORE, the parties hereto hereby agree as
follows:
That in consideration of the mutual agreements
herein contained, in consideration of One Dollar ( $1.00)
duly paid by the Agency to the Escrow Bank at or before the
ensealing and delivery of these presents, the receipt
whereof is hereby acknowledged, and in order to secure the
payment of the Bond Requirements as heretofore provided, the
parties hereto mutually undertake, promise and agree for
themselves, their respective representatives, successors and
assigns, as follows:
Section 1. Definitions.
As used in this Escrow Agreement the following
terms shall have the following meanings:
Agency.
The term "Agency" shall mean the Redevelopment
Agency of the City of Redlands.
Bond Requirements.
The term "Bond Requirements" shall mean the sum
necessary to pay the interest coming due on the 1975 Bonds
on and before July 1, 1987 (at which time all outstanding
1975 Bonds shall be redeemed with proceeds from the 1977
Bonds which have been irrevocably set aside for such
purpose) , the interest coming due on the 1977 Bonds on and
before July 1, 1988 , and to pay the principal of all 1977
, Bonds outstanding on July 1, 1988 plus the redemption
premium due upon redemption of said 1977 Bonds on said date.
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Bonds.
The term "Bonds" or "Bond" shall mean any or all ,
as the case may be, of the 1985 Redlands Redevelopment Pro-
ject Tax Allocation And Refunding Bonds authorized under and
secured by the Resolution.
Escrow Agreement .
The term "Escrow Agreement" shall mean this agree-
ment by and between the Agency and the Escrow Bank, dated as
of May 1, 1985.
Escrow Bank.
The term "Escrow Bank" . shall mean Bank of America
National Trust & Savings Association, a national banking
association duly organized and existing under the laws of
the United States of America.
Escrow Fund.
The term "Escrow Fund" shall mean the fund created
under Section 12 of the Resolution.
Federal Securities.
The term "Federal Securities" shall mean direct
obligations of the United States of America maturing on or
before July 1, 1988.
Financial NewspaL)er or Journal .
The term "Financial Newspaper or Journal" shall
include The Wall Street Journal and The Daily Bond Buyer ,
and any other newspaper or journal containing financial news
and selected by the Escrow Bank, whose decision shall be
final and conclusive.
Fiscal Agent
The term "Fiscal Agent" shall mean Bank of America
National Trust & Savings Association, acting as fiscal agent
or as paying agent under the Resolution, its successors and
assigns and any other corporation or association which may
at any time be substituted in its place, as provided in the
Resolution.
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Person.
The term "person" shall mean an individual, a cor-
poration, a partnership, a trust, an unincorporated organi-
zation or a government or an agency or political subdivision
thereof.
Resolution.
The term "Resolution" shall mean that certain Reso-
lution No. 166, originally adopted by the Agency on March 6,
1984 and amended by Resolution No. 173 of the Agency adopted
on April 16, 1985 or as it may from time to time be supple-
mented, modified or amended by any supplemental resolution
entered into pursuant to the provisions thereof.
Resolution No. 154.
The term "Resolution No. 154" shall mean that cer-
tain resolution adopted by the Agency on January 18 , 1977,
providing the terms and conditions for the issuance of the
1977 Bonds.
1975 Bonds .
The term "1975 Bonds" shall mean the 1975 Redlands
Redevelopment Project Tax Allocation Bonds, dated as of
July 1, 1975, in the aggregate principal amount of
$5,670 ,000 , authorized and issued under Resolutin No. 143 of
the Agency.
1977 Bonds .
The term "1977 Bonds" shall mean the 1977 Redlands
Redevelopment Project Tax Allocation Refunding Bonds, dated
as of March 1, 1977, in the aggregate principal amount of
$4,500 ,000, authorized and issued under and secured by Reso-
lution No. 154 .
Treasurer.
The term "Treasurer" shall mean the officer who is
then performing the functions of Treasurer of the Agency.
Trust Bank .
The term "Trust Bank" or "Trust Banks" shall mean
any bank meeting the requirements set forth in Section
. 15(A) ( 2) of this Escrow Agreement.
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Section 2 . Creation of Escrow.
A. Simultaneously with the delivery of the Bonds,
and subject to their issuance, the Agency will deposit or
cause to be deposited with the Escrow Bank in escrow to be
held and accounted for in the Escrow Fund and paid out as
provided in this Escrow Agreement and in the Resolution the
sum of $ . The Escrow Bank is to acquire with the
total amount deposited in the Escrow Fund the Federal Secur-
ities set forth in Exhibit A at the cost set forth there-
in. Said Federal Securities shall be held and accounted for
in the Escrow Fund.
B. The Federal Securities to be acquired under
this Section 2 are such that if interest thereon and princi-
pal thereof are paid as interest and principal become due,
the proceeds from the collection of such interest and prin-
cipal, together with any other moneys made available for
that purpose, will be sufficient to permit the prompt
payment of the Bond Requirements as such Bond Requirements
become due.
Section 3 . Purpose of Escrow.
The Escrow Bank shall hold all Federal Securities,
whether acquired as initial investments, subsequent invest-
ments or reinvestments hereunder, and the money received
from time to time as interest on and principal of Federal
Securities hereunder , in trust to secure the payment of the
Bond Requirements and shall collect the principal of and
interest on the Federal Securities held by it hereunder
promptly as such principal and interest become due, for
application in accordance with the provisions of Section 8
hereof.
Section 4 . Accounting for Escrow.
A. The moneys and the Federal Securities from
time to time accounted for in the Escrow Fund shall not be
subject to checks drawn by the Agency or otherwise subject
to its order except as otherwise provided in Section 10
hereof .
B. The Escrow Bank shall transfer moneys at the
times and in the manner designated herein and in the Resolu-
tion to provide sufficient moneys to permit the Fiscal Agent
and the fiscal agent for the 1977 Bonds under Resolution
No. 154, and the fiscal agent for the 1975 Bonds under
, Resolution No. 143 , respectively, to pay without default the
Bond Requirements as the same become due in accordance with
the provisions of the Resolution, Resolution No. 154, and
Resolution No. 143 , respectively.
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C. There shall be no redemption prior to maturity
of Federal Securities except if necessary to avoid a default
in the payment of the Bond Requirements.
Section 5 . Maturities of Federal Securities .
A. The initial investments and any subsequent
investments and reinvestments shall be made, however , in
such manner and at such times :
( 1) So that the Federal Securities so pur-
chased may be redeemed in due season at their
respective maturities and in accordance with the
provisions of Section 8 to meet the Bond Require-
ments as the same become due, and
( 2) So that any redemption prior to maturity
of Federal Securities shall be unnecessary.
B. There shall be no substitution of any Federal
Securities for any other Federal Securities at any time evi-
dencing any investment or reinvestment of any moneys held
under this Escrow Agreement .
Section 6 . Investments and Reinvestments .
A. The Escrow Bank may reinvest any moneys
received in payment of the principal of the Federal Securi-
ties, or otherwise, and accounted for in the Escrow Fund and
any account thereof in Federal Securities, subject to the
limitations of Section 5 hereof and of this Section 6 .
B. Any such Federal Securities shall not be sub-
ject to call and redemption prior to their respective
maturities at the option and call of the issuer of them.
C. Any such Federal Securities shall mature on or
prior to the date or dates when the proceeds thereof must be
available for the prompt satisfaction of the Bond Require-
ments .
D. The Escrow Bank , however , shall have no obli-
gation by virtue of this Escrow Agreement , general trust
law, or otherwise, to make any investment or reinvestment of
any moneys in escrow at any time except as provided in
Section 2 hereof and as hereinafter provided in this
Section 6.
E. Subject to the provisions of Subsection F of
this Section 6, at any time when the Escrow Bank has on hand
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any moneys accounted for in any account of the Escrow Fund
in excess of $10 ,000 which will not be needed for a period
of 30 days or more for the payment of the Bond requirements,
the Escrow Bank shall invest such surplus or so much thereof
as can reasonably be so invested in Federal Securities,
except as otherwise provided in Subsection A of Section 5
hereof.
F. Under no circumstances shall any moneys in the
Escrow Fund be invested in securities or obligations, the
acquisition of which would cause any of the Bonds to be an
"arbitrage bond" as defined in Section 103 (c) of the Inter-
nal Revenue Code of 1954, as amended, and regulations of the
United States Department of the Treasury issued thereunder .
Section 7 . Sufficiency of Escrow.
The escrowed proceeds and investments together with
the known minimum yield thereon and such other funds as have
been made available therefor shall be in an amount which at
all times shall be sufficient to pay the Bond Require-
ments. The certificate of Ernst & Whinney, certified public
accountants, as to such sufficiency shall be furnished as a
condition precedent to the delivery of the Bonds.
Section 8 . Transfers for Payment of Bond Require-
ments.
The Escrow Bank shall withdraw moneys from the
Escrow Fund in sufficient amounts and at the times to make
the interest payments without default on the 1975 Bonds
required by Resolution No. 143 through July 1, 1987 (at
which time all outstanding 1975 Bonds shall be redeemed with
proceeds of the 1977 Bonds which have been irrevocably set
aside for such purpose) , to make the debt service payments
on the 1977 Bonds without default required by Resolution
No. 154 for the period beginning July 1, 1987, and ending on
July 1, 1988, and to cause the redemption of all outstanding
1977 Bonds on July 1, 1988 at the redemption prices speci-
fied in Resolution No. 154. The Escrow Bank is irrevocably
committed to make such debt service payments to the extent
that there are sufficient moneys and investments on deposit
in the Escrow Fund. On or before each respective interest
payment date and principal payment date, the Escrow Bank
shall transmit such sums in accordance with the provisions
of Section 4 B of this Escrow Agreement and such moneys
shall be held separate and apart from all other funds, for
the benefit of the Owners of the refunded bonds.
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Section 9 . Redemption Notice.
At the written direction of the Agency, the Escrow
Bank shall notify the fiscal agent for the 1977 Bonds under
Resolution No. 154 , by telephone and by registered or certi-
fied first class mail, postage prepaid, not earlier than
April 1, 1988 , nor later than May 1, 1988, of the necessity
of publishing and mailing notice of redemption of the 1977
Bonds in accordance with the provisions of Resolution
No. 154. Upon receipt of such notification from the Escrow
Bank, said fiscal agent will give said notices of redemp-
tion. The Escrow Bank will not be required to furnish a
list for use in determining any holders of 1977 Bonds so to
be redeemed. The Escrow Bank will not be responsible for
determining the accuracy of any information supplied to it
by any person pursuant to the procedures outlined herein,
including without limitation, the Agency and said fiscal
agent, or for seeing to it that any notices of redemption
are actually mailed or published as required.
Section 10 . Termination of Escrow Fund.
When the Escrow Bank shall have transferred to the
fiscal agent for the 1977 Bonds under Resolution No. 154,
pursuant to Section 8 hereof, the amount necessary to redeem
all outstanding 1977 Bonds, the Escrow Bank shall immedi-
ately pay over to the Agency or its order for deposit in the
Special Fund established pursuant to section 15 of the Reso-
lution the moneys, if any, then remaining in the Escrow Fund
and shall make forthwith a final report to the Agency.
Section 11. Fees and Costs.
A. The Escrow Bank ' s total fees and costs for and
in carrying out the provisions of this Escrow Agreement,
including the token consideration of $1. 00 recited herein-
above, have been fixed at $ , which amount is to be
paid as follows : $ at the time of delivery of the
Bonds and $ on each July 1 thereafter to and including
July 1, 198 .
B. The Escrow Bank shall also be entitled to
additional fees and reimbursement for costs incurred,
including but not limited to legal and accountants ' ser-
vices, in connection with any litigation which may at any
time be instituted involving this Escrow Agreement.
C. Such payment for services rendered and to be
rendered by the Escrow Bank shall not be for deposit in the
Escrow Fund, and the fees of and the costs incurred by the
Escrow Bank shall not be deducted from such fund.
-9-
Section 12 . Possible Deficiencies.
A. If at any time it shall appear to the Escrow
Bank that the moneys in the Escrow Fund and any interest on
and the principal of the Federal Securities in escrow allo-
cable for such use hereunder , including, without limitation,
the known minimum yield from the Federal Securities ( for
which computation the Escrow Bank shall be entitled to rely
upon the certified public accountants ' report attached
hereto as Exhibit B) , together with moneys held in the
Investment Revenue Fund under the Resolution, will not be
sufficient to make any payment needed to satisfy the Bond
Requirements, the Escrow Bank shall notify the Agency in
writing as soon as reasonably practicable of such fact, the
amount of such deficiency and the reason therefor .
B. Thereupon the Agency shall forthwith deposit
with the Escrow Bank for deposit in the Escrow Fund or with
the Fiscal Agent for deposit in the Investment Revenue Fund,
as may be appropriate, from any legally available moneys,
such additional moneys as may be required to meet fully the
aggregate amounts to become due and payable as the same
become due.
C. The Escrow Bank shall in no manner be respon-
sible for the Agency' s failure to make any such deposit if
the Escrow Bank shall have notified the Agency as soon as
reasonably practicable of the need for such additional
moneys.
Section 13 . Reports.
A. Until the termination of the Escrow Fund for
which provision is herein made, the Escrow Bank shall submit
to the Agency monthly reports covering all Federal
Securities and the amount of money accounted for in the
Escrow Fund and all moneys it shall have received and all
disbursements it shall have made or caused to be made here-
under .
B. The last report, however, shall be made in
accordance with the provisions of Section 10 hereof.
C. Each such report ( including the last report)
shall further indicate for which period and in what Trust
Bank any Federal Securities in escrow and any uninvested
moneys in escrow were transferred for safekeeping or any
, Federal Securities pledged to secure the repayment to the
Agency of any uninvested moneys in escrow were placed in
pledge, as permitted by Section 15 hereof.
_10-
Section 14 . Character of Deposit .
A. It is recognized that title to the Federal
Securities and moneys accounted for in the Escrow Fund from
time to time shall remain vested in the Agency but subject
always to the prior charge and lien thereon of this Escrow
Agreement and the use thereof required to be made by the
provisions hereof.
B. The Escrow Bank shall hold all such securities
and moneys in the Escrow Fund and in each account thereof as
special trust funds and accounts separate and wholly segre-
gated from all other securities and moneys of the Escrow
Bank or deposited therein, and shall never commingle such
securities or moneys with other securities or moneys.
Section 15 . Securing Deposit .
A. All uninvested moneys held at any time in the
Escrow Fund shall be continuously secured by bonds or other
obligations which are authorized by law as security for
public deposits, of a market value at least equal to 110% of
the total amount of uninvested moneys in the Escrow Fund or
the amount required by law which bonds or other obligations
shall be held:
( 1) In any branch of the Federal Reserve
Bank; or
( 2) In any commercial bank ( including the
Escrow Bank) , which bank :
(a) Is a state or national bank or trust
company,
(b) Is a member of the Federal Deposit
Insurance Corporation,
(c) Is a member of the Federal Reserve
System,
(d) Has a capital and surplus of
$50,000,000 or more,
(e) Is exercising full and complete
trust powers, and
(f) May be located in the State of Cali-
fornia or without the State of California; or
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( 3) In any branch of the Federal Reserve Bank
and in two or more Trust Banks (or any combination
thereof) .
B. Such bonds or other obligations so held as a
pledge shall be used whenever necessary to enable the fiscal
agent for the 1975 Bonds under Resolution No. 143 and the
fiscal agent for the 1977 Bonds under Resolution No. 154 to
pay the Bond Requirements to the extent such uninvested
moneys accounted for in the Escrow Fund are for any reason
not available to make such payments , except for any such
moneys transferred or caused to be transferred by the Escrow
Bank to the Fiscal Agent pursuant to this Escrow Agreement
or the Resolution.
C. Any Federal Securities and any uninvested
moneys accounted for in the Escrow Fund may from time to
time be placed by the Escrow Bank for safekeeping wholly or
in part in any such Trust Bank or Trust Banks within or
without or both within and without the State of California,
only if prior to any such transfer the Treasurer consents
thereto in writing.
D. Each such Trust Bank holding any Federal
Securities accounted for in the Escrow Fund or any uninves-
ted moneys accounted for therein, or both such securities
and such moneys, prior to such a deposit therein, shall be
furnished by the Escrow Bank with a copy of this instrument.
E. By the acceptance of such Federal Securities
in escrow or such uninvested moneys in escrow, each such
Trust Bank shall be bound to the extent of such safekeeping
deposit in the same manner as the Escrow Bank , as herein
provided.
F. The Escrow Bank , however , shall remain solely
responsible to the Agency:
( 1) For the reinvestments of moneys pursuant
to Section 6 hereof;
( 2) For transfers to the fiscal agent for the
1975 Bonds under Resolution No. 143, the fiscal
agent for the 1977 bonds under Resolution No. 154
and to the Fiscal Agent pursuant to Section 8
hereof ;
( 3) For termination of the Escrow Fund pur-
suant to Section 10 hereof;
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( 4) For notification of prospective defici-
encies pursuant to Section 12 hereof; and
( 5) For the periodic status reports pursuant
to Section 13 hereof.
G. Notwithstanding the liabilities of the Escrow
Bank stated in Subsection F of this Section 15, the Escrow
Bank may cause any one, all or any combination of the duties
stated in said subsection F to be performed on its behalf by
any Trust Bank.
H. In the event of the Escrow Bank ' s failure to
account for any moneys or Federal Securities held by it or
by any Trust Bank in the Escrow Fund, such moneys and secur-
ities shall be and remain the property of the Agency.
I . If for any reason such moneys or securities
cannot be identified, all other assets of the Escrow Bank
and of each such Trust Bank failing to account therefor
shall be impressed with a trust for the amount thereof and
the Agency shall be entitled to a preferred claim upon such
assets .
J. No money paid into and accounted for in the
Escrow Fund shall ever be considered as a banking deposit,
and neither the Escrow Bank nor any Trust Bank shall have
any right or title with respect thereto.
Section 16 . Purchasers ' Responsibility.
The purchasers and holders from time to time of the
Bonds shall in no manner be responsible for the application
or disposition of the proceeds thereof nor of any moneys or
Federal Securities held in the Escrow Fund.
Section 17 . Irrevocability.
A. The Bonds shall be issued in reliance upon
this Escrow Agreement , and except as herein provided this
instrument shall be irrevocable and not subject to amendment
after any of the Bonds shall have been issued.
B. If, however , in carrying out their respective
duties under this Escrow Agreement, the Agency or the Escrow
Bank shall find that by reason of some error or omission or
otherwise in the provisions hereof an amendment is desirable
in order to give effect to the true intention and purpose of
. this Escrow Agreement, one or more amendments may be pro-
posed by the Agency or the Escrow Bank, and a suit for
declaratory judgment may be filed by the Agency or the
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Escrow Bank against the Escrow Bank or the Agency, respec-
tively, in a court of competent jurisdiction, requesting the
consideration and approval of such amendment .
C. When the court has jurisdiction over the
defendant by proper service of process or otherwise, notice
of the pendency of such action shall be given to holders of
the Bonds , the 1975 Bonds and the 1977 Bonds by publication
of an appxopriate notice at least one time in a Financial
Newspaper or Journal published in the City of New York,
State of New York, as may be determined by the plaintiff, as
well as in such other manner ( if any) as may be required by
court rule or statute of the jurisdiction.
D. Within a period of 30 days following the com-
pletion of such publication any holder of any Bond, any 1977
Bond or of any 1977 Bond may intervene in such action and
ask to be heard.
E. When the court shall have heard all such
persons wishing to be heard and shall have considered the
evidence and the facts, if it shall enter a judgment finding
that the proposed amendment or amendments may legally be
made and will effectuate the intention and purposes of the
trust, this Escrow Agreement may be so amended, and the
amendment or amendments so made shall be effective.
Section 18 . Exculpatory Paragraph.
A. The duties and responsibilities of the Escrow
Bank are limited to those expressly and specifically stated
in this Escrow Agreement .
B. The Escrow Bank shall not be liable or respon-
sible for any loss resulting from any investment or rein-
vestment made pursuant to this Escrow Agreement and made in
compliance with the provisions hereof.
C. The Escrow Bank shall not be personally liable
for any act it may do or omit to do hereunder, while acting
with reasonable care, except for duties expressly imposed
upon the Escrow Bank hereunder or as otherwise expressly
provided herein.
D. The Escrow Bank shall be under no obligation
to inquire into or be in any way responsible for the perfor-
mance or nonperformance by the Agency of any of its obliga-
tions, nor shall it be responsible in any manner for the
. recitals or statements contained herein, including, but not
limited to, the certified public accountants ' report
attached hereto as Exhibit B, or in the 1975 Bonds or in the
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1977 Bonds or any proceedings taken in connection therewith,
such recitals and statements being made solely by the
Agency.
E. Nothing in this instrument shall be construed
to create any obligations or liabilities on the part of the
Escrow Bank to anyone other than the Agency, the holders of
the Bonds, the holders of the 1975 Bonds and the coupons
appertaining thereto and the holders of the 19.77 Bonds and
the coupons appertaining thereto.
Section 19 . Time of Essence.
Time shall be of the essence in the performance of
the obligations from time to time imposed upon the Escrow
Bank by this instrument.
Section 20 . Successors .
A. Whenever herein the Agency or the Escrow Bank
is named or is referred to, such provision shall be deemed
to include any successor of the Agency or the Escrow Bank,
respectively, immediate or intermediate, whether so expres-
sed or not.
B. All of the stipulations, obligations and
agreements by or on behalf of and other provisions for the
benefit of the Agency or the Escrow Bank contained herein;
(1) Shall bind and inure to the benefit of
any such successor , and
( 2 ) Shall bind and shall inure to the benefit
of any officer , board, authority, agent or instru-
mentality to whom or to which there shall be trans-
ferred by or in accordance with law any right,
power or duty of the Agency or the Escrow Bank ,
respectively, of of its successor , the possession
of which is necessary or appropriate in order to
comply with any such stipulations, obligations,
agreements or other provisions hereof.
Section 21. Severability.
If any section, paragraph, clause or provision of
this Escrow Agreement shall for any reason be held to be
invalid or unenforceable, the invalidity or unenforceability
of such section, paragraph, clause or provision shall not
. affect any of the remaining provisions of this Escrow Agree-
ment.
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IN WITNESS WHEREOF, the REDEVELOPMENT AGENCY OF THE
CITY OF REDLANDS has caused this Escrow Agreement to be
signed in the Agency' s name by its Chairperson and by its
Secretary, with the seal thereof hereunto affixed;
and has caused this
Escrow Agreement to be signed in its corporate name by one
of its , sealed with its corporate
seal and attested by one of its Trust Officers, all as of
the day and year first above written.
REDEVELOPMENT AGENCY OF THE
CITY OF REDLANDS
By
Chairperson
(SEAL)
By:
e r t a r y
, i
(SEAL)
By:
Its:
Attest:
Trust Officer
_l6_
JRR0039
SECRETARY 'S CERTIFICATION
I , Lorrie Poyzer, Secretary of the Redevelopment
Agency of the City of Redlands , hereby certify that the fore-
going resolution was adopted by the Redevelopment Agency of
the City of Redlands at a regular meeting thereof held on the
16th day of April, 1985 , by the following vote:
AYES : Messrs, Johnson, DeMirjyn, Larsen
NOES : None
ABSENT: Mr. Martinez , Chairman Beswick
ABSTAIN: None
IN WITNESS WHEREOF , I have hereunto set my hand and
affixed the official seal of the Redevelopment Agency of the
City of Redlands on the 3rd day of June , 1985 .
Secretary, Redevelopment Agency
City of Redlands
Resolution No . 173